📄 draft-ietf-xmpp-core-22.txt
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Internet-Draft XMPP Core March 2004
receiving entity and initiating entity MUST consider the original
stream to be closed upon successful TLS negotiation).
8. Upon receiving the new stream header from the initiating entity,
the receiving entity MUST respond by sending a new XML stream
header to the initiating entity along with the available features
(but not including the STARTTLS feature).
5.3 Client-to-Server Example
The following example shows the data flow for a client securing a
stream using STARTTLS (note: the alternate steps shown below are
provided to illustrate the protocol for failure cases; they are not
exhaustive and would not necessarily be triggered by the data sent in
the example).
Step 1: Client initiates stream to server:
<stream:stream
xmlns='jabber:client'
xmlns:stream='http://etherx.jabber.org/streams'
to='example.com'
version='1.0'>
Step 2: Server responds by sending a stream tag to client:
<stream:stream
xmlns='jabber:client'
xmlns:stream='http://etherx.jabber.org/streams'
id='c2s_123'
from='example.com'
version='1.0'>
Step 3: Server sends the STARTTLS extension to client along with
authentication mechanisms and any other stream features:
<stream:features>
<starttls xmlns='urn:ietf:params:xml:ns:xmpp-tls'>
<required/>
</starttls>
<mechanisms xmlns='urn:ietf:params:xml:ns:xmpp-sasl'>
<mechanism>DIGEST-MD5</mechanism>
<mechanism>PLAIN</mechanism>
</mechanisms>
</stream:features>
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Step 4: Client sends the STARTTLS command to server:
<starttls xmlns='urn:ietf:params:xml:ns:xmpp-tls'/>
Step 5: Server informs client that it is allowed to proceed:
<proceed xmlns='urn:ietf:params:xml:ns:xmpp-tls'/>
Step 5 (alt): Server informs client that TLS negotiation has failed
and closes both stream and TCP connection:
<failure xmlns='urn:ietf:params:xml:ns:xmpp-tls'/>
</stream:stream>
Step 6: Client and server attempt to complete TLS negotiation over
the existing TCP connection.
Step 7: If TLS negotiation is successful, client initiates a new
stream to server:
<stream:stream
xmlns='jabber:client'
xmlns:stream='http://etherx.jabber.org/streams'
to='example.com'
version='1.0'>
Step 7 (alt): If TLS negotiation is unsuccessful, server closes TCP
connection.
Step 8: Server responds by sending a stream header to client along
with any available stream features:
<stream:stream
xmlns='jabber:client'
xmlns:stream='http://etherx.jabber.org/streams'
from='example.com'
id='c2s_234'
version='1.0'>
<stream:features>
<mechanisms xmlns='urn:ietf:params:xml:ns:xmpp-sasl'>
<mechanism>DIGEST-MD5</mechanism>
<mechanism>PLAIN</mechanism>
<mechanism>EXTERNAL</mechanism>
</mechanisms>
</stream:features>
Step 9: Client continues with SASL negotiation (Section 6).
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5.4 Server-to-Server Example
The following example shows the data flow for two servers securing a
stream using STARTTLS (note: the alternate steps shown below are
provided to illustrate the protocol for failure cases; they are not
exhaustive and would not necessarily be triggered by the data sent in
the example).
Step 1: Server1 initiates stream to Server2:
<stream:stream
xmlns='jabber:server'
xmlns:stream='http://etherx.jabber.org/streams'
to='example.com'
version='1.0'>
Step 2: Server2 responds by sending a stream tag to Server1:
<stream:stream
xmlns='jabber:server'
xmlns:stream='http://etherx.jabber.org/streams'
from='example.com'
id='s2s_123'
version='1.0'>
Step 3: Server2 sends the STARTTLS extension to Server1 along with
authentication mechanisms and any other stream features:
<stream:features>
<starttls xmlns='urn:ietf:params:xml:ns:xmpp-tls'>
<required/>
</starttls>
<mechanisms xmlns='urn:ietf:params:xml:ns:xmpp-sasl'>
<mechanism>DIGEST-MD5</mechanism>
<mechanism>KERBEROS_V4</mechanism>
</mechanisms>
</stream:features>
Step 4: Server1 sends the STARTTLS command to Server2:
<starttls xmlns='urn:ietf:params:xml:ns:xmpp-tls'/>
Step 5: Server2 informs Server1 that it is allowed to proceed:
<proceed xmlns='urn:ietf:params:xml:ns:xmpp-tls'/>
Step 5 (alt): Server2 informs Server1 that TLS negotiation has failed
and closes stream:
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<failure xmlns='urn:ietf:params:xml:ns:xmpp-tls'/>
</stream:stream>
Step 6: Server1 and Server2 attempt to complete TLS negotiation via
TCP.
Step 7: If TLS negotiation is successful, Server1 initiates a new
stream to Server2:
<stream:stream
xmlns='jabber:server'
xmlns:stream='http://etherx.jabber.org/streams'
to='example.com'
version='1.0'>
Step 7 (alt): If TLS negotiation is unsuccessful, Server2 closes TCP
connection.
Step 8: Server2 responds by sending a stream header to Server1 along
with any available stream features:
<stream:stream
xmlns='jabber:server'
xmlns:stream='http://etherx.jabber.org/streams'
from='example.com'
id='s2s_234'
version='1.0'>
<stream:features>
<mechanisms xmlns='urn:ietf:params:xml:ns:xmpp-sasl'>
<mechanism>DIGEST-MD5</mechanism>
<mechanism>KERBEROS_V4</mechanism>
<mechanism>EXTERNAL</mechanism>
</mechanisms>
</stream:features>
Step 9: Server1 continues with SASL negotiation (Section 6).
6. Use of SASL
6.1 Overview
XMPP includes a method for authenticating a stream by means of an
XMPP-specific profile of the Simple Authentication and Security Layer
(SASL) protocol [SASL]. SASL provides a generalized method for
adding authentication support to connection-based protocols, and XMPP
uses a generic XML namespace profile for SASL that conforms to the
profiling requirements of [SASL].
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The following rules apply:
1. If the SASL negotiation occurs between two servers,
communications MUST NOT proceed until the Domain Name System
(DNS) hostnames asserted by the servers have been resolved (see
Server-to-Server Communications (Section 14.4)).
2. If the initiating entity is capable of SASL negotiation, it MUST
include the 'version' attribute set to a value of at least "1.0"
in the initial stream header.
3. If the receiving entity is capable of SASL negotiation, it MUST
advertise one or more authentication mechanisms within a
<mechanisms/> element qualified by the
'urn:ietf:params:xml:ns:xmpp-sasl' namespace in reply to the
opening stream tag received from the initiating entity (if the
opening stream tag included the 'version' attribute set to a
value of at least "1.0").
4. During SASL negotiation, an entity MUST NOT send any white space
characters (matching production [3] content of [XML]) within the
root stream element as separators between elements (any white
space characters shown in the SASL examples below are included
for the sake of readability only); this prohibition helps to
ensure proper security layer byte precision.
5. Any XML character data contained within the XML elements used
during SASL negotiation MUST be encoded using base64, where the
encoding adheres to the definition in Section 3 of RFC 3548
[BASE64].
6. If provision of a "simple username" is supported by the selected
SASL mechanism (e.g., this is supported by the DIGEST-MD5 and
CRAM-MD5 mechanisms but not by the EXTERNAL and GSSAPI
mechanisms), during authentication the initiating entity SHOULD
provide as the simple username its sending domain (IP address or
fully qualified domain name as contained in a domain identifier)
in the case of server-to-server communications or its registered
account name (user or node name as contained in an XMPP node
identifer) in the case of client-to-server communications.
7. If the initiating entity wishes to act on behalf of another
entity and the selected SASL mechanism supports transmission of
an authorization identity, the initiating entity MUST provide an
authorization identity during SASL negotiation. If the
initiating entity does not wish to act on behalf of another
entity, it MUST NOT provide an authorization identity. As
specified in [SASL], the initiating entity MUST NOT provide an
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authorization identity unless the authorization identity is
different from the default authorization identity derived from
the authentication identity as described in [SASL]. If
provided, the value of the authorization identity MUST be of the
form <domain> (i.e., a domain identifier only) for servers and
of the form <node@domain> (i.e., node identifier and domain
identifier) for clients.
8. Upon successful SASL negotiation that involves negotiation of a
security layer, the receiving entity MUST discard any knowledge
obtained from the initiating entity which was obtained in an
insecure manner before the SASL negotiation.
9. Upon successful SASL negotiation that involves negotiation of a
security layer, the initiating entity MUST discard any knowledge
obtained from the receiving entity which was not obtained from
the SASL negotiation itself.
10. See Mandatory-to-Implement Technologies (Section 14.7) regarding
mechanisms that MUST be supported.
6.2 Narrative
When an initiating entity authenticates with a receiving
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