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Network Working Group Sun Microsystems, Inc.Request for Comments: 1050 April 1988 RPC: Remote Procedure Call Protocol SpecificationSTATUS OF THIS MEMO This RFC describes a standard that Sun Microsystems and others are using and is one we wish to propose for the Internet's consideration. This memo is not an Internet standard at this time. Distribution of this memo is unlimited.1. INTRODUCTION This document specifies a message protocol used in implementing Sun's Remote Procedure Call (RPC) package. The message protocol is specified with the eXternal Data Representation (XDR) language [9]. This document assumes that the reader is familiar with XDR. It does not attempt to justify RPC or its uses. The paper by Birrell and Nelson [1] is recommended as an excellent background to and justification of RPC.2. TERMINOLOGY This document discusses servers, services, programs, procedures, clients, and versions. A server is a piece of software where network services are implemented. A network service is a collection of one or more remote programs. A remote program implements one or more remote procedures; the procedures, their parameters, and results are documented in the specific program's protocol specification (see Appendix A for an example). Network clients are pieces of software that initiate remote procedure calls to services. A server may support more than one version of a remote program in order to be forward compatible with changing protocols. For example, a network file service may be composed of two programs. One program may deal with high-level applications such as file system access control and locking. The other may deal with low-level file IO and have procedures like "read" and "write". A client machine of the network file service would call the procedures associated with the two programs of the service on behalf of some user on the client machine.Sun Microsystems, Inc. [Page 1]RFC 1050 Remote Procedure Call April 19883. THE RPC MODEL The remote procedure call model is similar to the local procedure call model. In the local case, the caller places arguments to a procedure in some well-specified location (such as a result register). It then transfers control to the procedure, and eventually gains back control. At that point, the results of the procedure are extracted from the well-specified location, and the caller continues execution. The remote procedure call is similar, in that one thread of control logically winds through two processes -- one is the caller's process, the other is a server's process. That is, the caller process sends a call message to the server process and waits (blocks) for a reply message. The call message contains the procedure's parameters, among other things. The reply message contains the procedure's results, among other things. Once the reply message is received, the results of the procedure are extracted, and caller's execution is resumed. On the server side, a process is dormant awaiting the arrival of a call message. When one arrives, the server process extracts the procedure's parameters, computes the results, sends a reply message, and then awaits the next call message. Note that in this model, only one of the two processes is active at any given time. However, this model is only given as an example. The RPC protocol makes no restrictions on the concurrency model implemented, and others are possible. For example, an implementation may choose to have RPC calls be asynchronous, so that the client may do useful work while waiting for the reply from the server. Another possibility is to have the server create a task to process an incoming request, so that the server can be free to receive other requests.4. TRANSPORTS AND SEMANTICS The RPC protocol is independent of transport protocols. That is, RPC does not care how a message is passed from one process to another. The protocol deals only with specification and interpretation of messages. It is important to point out that RPC does not try to implement any kind of reliability and that the application must be aware of the type of transport protocol underneath RPC. If it knows it is running on top of a reliable transport such as TCP/IP [6], then most of the work is already done for it. On the other hand, if it is running on top of an unreliable transport such as UDP/IP [7], it must implement its own retransmission and time-out policy as the RPC layer does notSun Microsystems, Inc. [Page 2]RFC 1050 Remote Procedure Call April 1988 provide this service. Because of transport independence, the RPC protocol does not attach specific semantics to the remote procedures or their execution. Semantics can be inferred from (but should be explicitly specified by) the underlying transport protocol. For example, consider RPC running on top of an unreliable transport such as UDP/IP. If an application retransmits RPC messages after short time-outs, the only thing it can infer if it receives no reply is that the procedure was executed zero or more times. If it does receive a reply, then it can infer that the procedure was executed at least once. A server may wish to remember previously granted requests from a client and not regrant them in order to insure some degree of execute-at-most-once semantics. A server can do this by taking advantage of the transaction ID that is packaged with every RPC request. The main use of this transaction is by the client RPC layer in matching replies to requests. However, a client application may choose to reuse its previous transaction ID when retransmitting a request. The server application, knowing this fact, may choose to remember this ID after granting a request and not regrant requests with the same ID in order to achieve some degree of execute-at-most- once semantics. The server is not allowed to examine this ID in any other way except as a test for equality. On the other hand, if using a reliable transport such as TCP/IP, the application can infer from a reply message that the procedure was executed exactly once, but if it receives no reply message, it cannot assume the remote procedure was not executed. Note that even if a connection-oriented protocol like TCP is used, an application still needs time-outs and reconnection to handle server crashes. There are other possibilities for transports besides datagram- or connection-oriented protocols. For example, a request-reply protocol such as VMTP [2] is perhaps the most natural transport for RPC. Note: At Sun, RPC is currently implemented on top of both TCP/IP and UDP/IP transports.5. BINDING AND RENDEZVOUS INDEPENDENCE The act of binding a client to a service is NOT part of the remote procedure call specification. This important and necessary function is left up to some higher-level software. (The software may use RPC itself; see Appendix A.) Implementors should think of the RPC protocol as the jump-subroutine instruction ("JSR") of a network; the loader (binder) makes JSRSun Microsystems, Inc. [Page 3]RFC 1050 Remote Procedure Call April 1988 useful, and the loader itself uses JSR to accomplish its task. Likewise, the network makes RPC useful, using RPC to accomplish this task.6. AUTHENTICATION The RPC protocol provides the fields necessary for a client to identify itself to a service and vice-versa. Security and access control mechanisms can be built on top of the message authentication. Several different authentication protocols can be supported. A field in the RPC header indicates which protocol is being used. More information on specific authentication protocols is in section 9: "Authentication Protocols".7. RPC PROTOCOL REQUIREMENTS The RPC protocol must provide for the following: (1) Unique specification of a procedure to be called. (2) Provisions for matching response messages to request messages. (3) Provisions for authenticating the caller to service and vice-versa. Besides these requirements, features that detect the following are worth supporting because of protocol roll-over errors, implementation bugs, user error, and network administration: (1) RPC protocol mismatches. (2) Remote program protocol version mismatches. (3) Protocol errors (such as misspecification of a procedure's parameters). (4) Reasons why remote authentication failed. (5) Any other reasons why the desired procedure was not called.7.1 RPC Programs and Procedures The RPC call message has three unsigned fields: remote program number, remote program version number, and remote procedure number. The three fields uniquely identify the procedure to be called. Program numbers are administered by some central authority (like Sun). Once an implementor has a program number, he can implement his remote program; the first implementation would most likely have the version number of 1. Because most new protocols evolve into better, stable, and mature protocols, a version field of the call message identifies which version of the protocol the caller is using. Version numbers make speaking old and new protocols through the same server process possible.Sun Microsystems, Inc. [Page 4]RFC 1050 Remote Procedure Call April 1988 The procedure number identifies the procedure to be called. These numbers are documented in the specific program's protocol specification. For example, a file service's protocol specification may state that its procedure number 5 is "read" and procedure number 12 is "write". Just as remote program protocols may change over several versions, the actual RPC message protocol could also change. Therefore, the call message also has in it the RPC version number, which is always equal to two for the version of RPC described here. The reply message to a request message has enough information to distinguish the following error conditions: (1) The remote implementation of RPC does speak protocol version 2. The lowest and highest supported RPC version numbers are returned. (2) The remote program is not available on the remote system. (3) The remote program does not support the requested version number. The lowest and highest supported remote program version numbers are returned. (4) The requested procedure number does not exist. (This is usually a caller side protocol or programming error.) (5) The parameters to the remote procedure appear to be garbage from the server's point of view. (Again, this is usually caused by a disagreement about the protocol between client and service.)Sun Microsystems, Inc. [Page 5]RFC 1050 Remote Procedure Call April 19887.2 Authentication Provisions for authentication of caller to service and vice-versa are provided as a part of the RPC protocol. The call message has two authentication fields, the credentials and verifier. The reply message has one authentication field, the response verifier. The RPC protocol specification defines all three fields to be the following opaque type: enum auth_flavor { AUTH_NULL = 0, AUTH_UNIX = 1, AUTH_SHORT = 2, AUTH_DES = 3 /* and more to be defined */ }; struct opaque_auth { auth_flavor flavor; opaque body<400>; }; In simple English, any "opaque_auth" structure is an "auth_flavor" enumeration followed by bytes which are opaque to the RPC protocol implementation. The interpretation and semantics of the data contained within the authentication fields is specified by individual, independent authentication protocol specifications. (Section 9 defines the various authentication protocols.) If authentication parameters were rejected, the response message contains information stating why they were rejected.7.3 Program Number Assignment Program numbers are given out in groups of hexadecimal 20000000 (decimal 536870912) according to the following chart: 0 - 1fffffff defined by Sun 20000000 - 3fffffff defined by user 40000000 - 5fffffff transient 60000000 - 7fffffff reserved 80000000 - 9fffffff reserved a0000000 - bfffffff reserved c0000000 - dfffffff reserved e0000000 - ffffffff reserved
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