📄 rfc2760.txt
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ACKs slows the cwnd growth rate. In addition, when TCP starts sending, it sends 1 segment. When using delayed ACKs a second segment must arrive before an ACK is sent. Therefore, the receiver is always forced to wait for the delayed ACK timer to expire before ACKing the first segment, which also increases the transfer time. Several proposals have suggested ways to make slow start less time consuming. These proposals are briefly outlined below and references to the research work given.3.2.1 Larger Initial Window3.2.1.1 Mitigation Description One method that will reduce the amount of time required by slow start (and therefore, the amount of wasted capacity) is to increase the initial value of cwnd. An experimental TCP extension outlined in [AFP98] allows the initial size of cwnd to be increased from 1 segment to that given in equation (1). min (4*MSS, max (2*MSS, 4380 bytes)) (1) By increasing the initial value of cwnd, more packets are sent during the first RTT of data transmission, which will trigger more ACKs, allowing the congestion window to open more rapidly. In addition, by sending at least 2 segments initially, the first segment does not need to wait for the delayed ACK timer to expire as is the case when the initial size of cwnd is 1 segment (as discussed above). Therefore, the value of cwnd given in equation 1 saves up to 3 RTTs and a delayed ACK timeout when compared to an initial cwnd of 1 segment. Also, we note that RFC 2581 [APS99], a standards-track document, allows a TCP to use an initial cwnd of up to 2 segments. This change is highly recommended for satellite networks.3.2.1.2 Research Several researchers have studied the use of a larger initial window in various environments. [Nic97] and [KAGT98] show a reduction in WWW page transfer time over hybrid fiber coax (HFC) and satellite links respectively. Furthermore, it has been shown that using an initial cwnd of 4 segments does not negatively impact overall performance over dialup modem links with a small number of buffers [SP98]. [AHO98] shows an improvement in transfer time for 16 KB files across the Internet and dialup modem links when using a larger initial value for cwnd. However, a slight increase in droppedAllman, et al. Informational [Page 6]RFC 2760 Ongoing TCP Research Related to Satellites February 2000 segments was also shown. Finally, [PN98] shows improved transfer time for WWW traffic in simulations with competing traffic, in addition to a small increase in the drop rate.3.2.1.3 Implementation Issues The use of a larger initial cwnd value requires changes to the sender's TCP stack. Using an initial congestion window of 2 segments is allowed by RFC 2581 [APS99]. Using an initial congestion window of 3 or 4 segments is not expected to present any danger of congestion collapse [AFP98], however may degrade performance in some networks.3.2.1.4 Topology Considerations It is expected that the use of a large initial window would be equally beneficial to all network architectures outlined in section 2.3.2.1.5 Possible Interaction and Relationships with Other Research Using a fixed larger initial congestion window decreases the impact of a long RTT on transfer time (especially for short transfers) at the cost of bursting data into a network with unknown conditions. A mechanism that mitigates bursts may make the use of a larger initial congestion window more appropriate (e.g., limiting the size of line- rate bursts [FF96] or pacing the segments in a burst [VH97a]). Also, using delayed ACKs only after slow start (as outlined in section 3.2.3) offers an alternative way to immediately ACK the first segment of a transfer and open the congestion window more rapidly. Finally, using some form of TCP state sharing among a number of connections (as discussed in 3.8) may provide an alternative to using a fixed larger initial window.3.2.2 Byte Counting3.2.2.1 Mitigation Description As discussed above, the wide-spread use of delayed ACKs increases the time needed by a TCP sender to increase the size of the congestion window during slow start. This is especially harmful to flows traversing long-delay GEO satellite links. One mechanism that has been suggested to mitigate the problems caused by delayed ACKs is the use of "byte counting", rather than standard ACK counting [All97a,All98]. Using standard ACK counting, the congestion window is increased by 1 segment for each ACK received during slow start. However, using byte counting the congestion window increase is basedAllman, et al. Informational [Page 7]RFC 2760 Ongoing TCP Research Related to Satellites February 2000 on the number of previously unacknowledged bytes covered by each incoming ACK, rather than on the number of ACKs received. This makes the increase relative to the amount of data transmitted, rather than being dependent on the ACK interval used by the receiver. Two forms of byte counting are studied in [All98]. The first is unlimited byte counting (UBC). This mechanism simply uses the number of previously unacknowledged bytes to increase the congestion window each time an ACK arrives. The second form is limited byte counting (LBC). LBC limits the amount of cwnd increase to 2 segments. This limit throttles the size of the burst of data sent in response to a "stretch ACK" [Pax97]. Stretch ACKs are acknowledgments that cover more than 2 segments of previously unacknowledged data. Stretch ACKs can occur by design [Joh95] (although this is not standard), due to implementation bugs [All97b,PADHV99] or due to ACK loss. [All98] shows that LBC prevents large line-rate bursts when compared to UBC, and therefore offers fewer dropped segments and better performance. In addition, UBC causes large bursts during slow start based loss recovery due to the large cumulative ACKs that can arrive during loss recovery. The behavior of UBC during loss recovery can cause large decreases in performance and [All98] strongly recommends UBC not be deployed without further study into mitigating the large bursts. Note: The standards track RFC 2581 [APS99] allows a TCP to use byte counting to increase cwnd during congestion avoidance, however not during slow start.3.2.2.2 Research Using byte counting, as opposed to standard ACK counting, has been shown to reduce the amount of time needed to increase the value of cwnd to an appropriate size in satellite networks [All97a]. In addition, [All98] presents a simulation comparison of byte counting and the standard cwnd increase algorithm in uncongested networks and networks with competing traffic. This study found that the limited form of byte counting outlined above can improve performance, while also increasing the drop rate slightly. [BPK97,BPK98] also investigated unlimited byte counting in conjunction with various ACK filtering algorithms (discussed in section 3.10) in asymmetric networks.Allman, et al. Informational [Page 8]RFC 2760 Ongoing TCP Research Related to Satellites February 20003.2.2.3 Implementation Issues Changing from ACK counting to byte counting requires changes to the data sender's TCP stack. Byte counting violates the algorithm for increasing the congestion window outlined in RFC 2581 [APS99] (by making congestion window growth more aggressive during slow start) and therefore should not be used in shared networks.3.2.2.4 Topology Considerations It has been suggested by some (and roundly criticized by others) that byte counting will allow TCP to provide uniform cwnd increase, regardless of the ACKing behavior of the receiver. In addition, byte counting also mitigates the retarded window growth provided by receivers that generate stretch ACKs because of the capacity of the return link, as discussed in [BPK97,BPK98]. Therefore, this change is expected to be especially beneficial to asymmetric networks.3.2.2.5 Possible Interaction and Relationships with Other Research Unlimited byte counting should not be used without a method to mitigate the potentially large line-rate bursts the algorithm can cause. Also, LBC may send bursts that are too large for the given network conditions. In this case, LBC may also benefit from some algorithm that would lessen the impact of line-rate bursts of segments. Also note that using delayed ACKs only after slow start (as outlined in section 3.2.3) negates the limited byte counting algorithm because each ACK covers only one segment during slow start. Therefore, both ACK counting and byte counting yield the same increase in the congestion window at this point (in the first RTT).3.2.3 Delayed ACKs After Slow Start3.2.3.1 Mitigation Description As discussed above, TCP senders use the number of incoming ACKs to increase the congestion window during slow start. And, since delayed ACKs reduce the number of ACKs returned by the receiver by roughly half, the rate of growth of the congestion window is reduced. One proposed solution to this problem is to use delayed ACKs only after the slow start (DAASS) phase. This provides more ACKs while TCP is aggressively increasing the congestion window and less ACKs while TCP is in steady state, which conserves network resources.Allman, et al. Informational [Page 9]RFC 2760 Ongoing TCP Research Related to Satellites February 20003.2.3.2 Research [All98] shows that in simulation, using delayed ACKs after slow start (DAASS) improves transfer time when compared to a receiver that always generates delayed ACKs. However, DAASS also slightly increases the loss rate due to the increased rate of cwnd growth.3.2.3.3 Implementation Issues The major problem with DAASS is in the implementation. The receiver has to somehow know when the sender is using the slow start algorithm. The receiver could implement a heuristic that attempts to watch the change in the amount of data being received and change the ACKing behavior accordingly. Or, the sender could send a message (a flipped bit in the TCP header, perhaps) indicating that it was using slow start. The implementation of DAASS is, therefore, an open issue. Using DAASS does not violate the TCP congestion control specification [APS99]. However, the standards (RFC 2581 [APS99]) currently recommend using delayed acknowledgments and DAASS goes (partially) against this recommendation.3.2.3.4 Topology Considerations DAASS should work equally well in all scenarios presented in section 2. However, in asymmetric networks it may aggravate ACK congestion in the return link, due to the increased number of ACKs (see sections 3.9 and 3.10 for a more detailed discussion of ACK congestion).3.2.3.5 Possible Interaction and Relationships with Other Research DAASS has several possible interactions with other proposals made in the research community. DAASS can aggravate congestion on the path between the data receiver and the data sender due to the increased number of returning acknowledgments. This can have an especially adverse effect on asymmetric networks that are prone to experiencing ACK congestion. As outlined in sections 3.9 and 3.10, several mitigations have been proposed to reduce the number of ACKs that are passed over a low-bandwidth return link. Using DAASS will increase the number of ACKs sent by the receiver. The interaction between DAASS and the methods for reducing the number of ACKs is an open research question. Also, as noted in section 3.2.1.5 above, DAASS provides some of the same benefits as using a larger initial congestion window and therefore it may not be desirable to use both mechanisms together. However, this remains an open question. Finally, DAASS and limited byte counting are both used to increaseAllman, et al. Informational [Page 10]RFC 2760 Ongoing TCP Research Related to Satellites February 2000 the rate at which the congestion window is opened. The DAASS algorithm substantially reduces the impact limited byte counting has on the rate of congestion window increase.3.2.4 Terminating Slow Start
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