rfc2026.txt
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standard specifications. Section 4 describes the Internet standards
specifications track. Section 5 describes Best Current Practice
RFCs. Section 6 describes the process and rules for Internet
standardization. Section 7 specifies the way in which externally-
sponsored specifications and practices, developed and controlled by
other standards bodies or by others, are handled within the Internet
Standards Process. Section 8 describes the requirements for notices
and record keeping Section 9 defines a variance process to allow
one-time exceptions to some of the requirements in this document
Section 10 presents the rules that are required to protect
intellectual property rights in the context of the development and
use of Internet Standards. Section 11 includes acknowledgments of
some of the people involved in creation of this document. Section 12
notes that security issues are not dealt with by this document.
Section 13 contains a list of numbered references. Section 14
contains definitions of some of the terms used in this document.
Section 15 lists the author's email and postal addresses. Appendix A
contains a list of frequently-used acronyms.
2. INTERNET STANDARDS-RELATED PUBLICATIONS
2.1 Requests for Comments (RFCs)
Each distinct version of an Internet standards-related specification
is published as part of the "Request for Comments" (RFC) document
series. This archival series is the official publication channel for
Internet standards documents and other publications of the IESG, IAB,
and Internet community. RFCs can be obtained from a number of
Internet hosts using anonymous FTP, gopher, World Wide Web, and other
Internet document-retrieval systems.
The RFC series of documents on networking began in 1969 as part of
the original ARPA wide-area networking (ARPANET) project (see
Appendix A for glossary of acronyms). RFCs cover a wide range of
topics in addition to Internet Standards, from early discussion of
new research concepts to status memos about the Internet. RFC
publication is the direct responsibility of the RFC Editor, under the
general direction of the IAB.
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RFC 2026 Internet Standards Process October 1996
The rules for formatting and submitting an RFC are defined in [5].
Every RFC is available in ASCII text. Some RFCs are also available
in other formats. The other versions of an RFC may contain material
(such as diagrams and figures) that is not present in the ASCII
version, and it may be formatted differently.
*********************************************************
* *
* A stricter requirement applies to standards-track *
* specifications: the ASCII text version is the *
* definitive reference, and therefore it must be a *
* complete and accurate specification of the standard, *
* including all necessary diagrams and illustrations. *
* *
*********************************************************
The status of Internet protocol and service specifications is
summarized periodically in an RFC entitled "Internet Official
Protocol Standards" [1]. This RFC shows the level of maturity and
other helpful information for each Internet protocol or service
specification (see section 3).
Some RFCs document Internet Standards. These RFCs form the 'STD'
subseries of the RFC series [4]. When a specification has been
adopted as an Internet Standard, it is given the additional label
"STDxxx", but it keeps its RFC number and its place in the RFC
series. (see section 4.1.3)
Some RFCs standardize the results of community deliberations about
statements of principle or conclusions about what is the best way to
perform some operations or IETF process function. These RFCs form
the specification has been adopted as a BCP, it is given the
additional label "BCPxxx", but it keeps its RFC number and its place
in the RFC series. (see section 5)
Not all specifications of protocols or services for the Internet
should or will become Internet Standards or BCPs. Such non-standards
track specifications are not subject to the rules for Internet
standardization. Non-standards track specifications may be published
directly as "Experimental" or "Informational" RFCs at the discretion
of the RFC Editor in consultation with the IESG (see section 4.2).
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RFC 2026 Internet Standards Process October 1996
********************************************************
* *
* It is important to remember that not all RFCs *
* are standards track documents, and that not all *
* standards track documents reach the level of *
* Internet Standard. In the same way, not all RFCs *
* which describe current practices have been given *
* the review and approval to become BCPs. See *
* RFC-1796 [6] for further information. *
* *
********************************************************
2.2 Internet-Drafts
During the development of a specification, draft versions of the
document are made available for informal review and comment by
placing them in the IETF's "Internet-Drafts" directory, which is
replicated on a number of Internet hosts. This makes an evolving
working document readily available to a wide audience, facilitating
the process of review and revision.
An Internet-Draft that is published as an RFC, or that has remained
unchanged in the Internet-Drafts directory for more than six months
without being recommended by the IESG for publication as an RFC, is
simply removed from the Internet-Drafts directory. At any time, an
Internet-Draft may be replaced by a more recent version of the same
specification, restarting the six-month timeout period.
An Internet-Draft is NOT a means of "publishing" a specification;
specifications are published through the RFC mechanism described in
the previous section. Internet-Drafts have no formal status, and are
subject to change or removal at any time.
********************************************************
* *
* Under no circumstances should an Internet-Draft *
* be referenced by any paper, report, or Request- *
* for-Proposal, nor should a vendor claim compliance *
* with an Internet-Draft. *
* *
********************************************************
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Note: It is acceptable to reference a standards-track specification
that may reasonably be expected to be published as an RFC using the
phrase "Work in Progress" without referencing an Internet-Draft.
This may also be done in a standards track document itself as long
as the specification in which the reference is made would stand as a
complete and understandable document with or without the reference to
the "Work in Progress".
3. INTERNET STANDARD SPECIFICATIONS
Specifications subject to the Internet Standards Process fall into
one of two categories: Technical Specification (TS) and
Applicability Statement (AS).
3.1 Technical Specification (TS)
A Technical Specification is any description of a protocol, service,
procedure, convention, or format. It may completely describe all of
the relevant aspects of its subject, or it may leave one or more
parameters or options unspecified. A TS may be completely self-
contained, or it may incorporate material from other specifications
by reference to other documents (which might or might not be Internet
Standards).
A TS shall include a statement of its scope and the general intent
for its use (domain of applicability). Thus, a TS that is inherently
specific to a particular context shall contain a statement to that
effect. However, a TS does not specify requirements for its use
within the Internet; these requirements, which depend on the
particular context in which the TS is incorporated by different
system configurations, are defined by an Applicability Statement.
3.2 Applicability Statement (AS)
An Applicability Statement specifies how, and under what
circumstances, one or more TSs may be applied to support a particular
Internet capability. An AS may specify uses for TSs that are not
Internet Standards, as discussed in Section 7.
An AS identifies the relevant TSs and the specific way in which they
are to be combined, and may also specify particular values or ranges
of TS parameters or subfunctions of a TS protocol that must be
implemented. An AS also specifies the circumstances in which the use
of a particular TS is required, recommended, or elective (see section
3.3).
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RFC 2026 Internet Standards Process October 1996
An AS may describe particular methods of using a TS in a restricted
"domain of applicability", such as Internet routers, terminal
servers, Internet systems that interface to Ethernets, or datagram-
based database servers.
The broadest type of AS is a comprehensive conformance specification,
commonly called a "requirements document", for a particular class of
Internet systems, such as Internet routers or Internet hosts.
An AS may not have a higher maturity level in the standards track
than any standards-track TS on which the AS relies (see section 4.1).
For example, a TS at Draft Standard level may be referenced by an AS
at the Proposed Standard or Draft Standard level, but not by an AS at
the Standard level.
3.3 Requirement Levels
An AS shall apply one of the following "requirement levels" to each
of the TSs to which it refers:
(a) Required: Implementation of the referenced TS, as specified by
the AS, is required to achieve minimal conformance. For example,
IP and ICMP must be implemented by all Internet systems using the
TCP/IP Protocol Suite.
(b) Recommended: Implementation of the referenced TS is not
required for minimal conformance, but experience and/or generally
accepted technical wisdom suggest its desirability in the domain
of applicability of the AS. Vendors are strongly encouraged to
include the functions, features, and protocols of Recommended TSs
in their products, and should omit them only if the omission is
justified by some special circumstance. For example, the TELNET
protocol should be implemented by all systems that would benefit
from remote access.
(c) Elective: Implementation of the referenced TS is optional
within the domain of applicability of the AS; that is, the AS
creates no explicit necessity to apply the TS. However, a
particular vendor may decide to implement it, or a particular user
may decide that it is a necessity in a specific environment. For
example, the DECNET MIB could be seen as valuable in an
environment where the DECNET protocol is used.
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RFC 2026 Internet Standards Process October 1996
As noted in section 4.1, there are TSs that are not in the
standards track or that have been retired from the standards
track, and are therefore not required, recommended, or elective.
Two additional "requirement level" designations are available for
these TSs:
(d) Limited Use: The TS is considered to be appropriate for use
only in limited or unique circumstances. For example, the usage
of a protocol with the "Experimental" designation should generally
be limited to those actively involved with the experiment.
(e) Not Recommended: A TS that is considered to be inappropriate
for general use is labeled "Not Recommended". This may be because
of its limited functionality, specialized nature, or historic
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