📄 rfc59.txt
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Edwin W. Meyer, Jr. MIT Project MAC 27 June 1970The method of flow control described in RFC 54, prior allocation ofbuffer space by the use of ALL network commands, has one particularadvantage. If no more than 100% of an NCP's buffer space is allocated,the situation in which more messages are presented to a HOST then it canhandle will never arise.However, this scheme has very serious disadvantages:(i) chronic underutilization of resources,(ii) highly restricted bandwidth,(iii)considerable overhead under normal operation,(iv) insufficient flexibility under conditions of increasing load,(v) it optimizes for the wrong set of conditions, and(vi) the scheme breaks down because of message length indeterminacy.Several people from Project MAC and Lincoln Laboratories have discussedthis topic, and we feel that the "cease on link" flow control schemeproposed in RFC 35 by UCLA is greatly preferable to this new plan forflow control.The method of flow control proposed in RFC 46, using BLK and RSM controlmessages, has been abandoned because it can not guarantee to quench flowwithin a limited number of messages.The advantages of "cease on link" to the fixed allocation proposal arethat:(i) it permits greater utilization of resources,(ii) does not arbitrarily limit transmission bandwidth,(iii)is highly flexible under conditions of changing load,(iv) imposes no overhead on normal operation, and(v) optimizes for the situations that most often occur.Its single disadvantage is that under rare circumstances an NCP's inputbuffers can become temporarily overloaded. This should not be a seriousdrawback for network operation.The "cease on link" method of flow control operates in the following [Page 1]NWG/RFC 59 Flow Control - Fixed Versus Demand Allocationmanner. IMP messages for a particular "receive" link may be coming into the destination HOST faster than the attached process is reading themout of the NCP's buffers. At some point the NCP will decide that theinput queue for that link is too large in relation to the total amountof free NCP buffer space remaining. At this time the NCP initiatesquenching by sending a "cease on link" IMP message to its IMP. This doesnothing until the next message for that link comes in to the destinationIMP. The message still gets transmitted to the receiving HOST. However,the RFNM returned to the transmitting HOST has a special bit set. Thisindicates to the originating NCP that it should stop sending over thatlink. As a way of confirming the suspension, the NCP sends an SPD <link>"suspended" NCP control message to the receiving HOST, telling it thatit indeed has stopped transmitting. At a future time the receiving pro-cess will have cut the input queue for the link down to reasonable size,and the NCP tells the sending NCP to begin sending messages by issuing aRSM <link> "resume" NCP control message.The flow control argument is based on the following premises:(1) Most network transmission falls into two categories: Type 1 - short messages (<500 bits) at intervals of several seconds or more. (console communication) Type 2 - a limited number (10 - 100) of full messages (8000 bits) in rapid succession. (file transmission)(2) Most processes are ready to accept transmitted data when it arrives at the destination and will pick it up within a few seconds (longer for large files). Thus, at any particular instant the great major- ity of read links have no data buffered at the destination HOST. This assumes a sensible software system at both ends.(3) Flow control need be imposed only rarely on links transmitting Type 1 messages, somewhat more frequently for Type 2 messages.(4) Both the total network load and that over a single connection fluc- tuate and can not be adequately predicted by either the NCP or the process attached to an individual connection.(5) Assuming adequate control of wide bandwidth transmission (Type 2), the probability that an NCP will be unable to accept messages from the IMP due to full buffers is quite small, even if the simultane- ous receipt of moderately small messages over all active links would more than fill the NCP's input buffers.(6) In the event that an NCP's buffers do fill completely, it may refuse to accept any transmission from the IMP for up to a minute without utter catastrophe. [Page 2]NWG/RFC 59 Flow Control - Fixed Versus Demand Allocation(7) Under cases of extreme input load, if an NCP has large amounts of data buffered for input to a local process, AND that process has not read data over that connection for more than a minute, the NCP may delete that data to make space for messages from the IMP. This is expected to happen extremely rarely, except in cases where the process is the main contributor to the overload by maintaining several high volume connections which it is not reading.Based on the preceding premises, I see the following disadvantages inthe flow control proposed in RFC 54:(1) Chronic Underutilization of Resources - A fixed allocation of buffer space dedicated to a single Type 1 connection will go perhaps 90% unused if we actually achieve responsive console interaction through the network. This is because it is empty most of the time and is very seldom more than partially filled. Stated conversely, a scheme of demand allocation might be expected to han- dle several times as many console connections using the same buffer resources. (It has been suggested that this problem of underutili- zation could be alleviated by allocating more than 100% of the available buffer space. This is in fact no solution at all, because it defeats the basic premise underlying this method of flow con- trol: guaranteed receptivity. True, it might fail in less than one case in 1000, but that is exactly the case for which flow control exists.)(2) Highly Restricted Bandwidth - At the same time that all that buffer space dedicated to low volume connections is being wasted (and it can't be deallocated - see below), high volume communication is unnecessarily slowed because of inadequate buffer allocation. (Because of the inability to deallocate, it is unwise to give a large allocation.) Data is sent down the connection to the alloca- tion limit, then stops. Several seconds later, after the receiving process picks up some of the data, a new allocation is made, and another parcel of data is sent. It seems clear that even under only moderately favorable conditions, a demand allocation scheme will allow several times the bandwidth that this one does.(3) Considerable Overhead During Normal Operation - It can be seen that flow control actually need be imposed relatively rarely. However, this plan imposes a constant overhead for all connections due to the continuing need to send new allocations. Under demand alloca- tion, only two RFC's, two CLS's, and perhaps a couple of SPD and RSM control messages need be transmitted for a single connection. Under this plan, a large fraction of the NCP control messages will be ALL allocation requests. There will probably be several times as many control messages to be processed by both the sending and receiving NCP's, as under a demand allocation scheme. [Page 3]NWG/RFC 59 Flow Control - Fixed Versus Demand Allocation(4) Inflexibility Under Increasing Load Conditions - Not only is this plan inflexible as to different kinds of load conditions on a sin- gle link, there is potential inflexibility under increasing total load. The key problem here is that an allocation can not be arbi- trarily revoked. It can be taken back only if it is used. As an example of the problem that can be caused, assume the case of a connection made at 9 AM. The HOST controlling the receiving socket senses light load, and gives the connection a moderately large allocation. However, the process attached to the send socket intends to use it only to report certain special events, and doesn't normally intend to send much at all down this connection. Comes 12 noon, and this connection still has 90% of its original allocation left. Many other processes are now using the network, and the NCP would dearly love to reduce its allocation, if only it could. Of course it can't. If the NCP is to keep its part of the flow control bargain, it must keep that space empty waiting for the data it has agreed to receive. This problem can't really be solved by basing future allocations on past use of the connection, because future use may not correlate with past use. Also, the introduction of a deallocation command would cause synchrony problems. The real implication of this problem is that an NCP must base its allocation to a link on conditions of heavy load, even if there is currently only light network traffic.
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