📄 rfc1867.txt
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Network Working Group E. NebelRequest For Comments: 1867 L. MasinterCategory: Experimental Xerox Corporation November 1995 Form-based File Upload in HTMLStatus of this Memo This memo defines an Experimental Protocol for the Internet community. This memo does not specify an Internet standard of any kind. Discussion and suggestions for improvement are requested. Distribution of this memo is unlimited.1. Abstract Currently, HTML forms allow the producer of the form to request information from the user reading the form. These forms have proven useful in a wide variety of applications in which input from the user is necessary. However, this capability is limited because HTML forms don't provide a way to ask the user to submit files of data. Service providers who need to get files from the user have had to implement custom user applications. (Examples of these custom browsers have appeared on the www-talk mailing list.) Since file-upload is a feature that will benefit many applications, this proposes an extension to HTML to allow information providers to express file upload requests uniformly, and a MIME compatible representation for file upload responses. This also includes a description of a backward compatibility strategy that allows new servers to interact with the current HTML user agents. The proposal is independent of which version of HTML it becomes a part.2. HTML forms with file submission The current HTML specification defines eight possible values for the attribute TYPE of an INPUT element: CHECKBOX, HIDDEN, IMAGE, PASSWORD, RADIO, RESET, SUBMIT, TEXT. In addition, it defines the default ENCTYPE attribute of the FORM element using the POST METHOD to have the default value "application/x-www-form-urlencoded".Nebel & Masinter Experimental [Page 1]RFC 1867 Form-based File Upload in HTML November 1995 This proposal makes two changes to HTML: 1) Add a FILE option for the TYPE attribute of INPUT. 2) Allow an ACCEPT attribute for INPUT tag, which is a list of media types or type patterns allowed for the input. In addition, it defines a new MIME media type, multipart/form-data, and specifies the behavior of HTML user agents when interpreting a form with ENCTYPE="multipart/form-data" and/or <INPUT type="file"> tags. These changes might be considered independently, but are all necessary for reasonable file upload. The author of an HTML form who wants to request one or more files from a user would write (for example): <FORM ENCTYPE="multipart/form-data" ACTION="_URL_" METHOD=POST> File to process: <INPUT NAME="userfile1" TYPE="file"> <INPUT TYPE="submit" VALUE="Send File"> </FORM> The change to the HTML DTD is to add one item to the entity "InputType". In addition, it is proposed that the INPUT tag have an ACCEPT attribute, which is a list of comma-separated media types. ... (other elements) ... <!ENTITY % InputType "(TEXT | PASSWORD | CHECKBOX | RADIO | SUBMIT | RESET | IMAGE | HIDDEN | FILE )"> <!ELEMENT INPUT - 0 EMPTY> <!ATTLIST INPUT TYPE %InputType TEXT NAME CDATA #IMPLIED -- required for all but submit and reset VALUE CDATA #IMPLIED SRC %URI #IMPLIED -- for image inputs -- CHECKED (CHECKED) #IMPLIED SIZE CDATA #IMPLIED --like NUMBERS, but delimited with comma, not space MAXLENGTH NUMBER #IMPLIED ALIGN (top|middle|bottom) #IMPLIED ACCEPT CDATA #IMPLIED --list of content types >Nebel & Masinter Experimental [Page 2]RFC 1867 Form-based File Upload in HTML November 1995 ... (other elements) ...3. Suggested implementation While user agents that interpret HTML have wide leeway to choose the most appropriate mechanism for their context, this section suggests how one class of user agent, WWW browsers, might implement file upload.3.1 Display of FILE widget When a INPUT tag of type FILE is encountered, the browser might show a display of (previously selected) file names, and a "Browse" button or selection method. Selecting the "Browse" button would cause the browser to enter into a file selection mode appropriate for the platform. Window-based browsers might pop up a file selection window, for example. In such a file selection dialog, the user would have the option of replacing a current selection, adding a new file selection, etc. Browser implementors might choose let the list of file names be manually edited. If an ACCEPT attribute is present, the browser might constrain the file patterns prompted for to match those with the corresponding appropriate file extensions for the platform.3.2 Action on submit When the user completes the form, and selects the SUBMIT element, the browser should send the form data and the content of the selected files. The encoding type application/x-www-form-urlencoded is inefficient for sending large quantities of binary data or text containing non-ASCII characters. Thus, a new media type, multipart/form-data, is proposed as a way of efficiently sending the values associated with a filled-out form from client to server.3.3 use of multipart/form-data The definition of multipart/form-data is included in section 7. A boundary is selected that does not occur in any of the data. (This selection is sometimes done probabilisticly.) Each field of the form is sent, in the order in which it occurs in the form, as a part of the multipart stream. Each part identifies the INPUT name within the original HTML form. Each part should be labelled with an appropriate content-type if the media type is known (e.g., inferred from the file extension or operating system typing information) or as application/octet-stream.Nebel & Masinter Experimental [Page 3]RFC 1867 Form-based File Upload in HTML November 1995 If multiple files are selected, they should be transferred together using the multipart/mixed format. While the HTTP protocol can transport arbitrary BINARY data, the default for mail transport (e.g., if the ACTION is a "mailto:" URL) is the 7BIT encoding. The value supplied for a part may need to be encoded and the "content-transfer-encoding" header supplied if the value does not conform to the default encoding. [See section 5 of RFC 1521 for more details.] The original local file name may be supplied as well, either as a 'filename' parameter either of the 'content-disposition: form-data' header or in the case of multiple files in a 'content-disposition: file' header of the subpart. The client application should make best effort to supply the file name; if the file name of the client's operating system is not in US-ASCII, the file name might be approximated or encoded using the method of RFC 1522. This is a convenience for those cases where, for example, the uploaded files might contain references to each other, e.g., a TeX file and its .sty auxiliary style description. On the server end, the ACTION might point to a HTTP URL that implements the forms action via CGI. In such a case, the CGI program would note that the content-type is multipart/form-data, parse the various fields (checking for validity, writing the file data to local files for subsequent processing, etc.).3.4 Interpretation of other attributes The VALUE attribute might be used with <INPUT TYPE=file> tags for a default file name. This use is probably platform dependent. It might be useful, however, in sequences of more than one transaction, e.g., to avoid having the user prompted for the same file name over and over again. The SIZE attribute might be specified using SIZE=width,height, where width is some default for file name width, while height is the expected size showing the list of selected files. For example, this would be useful for forms designers who expect to get several files and who would like to show a multiline file input field in the browser (with a "browse" button beside it, hopefully). It would be useful to show a one line text field when no height is specified (when the forms designer expects one file, only) and to show a multiline text area with scrollbars when the height is greater than 1 (when the forms designer expects multiple files).Nebel & Masinter Experimental [Page 4]RFC 1867 Form-based File Upload in HTML November 19954. Backward compatibility issues While not necessary for successful adoption of an enhancement to the current WWW form mechanism, it is useful to also plan for a migration strategy: users with older browsers can still participate in file upload dialogs, using a helper application. Most current web browers, when given <INPUT TYPE=FILE>, will treat it as <INPUT TYPE=TEXT> and give the user a text box. The user can type in a file name into this text box. In addition, current browsers seem to ignore the ENCTYPE parameter in the <FORM> element, and always transmit the data as application/x-www-form-urlencoded. Thus, the server CGI might be written in a way that would note that the form data returned had content-type application/x-www-form- urlencoded instead of multipart/form-data, and know that the user was using a browser that didn't implement file upload. In this case, rather than replying with a "text/html" response, the CGI on the server could instead send back a data stream that a helper application might process instead; this would be a data stream of type "application/x-please-send-files", which contains: * The (fully qualified) URL to which the actual form data should be posted (terminated with CRLF) * The list of field names that were supposed to be file contents (space separated, terminated with CRLF) * The entire original application/x-www-form-urlencoded form data as originally sent from client to server. In this case, the browser needs to be configured to process application/x-please-send-files to launch a helper application. The helper would read the form data, note which fields contained 'local file names' that needed to be replaced with their data content, might itself prompt the user for changing or adding to the list of files available, and then repackage the data & file contents in multipart/form-data for retransmission back to the server. The helper would generate the kind of data that a 'new' browser should actually have sent in the first place, with the intention that the URL to which it is sent corresponds to the original ACTION URL. The point of this is that the server can use the *same* CGI to implement the mechanism for dealing with both old and new browsers. The helper need not display the form data, but *should* ensure that the user actually be prompted about the suitability of sending the files requested (this is to avoid a security problem with malicious servers that ask for files that weren't actually promised by theNebel & Masinter Experimental [Page 5]RFC 1867 Form-based File Upload in HTML November 1995 user.) It would be useful if the status of the transfer of the files involved could be displayed.5. Other considerations5.1 Compression, encryption This scheme doesn't address the possible compression of files. After some consideration, it seemed that the optimization issues of file compression were too complex to try to automatically have browsers decide that files should be compressed. Many link-layer transport mechanisms (e.g., high-speed modems) perform data compression over the link, and optimizing for compression at this layer might not be appropriate. It might be possible for browsers to optionally produce a content-transfer-encoding of x-compress for file data, and for servers to decompress the data before processing, if desired; this was left out of the proposal, however. Similarly, the proposal does not contain a mechanism for encryption of the data; this should be handled by whatever other mechanisms are in place for secure transmission of data, whether via secure HTTP or mail.5.2 Deferred file transmission In some situations, it might be advisable to have the server validate various elements of the form data (user name, account, etc.) before actually preparing to receive the data. However, after some consideration, it seemed best to require that servers that wish to do this should implement this as a series of forms, where some of the data elements that were previously validated might be sent back to the client as 'hidden' fields, or by arranging the form so that the elements that need validation occur first. This puts the onus of maintaining the state of a transaction only on those servers that wish to build a complex application, while allowing those cases that have simple input needs to be built simply. The HTTP protocol may require a content-length for the overall transmission. Even if it were not to do so, HTTP clients are encouraged to supply content-length for overall file input so that a busy server could detect if the proposed file data is too large to be processed reasonably and just return an error code and close the connection without waiting to process all of the incoming data. Some current implementations of CGI require a content-length in all POST transactions. If the INPUT tag includes the attribute MAXLENGTH, the user agent should consider its value to represent the maximum Content-Length (inNebel & Masinter Experimental [Page 6]RFC 1867 Form-based File Upload in HTML November 1995 bytes) which the server will accept for transferred files. In this way, servers can hint to the client how much space they have available for a file upload, before that upload takes place. It is important to note, however, that this is only a hint, and the actual requirements of the server may change between form creation and file submission. In any case, a HTTP server may abort a file upload in the middle of the transaction if the file being received is too large.5.3 Other choices for return transmission of binary data Various people have suggested using new mime top-level type "aggregate", e.g., aggregate/mixed or a content-transfer-encoding of "packet" to express indeterminate-length binary data, rather than relying on the multipart-style boundaries. While we are not opposed to doing so, this would require additional design and standardization work to get acceptance of "aggregate". On the other hand, the 'multipart' mechanisms are well established, simple to implement on both the sending client and receiving server, and as efficient as other methods of dealing with multiple combinations of binary data.5.4 Not overloading <INPUT>:
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