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desired to control specific signals (such as DTR), additional actions are likely to be required. [p] Passive option; see Stopped state discussion. [r] Restart option; see Open event discussion. [x] Crossed connection; see RCA event discussion.4.2. States Following is a more detailed description of each automaton state. Initial In the Initial state, the lower layer is unavailable (Down), and no Open has occurred. The Restart timer is not running in the Initial state. Starting The Starting state is the Open counterpart to the Initial state. An administrative Open has been initiated, but the lower layer is still unavailable (Down). The Restart timer is not running in the Starting state. When the lower layer becomes available (Up), a Configure-Request is sent. Closed In the Closed state, the link is available (Up), but no Open has occurred. The Restart timer is not running in the Closed state. Upon reception of Configure-Request packets, a Terminate-Ack is sent. Terminate-Acks are silently discarded to avoid creating a loop. Stopped The Stopped state is the Open counterpart to the Closed state. It is entered when the automaton is waiting for a Down event after the This-Layer-Finished action, or after sending a Terminate-Ack. The Restart timer is not running in the Stopped state. Upon reception of Configure-Request packets, an appropriate response is sent. Upon reception of other packets, a Terminate- Ack is sent. Terminate-Acks are silently discarded to avoid creating a loop. Rationale: The Stopped state is a junction state for link termination, link configuration failure, and other automaton failure modes. These potentially separate states have been combined. There is a race condition between the Down event response (from the This-Layer-Finished action) and the Receive-Configure- Request event. When a Configure-Request arrives before the Down event, the Down event will supercede by returning the automaton to the Starting state. This prevents attack by repetition. Implementation Option: After the peer fails to respond to Configure-Requests, an implementation MAY wait passively for the peer to send Configure-Requests. In this case, the This-Layer-Finished action is not used for the TO- event in states Req-Sent, Ack- Rcvd and Ack-Sent. This option is useful for dedicated circuits, or circuits which have no status signals available, but SHOULD NOT be used for switched circuits. Closing In the Closing state, an attempt is made to terminate the connection. A Terminate-Request has been sent and the Restart timer is running, but a Terminate-Ack has not yet been received. Upon reception of a Terminate-Ack, the Closed state is entered. Upon the expiration of the Restart timer, a new Terminate-Request is transmitted, and the Restart timer is restarted. After the Restart timer has expired Max-Terminate times, the Closed state is entered. Stopping The Stopping state is the Open counterpart to the Closing state. A Terminate-Request has been sent and the Restart timer is running, but a Terminate-Ack has not yet been received. Rationale: The Stopping state provides a well defined opportunity to terminate a link before allowing new traffic. After the link has terminated, a new configuration may occur via the Stopped or Starting states. Request-Sent In the Request-Sent state an attempt is made to configure the connection. A Configure-Request has been sent and the Restart timer is running, but a Configure-Ack has not yet been received nor has one been sent. Ack-Received In the Ack-Received state, a Configure-Request has been sent and a Configure-Ack has been received. The Restart timer is still running, since a Configure-Ack has not yet been sent. Ack-Sent In the Ack-Sent state, a Configure-Request and a Configure-Ack have both been sent, but a Configure-Ack has not yet been received. The Restart timer is running, since a Configure-Ack has not yet been received. Opened In the Opened state, a Configure-Ack has been both sent and received. The Restart timer is not running. When entering the Opened state, the implementation SHOULD signal the upper layers that it is now Up. Conversely, when leaving the Opened state, the implementation SHOULD signal the upper layers that it is now Down.4.3. Events Transitions and actions in the automaton are caused by events. Up This event occurs when a lower layer indicates that it is ready to carry packets. Typically, this event is used by a modem handling or calling process, or by some other coupling of the PPP link to the physical media, to signal LCP that the link is entering Link Establishment phase. It also can be used by LCP to signal each NCP that the link is entering Network-Layer Protocol phase. That is, the This-Layer-Up action from LCP triggers the Up event in the NCP. Down This event occurs when a lower layer indicates that it is no longer ready to carry packets. Typically, this event is used by a modem handling or calling process, or by some other coupling of the PPP link to the physical media, to signal LCP that the link is entering Link Dead phase. It also can be used by LCP to signal each NCP that the link is leaving Network-Layer Protocol phase. That is, the This-Layer- Down action from LCP triggers the Down event in the NCP. Open This event indicates that the link is administratively available for traffic; that is, the network administrator (human or program) has indicated that the link is allowed to be Opened. When this event occurs, and the link is not in the Opened state, the automaton attempts to send configuration packets to the peer. If the automaton is not able to begin configuration (the lower layer is Down, or a previous Close event has not completed), the establishment of the link is automatically delayed. When a Terminate-Request is received, or other events occur which cause the link to become unavailable, the automaton will progress to a state where the link is ready to re-open. No additional administrative intervention is necessary. Implementation Option: Experience has shown that users will execute an additional Open command when they want to renegotiate the link. This might indicate that new values are to be negotiated. Since this is not the meaning of the Open event, it is suggested that when an Open user command is executed in the Opened, Closing, Stopping, or Stopped states, the implementation issue a Down event, immediately followed by an Up event. Care must be taken that an intervening Down event cannot occur from another source. The Down followed by an Up will cause an orderly renegotiation of the link, by progressing through the Starting to the Request-Sent state. This will cause the renegotiation of the link, without any harmful side effects. Close This event indicates that the link is not available for traffic; that is, the network administrator (human or program) has indicated that the link is not allowed to be Opened. When this event occurs, and the link is not in the Closed state, the automaton attempts to terminate the connection. Futher attempts to re-configure the link are denied until a new Open event occurs. Implementation Note: When authentication fails, the link SHOULD be terminated, to prevent attack by repetition and denial of service to other users. Since the link is administratively available (by definition), this can be accomplished by simulating a Close event to the LCP, immediately followed by an Open event. Care must be taken that an intervening Close event cannot occur from another source. The Close followed by an Open will cause an orderly termination of the link, by progressing through the Closing to the Stopping state, and the This-Layer-Finished action can disconnect the link. The automaton waits in the Stopped or Starting states for the next connection attempt. Timeout (TO+,TO-) This event indicates the expiration of the Restart timer. The Restart timer is used to time responses to Configure-Request and Terminate-Request packets. The TO+ event indicates that the Restart counter continues to be greater than zero, which triggers the corresponding Configure- Request or Terminate-Request packet to be retransmitted. The TO- event indicates that the Restart counter is not greater than zero, and no more packets need to be retransmitted. Receive-Configure-Request (RCR+,RCR-) This event occurs when a Configure-Request packet is received from the peer. The Configure-Request packet indicates the desire to open a connection and may specify Configuration Options. The Configure-Request packet is more fully described in a later section. The RCR+ event indicates that the Configure-Request was acceptable, and triggers the transmission of a corresponding Configure-Ack. The RCR- event indicates that the Configure-Request was unacceptable, and triggers the transmission of a corresponding Configure-Nak or Configure-Reject. Implementation Note: These events may occur on a connection which is already in the Opened state. The implementation MUST be prepared to immediately renegotiate the Configuration Options. Receive-Configure-Ack (RCA) This event occurs when a valid Configure-Ack packet is received from the peer. The Configure-Ack packet is a positive response to a Configure-Request packet. An out of sequence or otherwise invalid packet is silently discarded. Implementation Note: Since the correct packet has already been received before reaching the Ack-Rcvd or Opened states, it is extremely unlikely that another such packet will arrive. As specified, all invalid Ack/Nak/Rej packets are silently discarded, and do not affect the transitions of the automaton. However, it is not impossible that a correctly formed packet will arrive through a coincidentally-timed cross-connection. It is more likely to be the result of an implementation error. At the very least, this occurance SHOULD be logged. Receive-Configure-Nak/Rej (RCN) This event occurs when a valid Configure-Nak or Configure-Reject packet is received from the peer. The Configure-Nak and Configure-Reject packets are negative responses to a Configure- Request packet. An out of sequence or otherwise invalid packet is silently discarded. Implementation Note: Although the Configure-Nak and Configure-Reject cause the same state transition in the automaton, these packets have significantly different effects on the Configuration Options sent in the resulting Configure-Request packet. Receive-Terminate-Request (RTR) This event occurs when a Terminate-Request packet is received. The Terminate-Request packet indicates the desire of the peer to close the connection. Implementation Note: This event is not identical to the Close event (see above), and does not override the Open commands of the local network administrator. The implementation MUST be prepared to receive a new Configure-Request without network administrator intervention.
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