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renamed applications and engines, respectively. The SNMPv1 Framework also introduces the concept of an authentication service supporting one or more authentication schemes. In addition to authentication, SNMPv3 defines the additional security capability referred to as privacy. (Note: some literature from the security community would describe SNMPv3 security capabilities as providing data integrity, source authenticity, and confidentiality.) The modular nature of the SNMPv3 Framework permits both changes and additions to the security capabilities.Case, et al. Informational [Page 6]RFC 2570 Introduction to SNMPv3 April 1999 Finally, the SNMPv1 Framework introduces access control based on a concept called an SNMP MIB view. The SNMPv3 Framework specifies a fundamentally similar concept called view-based access control. With this capability, SNMPv3 provides the means for controlling access to information on managed devices. However, while the SNMPv1 Framework anticipated the definition of multiple authentication schemes, it did not define any such schemes other than a trivial authentication scheme based on community strings. This was a known fundamental weakness in the SNMPv1 Framework but it was thought at that time that the definition of commercial grade security might be contentious in its design and difficult to get approved because "security" means many different things to different people. To that end, and because some users do not require strong authentication, the SNMPv1 architected an authentication service as a separate block to be defined "later" and the SNMPv3 Framework provides an architecture for use within that block as well as a definition for its subsystems.4 The SNMPv2 Management Framework The SNMPv2 Management Framework is fully described in [4-9] and coexistence and transition issues relating to SNMPv1 and SNMPv2 are discussed in [10]. SNMPv2 provides several advantages over SNMPv1, including: * expanded data types (e.g., 64 bit counter) * improved efficiency and performance (get-bulk operator) * confirmed event notification (inform operator) * richer error handling (errors and exceptions) * improved sets, especially row creation and deletion * fine tuning of the data definition language However, the SNMPv2 Framework, as described in these documents, is incomplete in that it does not meet the original design goals of the SNMPv2 project. The unmet goals included provision of security and administration delivering so-called "commercial grade" security with * authentication: origin identification, message integrity, and some aspects of replay protection; * privacy: confidentiality;Case, et al. Informational [Page 7]RFC 2570 Introduction to SNMPv3 April 1999 * authorization and access control; and * suitable remote configuration and administration capabilities for these features. The SNMPv3 Management Framework, as described in this document and the companion documents, addresses these significant deficiencies.5 The SNMPv3 Working Group This document, and its companion documents, were produced by the SNMPv3 Working Group of the Internet Engineering Task Force (IETF). The SNMPv3 Working Group was chartered to prepare recommendations for the next generation of SNMP. The goal of the Working Group was to produce the necessary set of documents that provide a single standard for the next generation of core SNMP functions. The single, most critical need in the next generation is a definition of security and administration that makes SNMP-based management transactions secure in a way which is useful for users who wish to use SNMPv3 to manage networks, the systems that make up those networks, and the applications which reside on those systems, including manager-to- agent, agent-to-manager, and manager-to-manager transactions. In the several years prior to the chartering of the Working Group, there were a number of activities aimed at incorporating security and other improvements to SNMP. These efforts included: * "SNMP Security" circa 1991-1992 [RFC 1351 - RFC 1353], * "SMP" circa 1992-1993, * "The Party-based SNMPv2" circa 1993-1995 [RFC 1441 - RFC 1452]. Each of these efforts incorporated commercial grade, industrial strength security including authentication, privacy, authorization, view-based access control, and administration, including remote configuration. These efforts fed the development of the SNMPv2 Management Framework as described in RFCs 1902 - 1908. However, the Framework described in those RFCs had no standards-based security and administrative framework of its own; rather, it was associated with multiple security and administrative frameworks, including: * "The Community-based SNMPv2" (SNMPv2c) [RFC 1901], * "SNMPv2u" [RFCs 1909 - 1910] andCase, et al. Informational [Page 8]RFC 2570 Introduction to SNMPv3 April 1999 * "SNMPv2*". SNMPv2c had the endorsement of the IETF but no security and administration whereas both SNMPv2u and SNMPv2* had security but lacked the endorsement of the IETF. The SNMPv3 Working Group was chartered to produce a single set of specifications for the next generation of SNMP, based upon a convergence of the concepts and technical elements of SNMPv2u and SNMPv2*, as was suggested by an advisory team which was formed to provide a single recommended approach for SNMP evolution. In so doing, the Working Group charter defined the following objectives: * accommodate the wide range of operational environments with differing management demands; * facilitate the need to transition from previous, multiple protocols to SNMPv3; * facilitate the ease of setup and maintenance activities. In the initial work of the SNMPv3 Working Group, the group focused on security and administration, including * authentication and privacy, * authorization and view-based access control, and * standards-based remote configuration of the above. The SNMPv3 Working Group did not "reinvent the wheel," but reused the SNMPv2 Draft Standard documents, i.e., RFCs 1902 through 1908 for those portions of the design that were outside the focused scope. Rather, the primary contributors to the SNMPv3 Working Group, and the Working Group in general, devoted their considerable efforts to addressing the missing link -- security and administration -- and in the process made invaluable contributions to the state-of-the-art of management. They produced a design based on a modular architecture with evolutionary capabilities with emphasis on layering. As a result, SNMPv3 can be thought of as SNMPv2 with additional security and administration capabilities.Case, et al. Informational [Page 9]RFC 2570 Introduction to SNMPv3 April 1999 In doing so, the Working Group achieved the goal of producing a single specification which has not only the endorsement of the IETF but also has security and administration.6 SNMPv3 Framework Module Specifications The specification of the SNMPv3 Management Framework is partitioned in a modular fashion among several documents. It is the intention of the SNMPv3 Working Group that, with proper care, any or all of the individual documents can be revised, upgraded, or replaced as requirements change, new understandings are obtained, and new technologies become available. Whenever feasible, the initial document set which defines the SNMPv3 Management Framework leverages prior investments defining and implementing the SNMPv2 Management Framework by incorporating by reference each of the specifications of the SNMPv2 Management Framework. The SNMPv3 Framework augments those specifications with specifications for security and administration for SNMPv3. The documents which specify the SNMPv3 Management Framework follow the same architecture as those of the prior versions and can be organized for expository purposes into four main categories as follows: * the data definition language, * Management Information Base (MIB) modules, * protocol operations, and * security and administration. The first three sets of documents are incorporated from SNMPv2. The fourth set of documents are new to SNMPv3, but, as described previously, build on significant prior related works.6.1 Data Definition Language The specifications of the data definition language includes STD 58, RFC 2578, "Structure of Management Information Version 2 (SMIv2)" [26], and related specifications. These documents are updates of RFCs 1902 - 1904 [4-6] which have evolved independently from the other parts of the framework and were republished as STD 58, RFCs 2578 - 2580 [26-28] when promoted from Draft Standard.Case, et al. Informational [Page 10]RFC 2570 Introduction to SNMPv3 April 1999 The Structure of Management Information (SMIv2) defines fundamental data types, an object model, and the rules for writing and revising MIB modules. Related specifications include STD 58, RFCs 2579, 2580. The updated data definition language is sometimes referred to as SMIv2. STD 58, RFC 2579, "Textual Conventions for SMIv2" [27], defines an initial set of shorthand abbreviations which are available for use within all MIB modules for the convenience of human readers and writers. STD 58, RFC 2580, "Conformance Statements for SMIv2" [28], defines the format for compliance statements which are used for describing requirements for agent implementations and capability statements which can be used to document the characteristics of particular implementations.6.2 MIB Modules MIB modules usually contain object definitions, may contain definitions of event notifications, and sometimes include compliance statements specified in terms of appropriate object and event notification groups. As such, MIB modules define the management information maintained by the instrumentation in managed nodes, made remotely accessible by management agents, conveyed by the management protocol, and manipulated by management applications. MIB modules are defined according the rules defined in the documents which specify the data definition language, principally the SMI as supplemented by the related specifications. There is a large and growing number of standards-based MIB modules, as defined in the periodically updated list of standard protocols [STD 1, RFC 2400]. As of this writing, there are nearly 100 standards-based MIB modules with a total number of defined objects approaching 10,000. In addition, there is an even larger and growing number of enterprise-specific MIB modules defined unilaterally by various vendors, research groups, consortia, and the like resulting in an unknown and virtually uncountable number of defined objects. In general, management information defined in any MIB module, regardless of the version of the data definition language used, can be used with any version of the protocol. For example, MIB modules defined in terms of the SNMPv1 SMI (SMIv1) are compatible with the SNMPv3 Management Framework and can be conveyed by the protocols specified therein. Furthermore, MIB modules defined in terms of the SNMPv2 SMI (SMIv2) are compatible with SNMPv1 protocol operations and can be conveyed by it. However, there is one noteworthy exception:Case, et al. Informational [Page 11]RFC 2570 Introduction to SNMPv3 April 1999 the Counter64 datatype which can be defined in a MIB module defined in SMIv2 format but which cannot be conveyed by an SNMPv1 protocol engine.6.3 Protocol Operations and Transport Mappings The specifications for the protocol operations and transport mappings of the SNMPv3 Framework are incorporated by reference to the two SNMPv2 Framework documents. The specification for protocol operations is found in RFC 1905, "Protocol Operations for Version 2 of the Simple Network Management Protocol (SNMPv2)" [7]. The SNMPv3 Framework is designed to allow various portions of the architecture to evolve independently. For example, it might be possible for a new specification of protocol operations to be defined within the Framework to allow for additional protocol operations. The specification of transport mappings is found in RFC 1906, "Transport Mappings for Version 2 of the Simple Network Management Protocol (SNMPv2)" [8].6.4 SNMPv3 Security and Administration
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