📄 rfc793.txt
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The following diagram illustrates the place of the TCP in the protocol
hierarchy:
+------+ +-----+ +-----+ +-----+
|Telnet| | FTP | |Voice| ... | | Application Level
+------+ +-----+ +-----+ +-----+
| | | |
+-----+ +-----+ +-----+
| TCP | | RTP | ... | | Host Level
+-----+ +-----+ +-----+
| | |
+-------------------------------+
| Internet Protocol & ICMP | Gateway Level
+-------------------------------+
|
+---------------------------+
| Local Network Protocol | Network Level
+---------------------------+
Protocol Relationships
Figure 2.
It is expected that the TCP will be able to support higher level
protocols efficiently. It should be easy to interface higher level
protocols like the ARPANET Telnet or AUTODIN II THP to the TCP.
2.6. Reliable Communication
A stream of data sent on a TCP connection is delivered reliably and in
order at the destination.
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Philosophy
Transmission is made reliable via the use of sequence numbers and
acknowledgments. Conceptually, each octet of data is assigned a
sequence number. The sequence number of the first octet of data in a
segment is transmitted with that segment and is called the segment
sequence number. Segments also carry an acknowledgment number which
is the sequence number of the next expected data octet of
transmissions in the reverse direction. When the TCP transmits a
segment containing data, it puts a copy on a retransmission queue and
starts a timer; when the acknowledgment for that data is received, the
segment is deleted from the queue. If the acknowledgment is not
received before the timer runs out, the segment is retransmitted.
An acknowledgment by TCP does not guarantee that the data has been
delivered to the end user, but only that the receiving TCP has taken
the responsibility to do so.
To govern the flow of data between TCPs, a flow control mechanism is
employed. The receiving TCP reports a "window" to the sending TCP.
This window specifies the number of octets, starting with the
acknowledgment number, that the receiving TCP is currently prepared to
receive.
2.7. Connection Establishment and Clearing
To identify the separate data streams that a TCP may handle, the TCP
provides a port identifier. Since port identifiers are selected
independently by each TCP they might not be unique. To provide for
unique addresses within each TCP, we concatenate an internet address
identifying the TCP with a port identifier to create a socket which
will be unique throughout all networks connected together.
A connection is fully specified by the pair of sockets at the ends. A
local socket may participate in many connections to different foreign
sockets. A connection can be used to carry data in both directions,
that is, it is "full duplex".
TCPs are free to associate ports with processes however they choose.
However, several basic concepts are necessary in any implementation.
There must be well-known sockets which the TCP associates only with
the "appropriate" processes by some means. We envision that processes
may "own" ports, and that processes can initiate connections only on
the ports they own. (Means for implementing ownership is a local
issue, but we envision a Request Port user command, or a method of
uniquely allocating a group of ports to a given process, e.g., by
associating the high order bits of a port name with a given process.)
A connection is specified in the OPEN call by the local port and
foreign socket arguments. In return, the TCP supplies a (short) local
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connection name by which the user refers to the connection in
subsequent calls. There are several things that must be remembered
about a connection. To store this information we imagine that there
is a data structure called a Transmission Control Block (TCB). One
implementation strategy would have the local connection name be a
pointer to the TCB for this connection. The OPEN call also specifies
whether the connection establishment is to be actively pursued, or to
be passively waited for.
A passive OPEN request means that the process wants to accept incoming
connection requests rather than attempting to initiate a connection.
Often the process requesting a passive OPEN will accept a connection
request from any caller. In this case a foreign socket of all zeros
is used to denote an unspecified socket. Unspecified foreign sockets
are allowed only on passive OPENs.
A service process that wished to provide services for unknown other
processes would issue a passive OPEN request with an unspecified
foreign socket. Then a connection could be made with any process that
requested a connection to this local socket. It would help if this
local socket were known to be associated with this service.
Well-known sockets are a convenient mechanism for a priori associating
a socket address with a standard service. For instance, the
"Telnet-Server" process is permanently assigned to a particular
socket, and other sockets are reserved for File Transfer, Remote Job
Entry, Text Generator, Echoer, and Sink processes (the last three
being for test purposes). A socket address might be reserved for
access to a "Look-Up" service which would return the specific socket
at which a newly created service would be provided. The concept of a
well-known socket is part of the TCP specification, but the assignment
of sockets to services is outside this specification. (See [4].)
Processes can issue passive OPENs and wait for matching active OPENs
from other processes and be informed by the TCP when connections have
been established. Two processes which issue active OPENs to each
other at the same time will be correctly connected. This flexibility
is critical for the support of distributed computing in which
components act asynchronously with respect to each other.
There are two principal cases for matching the sockets in the local
passive OPENs and an foreign active OPENs. In the first case, the
local passive OPENs has fully specified the foreign socket. In this
case, the match must be exact. In the second case, the local passive
OPENs has left the foreign socket unspecified. In this case, any
foreign socket is acceptable as long as the local sockets match.
Other possibilities include partially restricted matches.
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If there are several pending passive OPENs (recorded in TCBs) with the
same local socket, an foreign active OPEN will be matched to a TCB
with the specific foreign socket in the foreign active OPEN, if such a
TCB exists, before selecting a TCB with an unspecified foreign socket.
The procedures to establish connections utilize the synchronize (SYN)
control flag and involves an exchange of three messages. This
exchange has been termed a three-way hand shake [3].
A connection is initiated by the rendezvous of an arriving segment
containing a SYN and a waiting TCB entry each created by a user OPEN
command. The matching of local and foreign sockets determines when a
connection has been initiated. The connection becomes "established"
when sequence numbers have been synchronized in both directions.
The clearing of a connection also involves the exchange of segments,
in this case carrying the FIN control flag.
2.8. Data Communication
The data that flows on a connection may be thought of as a stream of
octets. The sending user indicates in each SEND call whether the data
in that call (and any preceeding calls) should be immediately pushed
through to the receiving user by the setting of the PUSH flag.
A sending TCP is allowed to collect data from the sending user and to
send that data in segments at its own convenience, until the push
function is signaled, then it must send all unsent data. When a
receiving TCP sees the PUSH flag, it must not wait for more data from
the sending TCP before passing the data to the receiving process.
There is no necessary relationship between push functions and segment
boundaries. The data in any particular segment may be the result of a
single SEND call, in whole or part, or of multiple SEND calls.
The purpose of push function and the PUSH flag is to push data through
from the sending user to the receiving user. It does not provide a
record service.
There is a coupling between the push function and the use of buffers
of data that cross the TCP/user interface. Each time a PUSH flag is
associated with data placed into the receiving user's buffer, the
buffer is returned to the user for processing even if the buffer is
not filled. If data arrives that fills the user's buffer before a
PUSH is seen, the data is passed to the user in buffer size units.
TCP also provides a means to communicate to the receiver of data that
at some point further along in the data stream than the receiver is
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Philosophy
currently reading there is urgent data. TCP does not attempt to
define what the user specifically does upon being notified of pending
urgent data, but the general notion is that the receiving process will
take action to process the urgent data quickly.
2.9. Precedence and Security
The TCP makes use of the internet protocol type of service field and
security option to provide precedence and security on a per connection
basis to TCP users. Not all TCP modules will necessarily function in
a multilevel secure environment; some may be limited to unclassified
use only, and others may operate at only one security level and
compartment. Consequently, some TCP implementations and services to
users may be limited to a subset of the multilevel secure case.
TCP modules which operate in a multilevel secure environment must
properly mark outgoing segments with the security, compartment, and
precedence. Such TCP modules must also provide to their users or
higher level protocols such as Telnet or THP an interface to allow
them to specify the desired security level, compartment, and
precedence of connections.
2.10. Robustness Principle
TCP implementations will follow a general principle of robustness: be
conservative in what you do, be liberal in what you accept from
others.
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3. FUNCTIONAL SPECIFICATION
3.1. Header Format
TCP segments are sent as internet datagrams. The Internet Protocol
header carries several information fields, including the source and
destination host addresses [2]. A TCP header follows the internet
header, supplying information specific to the TCP protocol. This
division allows for the existence of host level protocols other than
TCP.
TCP Header Format
0 1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Source Port | Destination Port |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Sequence Number |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Acknowledgment Number |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Data | |U|A|P|R|S|F| |
| Offset| Reserved |R|C|S|S|Y|I| Window |
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