📄 rfc2014.txt
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Network Working Group A. WeinribRequest for Comments: 2014 Intel CorporationBCP: 8 J. PostelCategory: Best Current Practice ISI October 1996 IRTF Research Group Guidelines and ProceduresStatus of this Memo This document specifies an Internet Best Current Practices for the Internet Community, and requests discussion and suggestions for improvements. Distribution of this memo is unlimited.Abstract The Internet Research Task Force (IRTF) has responsibility for organizing groups to investigate research topics related to the Internet protocols, applications, and technology. IRTF activities are organized into Research Groups. This document describes the guidelines and procedures for formation and operation of IRTF Research Groups. It describes the relationship between IRTF participants, Research Groups, the Internet Research Steering Group (IRSG) and the Internet Architecture Board (IAB). The basic duties of IRTF participants, including the IRTF Chair, Research Group Chairs and IRSG members are defined.1. INTRODUCTION This document defines guidelines and procedures for Internet Research Task Force (IRTF) Research Groups. The IRTF focuses on longer term research issues related to the Internet while the parallel organization, the Internet Engineering Task Force (IETF), focuses on the shorter term issues of engineering and standards making. The Internet is a loosely-organized international collaboration of autonomous, interconnected networks; it supports host-to-host communication through voluntary adherence to open protocols and procedures defined by Internet Standards, a collection of which are commonly known as "the TCP/IP protocol suite". Development and review of potential Internet Standards from all sources is conducted by the Internet Engineering Task Force (IETF). The Internet Standards Process is defined in [1].Weinrib & Postel Best Current Practice [Page 1]RFC 2014 IRTF Research Group Guidelines October 1996 The IRTF is a composed of a number of focused, long-term, small Research Groups. These groups work on topics related to Internet protocols, applications, architecture and technology. Research Groups are expected to have the stable long term membership needed to promote the development of research collaboration and teamwork in exploring research issues. Participation is by individual contributors, rather than by representatives of organizations. The IRTF is managed by the IRTF Chair in consultation with the Internet Research Steering Group (IRSG). The IRSG membership includes the IRTF Chair, the chairs of the various Research Group and possibly other individuals ("members at large") from the research community. The IRTF Chair is appointed by the IAB, the Research Group chairs are appointed as part of the formation of Research Groups (as detailed below) and the IRSG members at large are chosen by the IRTF Chair in consultation with the rest of the IRSG and on approval by the IAB. In addition to managing the Research Groups, the IRSG may from time to time hold topical workshops focusing on research areas of importance to the evolution of the Internet, or more general workshops to, for example, discuss research priorities from an Internet perspective. This document defines procedures and guidelines for formation and operation of Research Groups in the IRTF. The duties of the IRTF Chair, the Research Group Chairs and IRSG members are also described. Except for members at large of the IRSG, there is no general participation in the IRTF, only participation in a specific Research Group. The document uses: "shall", "will", "must" and "is required" where it describes steps in the process that are essential, and uses: "suggested", "should" and "may" where guidelines are described that are not essential, but are strongly recommended to help smooth Research Group operation. The terms "they", "them" and "their" are used in this document as third-person singular pronouns.1.1. IRTF approach The reader is encouraged to study The Internet Standards Process [1] to gain a complete understanding of the philosophy, procedures and guidelines of the IETF and its approach to standards making. The IRTF does not set standards, and thus has somewhat different and complementary philosophy and procedures. In particular, an IRTF Research Group is expected to be long-lived, producing a sequence ofWeinrib & Postel Best Current Practice [Page 2]RFC 2014 IRTF Research Group Guidelines October 1996 "products" over time. The products of a Research Group are research results that may be disseminated by publication in scholarly journals and conferences, as white papers for the community, as Informational RFCs, and so on. In addition, it is expected that technologies developed in a Research Group will be brought to the IETF as input to IETF Working Group(s) for possible standardization. However, Research Group input carries no more weight than other community input, and goes through the same standards setting process as any other proposal. IRTF Research Groups are formed to encourage research in areas of importance to the evolution of the Internet. Clearly, anyone may conduct such research, whether or not they are members of a Research Group. The expectation is that by sponsoring Research Groups, the IRTF can foster cross-organizational collaboration, help to create "critical mass" in important research areas, and add to the visibility and impact of the work. IRTF Research Groups may have open or closed memberships. Limited membership may be advantageous to the formation of the long term working relationships that are critical to successful collaborative research. However, limited membership must be used with care and sensitivity to avoid unnecessary fragmentation of the work of the research community. Allowing limited membership is in stark contrast to IETF Working Groups, which are always open; this contrast reflects the different goals and environments of the two organizations- research vs. standards setting. To ameliorate the effects of closed membership, all Research Groups are required to regularly report progress to the community, and are encouraged to hold occasional open meetings (most likely co-located with IETF meetings). In addition, the IRTF may host open plenaries at regular IETF meetings during which research results of interest to the community are presented. Finally, multiple Research Groups working in the same general area may be formed if appropriate. Even more than the IETF, the work of the IRSG is expected to be marked by informality. The goal is to encourage and foster valuable research, not to add burdensome bureaucracy to the endeavor.1.2. Acknowledgments This document is based on the March 1994 RFC "IETF Working Group Guidelines and Procedures" by E. Huizer and D. Crocker [2].Weinrib & Postel Best Current Practice [Page 3]RFC 2014 IRTF Research Group Guidelines October 19962. RESEARCH GROUP FORMATION Research Groups are the activity centers in the IRTF. A Research Group is typically created to address a research area related to Internet protocols, applications, architecture or technology area. Research Groups have the stable long term membership needed to promote the development of research collaboration and teamwork in exploring research issues. Participation is by individual contributors, rather than by representatives of organizations. A Research Group may be established at the initiative of an individual or group of individuals. Anyone interested in creating an IRTF Research Group must submit a charter for the proposed group to the IRTF Chair along with a list of proposed founding members. The charter will be reviewed by the IRSG and then forwarded to the IAB for approval. If approved, the charter is placed on the IRTF Web site, and published in the Internet Monthly Report (IMR).2.1. Criteria for formation In determining whether it is appropriate to create a Research Group, the IRTF Chair, the IRSG and the IAB will consider several issues: - Is the research area that the Research Group plans to address clear and relevant for the Internet community? - Will the formation of the Research Group foster work that would not be done otherwise. For instance, membership drawn from more than a single institution, more than a single country, and so on, is to be encouraged. - Do the Research Group's activities overlap with those of another Research Group? If so, it may still be appropriate to create the Research Group, but this question must be considered carefully since subdividing efforts often dilutes the available technical expertise.Weinrib & Postel Best Current Practice [Page 4]RFC 2014 IRTF Research Group Guidelines October 1996 - Is there sufficient interest and expertise in the Research Group's topic with at least several people willing to expend the effort that is likely to produce significant results over time? Research Groups require considerable effort, including management of the Research Group process, editing of Research Group documents, and contribution to the document text. IRTF experience suggests that these roles typically cannot all be handled by one person; at least four or five active participants are typically required. To help in this determination, a proposal to create a Research Group should include a list of potential charter members. The Internet Architecture Board (IAB) will also review the charter of the proposed Research Group to determine the relationship of the proposed work to the overall architecture of the Internet Protocol Suite.2.2. Charter A charter is a contract between a Research Group and the IRTF to conduct research in the designated area. Charters may be renegotiated periodically to reflect changes to the current status, organization or goals of the Research Group. The formation of a Research Group requires a charter which is initially negotiated between a prospective Research Group Chair and the IRTF Chair. When the prospective Chair and the IRTF Chair are satisfied with the charter form and content, it becomes the basis for forming a Research Group. A IRTF Research Group charter consists of five sections: 1. Research Group Name A Research Group name should be reasonably descriptive or identifiable. Additionally, the group shall define an acronym (maximum 8 printable ASCII characters) to reference the group in the IRTF directories, mailing lists, and general documents. The name and acronym must not conflict with any IETF names and acronyms. 2. Chair(s) The Research Group may have one or two Chair(s) to perform the administrative functions of the group. The email address(es) of the Chair(s) shall be included.Weinrib & Postel Best Current Practice [Page 5]RFC 2014 IRTF Research Group Guidelines October 1996 3. Mailing list(s) Each Research Group shall have an address (possibly the Chair's) for members of the Internet community to send queries regarding the Research Group. For instance, for requests to join the group. A Research Group, whether limited membership or open, will have an "interest" Internet mailing list open to all interested parties. This list is used for an open discussion of the issues and announcements of results as they become available. Included should be the address to which an interested party sends a subscription request for the interest list and the procedures to follow when subscribing, and the location of the interest mailing list archive. It is expected that a Research Group may also have a mailing list limited to the regular meeting participants on which substantial part of the work of a Research Group is likely to be conducted via e-mail. 4. Membership Policy The Charter must define the membership policy (whether open or limited), and the procedure to apply for membership in the group. While limited membership is permitted, it is in no way encouraged or required. 5. Description of Research Group The focus and intent of the group shall be set forth briefly. By reading this section alone, an individual should be able to decide whether this group is relevant to their own work. The first paragraph must give a brief summary of the research area, basis, goal(s) and approach(es) planned for the Research Group. This paragraph will frequently be used as an overview of the Research Group's effort. To facilitate evaluation of the intended work and to provide on- going guidance to the Research Group, the charter shall describe the proposed research and shall discuss objectives and expected impact with respect to the Internet Architecture.3. RESEARCH GROUP OPERATION Research Groups are autonomous and each determines most of the details of its own operation with respect to session participation, reaching closure, norms of behavior, etc. Since the products areWeinrib & Postel Best Current Practice [Page 6]RFC 2014 IRTF Research Group Guidelines October 1996 research results, not Internet standards, consensus of the group is not required. Rather, the measure of success is the quality and impact of the research results. A number of procedural questions and issues will arise over time, and it is the function of the Research Group Chair to manage the group process, keeping in mind that the overall purpose of the group is to make progress towards realizing the Research Group's goals and objectives. There are few hard and fast rules on organizing or conducting Research Group activities, but a set of guidelines and practices have evolved over time that have proven successful. These are listed here, with actual choices typically determined by the Research Group members and the Chair.3.1. Meeting planning For coordinated, structured Research Group interactions, the Chair must publish to the group mailing list a draft agenda well in advance of the actual meeting. The agenda needs to contain at least: - The items for discussion;
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