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📄 checklist.txt

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Review Checklist for RCU PatchesThis document contains a checklist for producing and reviewing patchesthat make use of RCU.  Violating any of the rules listed below willresult in the same sorts of problems that leaving out a locking primitivewould cause.  This list is based on experiences reviewing such patchesover a rather long period of time, but improvements are always welcome!0.	Is RCU being applied to a read-mostly situation?  If the data	structure is updated more than about 10% of the time, then	you should strongly consider some other approach, unless	detailed performance measurements show that RCU is nonetheless	the right tool for the job.	The other exception would be where performance is not an issue,	and RCU provides a simpler implementation.  An example of this	situation is the dynamic NMI code in the Linux 2.6 kernel,	at least on architectures where NMIs are rare.1.	Does the update code have proper mutual exclusion?	RCU does allow -readers- to run (almost) naked, but -writers- must	still use some sort of mutual exclusion, such as:	a.	locking,	b.	atomic operations, or	c.	restricting updates to a single task.	If you choose #b, be prepared to describe how you have handled	memory barriers on weakly ordered machines (pretty much all of	them -- even x86 allows reads to be reordered), and be prepared	to explain why this added complexity is worthwhile.  If you	choose #c, be prepared to explain how this single task does not	become a major bottleneck on big multiprocessor machines (for	example, if the task is updating information relating to itself	that other tasks can read, there by definition can be no	bottleneck).2.	Do the RCU read-side critical sections make proper use of	rcu_read_lock() and friends?  These primitives are needed	to suppress preemption (or bottom halves, in the case of	rcu_read_lock_bh()) in the read-side critical sections,	and are also an excellent aid to readability.	As a rough rule of thumb, any dereference of an RCU-protected	pointer must be covered by rcu_read_lock() or rcu_read_lock_bh()	or by the appropriate update-side lock.3.	Does the update code tolerate concurrent accesses?	The whole point of RCU is to permit readers to run without	any locks or atomic operations.  This means that readers will	be running while updates are in progress.  There are a number	of ways to handle this concurrency, depending on the situation:	a.	Make updates appear atomic to readers.  For example,		pointer updates to properly aligned fields will appear		atomic, as will individual atomic primitives.  Operations		performed under a lock and sequences of multiple atomic		primitives will -not- appear to be atomic.		This is almost always the best approach.	b.	Carefully order the updates and the reads so that		readers see valid data at all phases of the update.		This is often more difficult than it sounds, especially		given modern CPUs' tendency to reorder memory references.		One must usually liberally sprinkle memory barriers		(smp_wmb(), smp_rmb(), smp_mb()) through the code,		making it difficult to understand and to test.		It is usually better to group the changing data into		a separate structure, so that the change may be made		to appear atomic by updating a pointer to reference		a new structure containing updated values.4.	Weakly ordered CPUs pose special challenges.  Almost all CPUs	are weakly ordered -- even i386 CPUs allow reads to be reordered.	RCU code must take all of the following measures to prevent	memory-corruption problems:	a.	Readers must maintain proper ordering of their memory		accesses.  The rcu_dereference() primitive ensures that		the CPU picks up the pointer before it picks up the data		that the pointer points to.  This really is necessary		on Alpha CPUs.	If you don't believe me, see:			http://www.openvms.compaq.com/wizard/wiz_2637.html		The rcu_dereference() primitive is also an excellent		documentation aid, letting the person reading the code		know exactly which pointers are protected by RCU.		The rcu_dereference() primitive is used by the various		"_rcu()" list-traversal primitives, such as the		list_for_each_entry_rcu().  Note that it is perfectly		legal (if redundant) for update-side code to use		rcu_dereference() and the "_rcu()" list-traversal		primitives.  This is particularly useful in code		that is common to readers and updaters.	b.	If the list macros are being used, the list_add_tail_rcu()		and list_add_rcu() primitives must be used in order		to prevent weakly ordered machines from misordering		structure initialization and pointer planting.		Similarly, if the hlist macros are being used, the		hlist_add_head_rcu() primitive is required.	c.	If the list macros are being used, the list_del_rcu()		primitive must be used to keep list_del()'s pointer		poisoning from inflicting toxic effects on concurrent		readers.  Similarly, if the hlist macros are being used,		the hlist_del_rcu() primitive is required.		The list_replace_rcu() primitive may be used to		replace an old structure with a new one in an		RCU-protected list.	d.	Updates must ensure that initialization of a given		structure happens before pointers to that structure are		publicized.  Use the rcu_assign_pointer() primitive		when publicizing a pointer to a structure that can		be traversed by an RCU read-side critical section.5.	If call_rcu(), or a related primitive such as call_rcu_bh(),	is used, the callback function must be written to be called	from softirq context.  In particular, it cannot block.6.	Since synchronize_rcu() can block, it cannot be called from	any sort of irq context.7.	If the updater uses call_rcu(), then the corresponding readers	must use rcu_read_lock() and rcu_read_unlock().  If the updater	uses call_rcu_bh(), then the corresponding readers must use	rcu_read_lock_bh() and rcu_read_unlock_bh().  Mixing things up	will result in confusion and broken kernels.	One exception to this rule: rcu_read_lock() and rcu_read_unlock()	may be substituted for rcu_read_lock_bh() and rcu_read_unlock_bh()	in cases where local bottom halves are already known to be	disabled, for example, in irq or softirq context.  Commenting	such cases is a must, of course!  And the jury is still out on	whether the increased speed is worth it.8.	Although synchronize_rcu() is a bit slower than is call_rcu(),	it usually results in simpler code.  So, unless update	performance is critically important or the updaters cannot block,	synchronize_rcu() should be used in preference to call_rcu().	An especially important property of the synchronize_rcu()	primitive is that it automatically self-limits: if grace periods	are delayed for whatever reason, then the synchronize_rcu()	primitive will correspondingly delay updates.  In contrast,	code using call_rcu() should explicitly limit update rate in	cases where grace periods are delayed, as failing to do so can	result in excessive realtime latencies or even OOM conditions.	Ways of gaining this self-limiting property when using call_rcu()	include:	a.	Keeping a count of the number of data-structure elements		used by the RCU-protected data structure, including those		waiting for a grace period to elapse.  Enforce a limit		on this number, stalling updates as needed to allow		previously deferred frees to complete.		Alternatively, limit only the number awaiting deferred		free rather than the total number of elements.	b.	Limiting update rate.  For example, if updates occur only		once per hour, then no explicit rate limiting is required,		unless your system is already badly broken.  The dcache		subsystem takes this approach -- updates are guarded		by a global lock, limiting their rate.	c.	Trusted update -- if updates can only be done manually by		superuser or some other trusted user, then it might not		be necessary to automatically limit them.  The theory		here is that superuser already has lots of ways to crash		the machine.	d.	Use call_rcu_bh() rather than call_rcu(), in order to take		advantage of call_rcu_bh()'s faster grace periods.	e.	Periodically invoke synchronize_rcu(), permitting a limited		number of updates per grace period.9.	All RCU list-traversal primitives, which include	list_for_each_rcu(), list_for_each_entry_rcu(),	list_for_each_continue_rcu(), and list_for_each_safe_rcu(),	must be within an RCU read-side critical section.  RCU	read-side critical sections are delimited by rcu_read_lock()	and rcu_read_unlock(), or by similar primitives such as	rcu_read_lock_bh() and rcu_read_unlock_bh().	Use of the _rcu() list-traversal primitives outside of an	RCU read-side critical section causes no harm other than	a slight performance degradation on Alpha CPUs.  It can	also be quite helpful in reducing code bloat when common	code is shared between readers and updaters.10.	Conversely, if you are in an RCU read-side critical section,	you -must- use the "_rcu()" variants of the list macros.	Failing to do so will break Alpha and confuse people reading	your code.11.	Note that synchronize_rcu() -only- guarantees to wait until	all currently executing rcu_read_lock()-protected RCU read-side	critical sections complete.  It does -not- necessarily guarantee	that all currently running interrupts, NMIs, preempt_disable()	code, or idle loops will complete.  Therefore, if you do not have	rcu_read_lock()-protected read-side critical sections, do -not-	use synchronize_rcu().	If you want to wait for some of these other things, you might	instead need to use synchronize_irq() or synchronize_sched().12.	Any lock acquired by an RCU callback must be acquired elsewhere	with irq disabled, e.g., via spin_lock_irqsave().  Failing to	disable irq on a given acquisition of that lock will result in	deadlock as soon as the RCU callback happens to interrupt that	acquisition's critical section.13.	RCU callbacks can be and are executed in parallel.  In many cases,	the callback code simply wrappers around kfree(), so that this	is not an issue (or, more accurately, to the extent that it is	an issue, the memory-allocator locking handles it).  However,	if the callbacks do manipulate a shared data structure, they	must use whatever locking or other synchronization is required	to safely access and/or modify that data structure.14.	SRCU (srcu_read_lock(), srcu_read_unlock(), and synchronize_srcu())	may only be invoked from process context.  Unlike other forms of	RCU, it -is- permissible to block in an SRCU read-side critical	section (demarked by srcu_read_lock() and srcu_read_unlock()),	hence the "SRCU": "sleepable RCU".  Please note that if you	don't need to sleep in read-side critical sections, you should	be using RCU rather than SRCU, because RCU is almost always	faster and easier to use than is SRCU.	Also unlike other forms of RCU, explicit initialization	and cleanup is required via init_srcu_struct() and	cleanup_srcu_struct().	These are passed a "struct srcu_struct"	that defines the scope of a given SRCU domain.	Once initialized,	the srcu_struct is passed to srcu_read_lock(), srcu_read_unlock()	and synchronize_srcu().  A given synchronize_srcu() waits only	for SRCU read-side critical sections governed by srcu_read_lock()	and srcu_read_unlock() calls that have been passd the same	srcu_struct.  This property is what makes sleeping read-side	critical sections tolerable -- a given subsystem delays only	its own updates, not those of other subsystems using SRCU.	Therefore, SRCU is less prone to OOM the system than RCU would	be if RCU's read-side critical sections were permitted to	sleep.	The ability to sleep in read-side critical sections does not	come for free.	First, corresponding srcu_read_lock() and	srcu_read_unlock() calls must be passed the same srcu_struct.	Second, grace-period-detection overhead is amortized only	over those updates sharing a given srcu_struct, rather than	being globally amortized as they are for other forms of RCU.	Therefore, SRCU should be used in preference to rw_semaphore	only in extremely read-intensive situations, or in situations	requiring SRCU's read-side deadlock immunity or low read-side	realtime latency.	Note that, rcu_assign_pointer() and rcu_dereference() relate to	SRCU just as they do to other forms of RCU.

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