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Network Working Group J. CaseRequest for Comments: 2570 SNMP Research, Inc.Category: Informational R. Mundy TIS Labs at Network Associates, Inc. D. Partain Ericsson B. Stewart Cisco Systems April 1999 Introduction to Version 3 of the Internet-standard Network Management FrameworkStatus of this Memo This memo provides information for the Internet community. It does not specify an Internet standard of any kind. Distribution of this memo is unlimited.Copyright Notice Copyright (C) The Internet Society (1999). All Rights Reserved.Abstract The purpose of this document is to provide an overview of the third version of the Internet-standard Management Framework, termed the SNMP version 3 Framework (SNMPv3). This Framework is derived from and builds upon both the original Internet-standard Management Framework (SNMPv1) and the second Internet-standard Management Framework (SNMPv2). The architecture is designed to be modular to allow the evolution of the Framework over time.Table of Contents 1 Introduction .....................................................2 2 The Internet Standard Management Framework .......................3 2.1 Basic Structure and Components .................................3 2.2 Architecture of the Internet Standard Management Framework .....3 3 The SNMPv1 Management Framework ..................................4 3.1 The SNMPv1 Data Definition Language ............................5 3.2 Management Information .........................................6 3.3 Protocol Operations ............................................6 3.4 SNMPv1 Security and Administration .............................6Case, et al. Informational [Page 1]RFC 2570 Introduction to SNMPv3 April 1999 4 The SNMPv2 Management Framework ..................................7 5 The SNMPv3 Working Group .........................................8 6 SNMPv3 Framework Module Specifications ..........................10 6.1 Data Definition Language ......................................10 6.2 MIB Modules ...................................................11 6.3 Protocol Operations and Transport Mappings ....................12 6.4 SNMPv3 Security and Administration ............................12 7 Document Summaries ..............................................13 7.1 Structure of Management Information ...........................13 7.1.1 Base SMI Specification ......................................13 7.1.2 Textual Conventions .........................................14 7.1.3 Conformance Statements ......................................15 7.2 Protocol Operations ...........................................15 7.3 Transport Mappings ............................................15 7.4 Protocol Instrumentation ......................................16 7.5 Architecture / Security and Administration ....................16 7.6 Message Processing and Dispatch (MPD) .........................16 7.7 SNMP Applications .............................................17 7.8 User-based Security Model (USM) ...............................17 7.9 View-based Access Control (VACM) ..............................18 7.10 SNMPv3 Coexistence and Transition ............................18 8 Security Considerations .........................................19 9 Editors' Addresses ..............................................19 10 References .....................................................20 11 Full Copyright Statement .......................................231 Introduction This document is an introduction to the third version of the Internet-standard Management Framework, termed the SNMP version 3 Management Framework (SNMPv3) and has multiple purposes. First, it describes the relationship between the SNMP version 3 (SNMPv3) specifications and the specifications of the SNMP version 1 (SNMPv1) Management Framework, the SNMP version 2 (SNMPv2) Management Framework, and the Community-based Administrative Framework for SNMPv2. Second, it provides a roadmap to the multiple documents which contain the relevant specifications. Third, this document provides a brief easy-to-read summary of the contents of each of the relevant specification documents. This document is intentionally tutorial in nature and, as such, may occasionally be "guilty" of oversimplification. In the event of a conflict or contradiction between this document and the more detailed documents for which this document is a roadmap, the specifications inCase, et al. Informational [Page 2]RFC 2570 Introduction to SNMPv3 April 1999 the more detailed documents shall prevail. Further, the detailed documents attempt to maintain separation between the various component modules in order to specify well- defined interfaces between them. This roadmap document, however, takes a different approach and attempts to provide an integrated view of the various component modules in the interest of readability.2 The Internet Standard Management Framework The third version of the Internet Standard Management Framework (the SNMPv3 Framework) is derived from and builds upon both the original Internet-standard Management Framework (SNMPv1) and the second Internet-standard Management Framework (SNMPv2). All versions (SNMPv1, SNMPv2, and SNMPv3) of the Internet Standard Management Framework share the same basic structure and components. Furthermore, all versions of the specifications of the Internet Standard Management Framework follow the same architecture.2.1 Basic Structure and Components An enterprise deploying the Internet Standard Management Framework contains four basic components: * several (typically many) managed nodes, each with an SNMP entity which provides remote access to management instrumentation (traditionally called an agent); * at least one SNMP entity with management applications (typically called a manager), * a management protocol used to convey management information between the SNMP entities, and * management information. The management protocol is used to convey management information between SNMP entities such as managers and agents. This basic structure is common to all versions of the Internet Standard Management Framework; i.e., SNMPv1, SNMPv2, and SNMPv3.2.2 Architecture of the Internet Standard Management Framework The specifications of the Internet Standard Management Framework are based on a modular architecture. This framework is more than just a protocol for moving data. It consists of:Case, et al. Informational [Page 3]RFC 2570 Introduction to SNMPv3 April 1999 * a data definition language, * definitions of management information (the Management Information Base, or MIB), * a protocol definition, and * security and administration. Over time, as the Framework has evolved from SNMPv1, through SNMPv2, to SNMPv3, the definitions of each of these architectural components have become richer and more clearly defined, but the fundamental architecture has remained consistent. One prime motivator for this modularity was to enable the ongoing evolution of the Framework as is documented in RFC 1052 [14]. When originally envisioned, this capability was to be used to ease the transition from SNMP-based management of internets to management based on OSI protocols. To this end, the framework was architected with a protocol-independent data definition language and Management Information Base along with a MIB-independent protocol. This separation was designed to allow the SNMP-based protocol to be replaced without requiring the management information to be redefined or reinstrumented. History has shown that the selection of this architecture was the right decision for the wrong reason -- it turned out that this architecture has eased the transition from SNMPv1 to SNMPv2 and from SNMPv2 to SNMPv3 rather than easing the transition away from management based on the Simple Network Management Protocol. The SNMPv3 Framework builds and extends these architectural principles by: * building on these four basic architectural components, in some cases incorporating them from the SNMPv2 Framework by reference, and * by using these same layering principles in the definition of new capabilities in the security and administration portion of the architecture. Those who are familiar with the architecture of the SNMPv1 Management Framework and the SNMPv2 Management Framework will find many familiar concepts in the architecture of the SNMPv3 Management Framework. However, in some cases, the terminology may be somewhat different.Case, et al. Informational [Page 4]RFC 2570 Introduction to SNMPv3 April 19993 The SNMPv1 Management Framework The original Internet-standard Network Management Framework (SNMPv1) is defined in the following documents: * STD 16, RFC 1155 [1] which defines the Structure of Management Information (SMI), the mechanisms used for describing and naming objects for the purpose of management. * STD 16, RFC 1212 [2] which defines a more concise description mechanism for describing and naming management information objects, but which is wholly consistent with the SMI. * STD 15, RFC 1157 [3] which defines the Simple Network Management Protocol (SNMP), the protocol used for network access to managed objects and event notification. Note this document also defines an initial set of event notifications. Additionally, two documents are generally considered to be companions to these three: * STD 17, RFC 1213 [13] which contains definitions for the base set of management information * RFC 1215 [25] defines a concise description mechanism for defining event notifications, which are called traps in the SNMPv1 protocol. It also specifies the generic traps from RFC 1157 in the concise notation. These documents describe the four parts of the first version of the SNMP Framework.3.1 The SNMPv1 Data Definition Language The first two and the last document describe the SNMPv1 data definition language. Note that due to the initial requirement that the SMI be protocol-independent, the first two SMI documents do not provide a means for defining event notifications (traps). Instead, the SNMP protocol document defines a few standardized event notifications (generic traps) and provides a means for additional event notifications to be defined. The last document specifies a straight-forward approach towards defining event notifications used with the SNMPv1 protocol. At the time that it was written, use of traps in the Internet-standard network management framework was controversial. As such, RFC 1215 was put forward with the status of "Informational", which was never updated because it was believed that the second version of the SNMP Framework would replace the first version. Note that the SNMPv1 data definition language is sometimesCase, et al. Informational [Page 5]RFC 2570 Introduction to SNMPv3 April 1999 referred to as SMIv1.3.2 Management Information The data definition language described in the first two documents was first used to define the now-historic MIB-I as specified in RFC 1066 [12], and was subsequently used to define MIB-II as specified in RFC 1213 [13]. Later, after the publication of MIB-II, a different approach to management information definition was taken from the earlier approach of having a single committee staffed by generalists work on a single document to define the Internet-standard MIB. Rather, many mini-MIB documents were produced in a parallel and distributed fashion by groups chartered to produce a specification for a focused portion of the Internet-standard MIB and staffed by personnel with expertise in those particular areas ranging from various aspects of network management, to system management, and application management.3.3 Protocol Operations The third document, STD 15, describes the SNMPv1 protocol operations performed by protocol data units (PDUs) on lists of variable bindings and describes the format of SNMPv1 messages. The operators defined by SNMPv1 are: get, get-next, get-response, set-request, and trap. Typical layering of SNMP on a connectionless transport service is also defined.3.4 SNMPv1 Security and Administration STD 15 also describes an approach to security and administration. Many of these concepts are carried forward and some, particularly security, are extended by the SNMPv3 Framework. The SNMPv1 Framework describes the encapsulation of SNMPv1 PDUs in SNMP messages between SNMP entities and distinguishes between application entities and protocol entities. In SNMPv3, these are
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