📄 rfc54.txt
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Network Working Group Steve Crocker (UCLA)Request for Comments # 54 Jon Postel (UCLA)June 18, 1970 John Newkirk (Harvard) Mike Kraley (Harvard) An Official Protocol ProfferingI. INTRODUCTION As advertised in NEW/RFC #53, we are submitting the protocol herein for criticism, comments, etc. We intend for this protocol to become the initial official protocol, and will, therefore, be happiest if no serious objections are raised. Nevertheless, we will entertain all manner of criticism until July 13, 1970, and such criticism should be published as a NWG/RFC or directed to the first author. After July 13, a decision will be made whether to adopt this protocol (or slight variation) or whether to redesign it and resubmit it for criticism.Only the Protocol In preceding discussions of protocol, no clear distinction has been made between the network-wide specifications and local strategies. We state here that the only network-wide issues are message formats and restrictions on message content. Implementation of a Network Control Program (NCP) and choice of system calls are strictly local issues. This document is constrained to cover only network-wide issues and thus will not treat system calls or NCP tables; nevertheless, a protocol is useless without an NCP and a set of system calls, so we have expended a great deal of effort in deriving a protypical NCP. This effort is reported in NWG/RFC #55, and the reader should correlate the protocol presented here with the suggestions for using it presented there. It is important to remember, however, that the content of NWG/RFC #55 is only suggestive and that competitive proposals should be examined before choosing an implementation.Flow Control In the course of designing this current protocol, we have come to understand that flow control is more complex than we imagined. We now believe that flow control techniques will be one of the active areas of concern as the network traffic increases. We have, therefore, benefitted from some ideas stimulated by Richard Kaline and Anatol Holt and have modified the flow control procedure. (Defects in our scheme are, of course, only our fault). This newCrocker, Postel, Newkirk & Kraley [Page 1]RFC 54 An Official Protocol Proffering 18 June 1970 procedure has demonstrable limitations, but has the advantages that it is more cleanly implementable and will support initial network use. This is the only substantive change from the protocol already agreed upon. The new flow control mechanism requires the receiving host to allocate buffer space for each connection and to notify the sending host of how much space in bits is available. The sending host keeps track of how much room is available and never sends more text than it believes the receiving host can accept. To implement this mechanism, the sending host keeps a counter associated with each connection. The counter is initialized to zero, increased by control commands sent from the receiving host, and decremented by the text length of any message sent over the connection. The sending host is prohibited from sending text longer than the value of the counter, so the counter never goes below zero. Ideally, the receiving host will allocate some buffer space as soon as the connection is established. The amount allocated must never exceed what the receiver can guarantee to accept. As text arrives, it occupies the allocated buffer space. When the receiving process absorbs the waiting text from the buffer, the NCP fires back a new allocation of space for that connection. The NCP may allocate space even if the receiving process has not absorbed waiting text if it believes that extra buffer space is appropriate. Similarly, the NCP may decide not to reallocate buffer space after the receiving process makes it available. The control command which allocates space is ALL <link> <space> This command is sent only from the receiving host to the sending host. This formulation of flow control obviates the RSM and SPD commands in NWG/RFC #36, and the Host-to-Imp message type 10 and Imp-to-Host message types 10 and 11 in the current revision of BBN Report 1822. The obvious limitation in this scheme is that the receiving host is not permitted to depend upon average buffer usage -- worse case is always assumed. If only a few connections are open, it is unlikely that there would be much savings. However, for more than a few connections, average buffer usage will be much less than allocated buffer space. We have looked at extensions of this protocol which would include adaptive allocation, and we believe this to be feasible. For the present this limited scheme seems best, and weCrocker, Postel, Newkirk & Kraley [Page 2]RFC 54 An Official Protocol Proffering 18 June 1970 look forward to discussing more sophisticated schemes later. The old scheme of special RFNM's, etc. also remains under discussion. In order to answer questions and discuss details, we will hold a pair of network meetings. The first will be on June 29 at Harvard and the second on July 1 at UCLA. We request that no more than on programmer per host attend a meeting and that hosts be represented at only one of these meetings. Two of us (J.N. and S.C.) will be at both meetings. To make reservations to attend the Harvard meeting, contact Mrs. Margi Robison (617) 495-3989 or 495-3991 To make reservations to attend the UCLA meeting, contact Mrs. Benita Kirstel (213) 825-2368.II. THE PROTOCOL The notion of a connection as explained in NWG/RFC #33 pervades the protocol. A connection is a simplex communication path, intended to be between two processes. The primary function of the protocol is to provide for (1) establishment of connections, (2) regulation of flow over connections, and (3) termination of connections. In addition, the protocol provides some ancillary functions such as sending simulated interrupt pulses and echoing test messages. To provide a path for exchanging information about connections, we designate specific links, i.e. link one between each pair of hosts to be control links. Traffic on control links consists only of control commands, defined below. Connections are named by a pair of sockets. Sockets are 40 bit names which are known throughout the network. Each host is assigned a private subset of these names, and a command which requests a connection names one socket which is local to the requesting host and one local to the receiver of the request. Sockets are polarized; even numbered sockets are receive sockets; odd numbered ones are send sockets. One of each is required to make a connection.Crocker, Postel, Newkirk & Kraley [Page 3]RFC 54 An Official Protocol Proffering 18 June 1970 To facilitate transmission of information over a connection, a unique link is assigned to each connection. One of the steps in establishing a connection, therefore, is the assignment of a link. Of the non-control links, zero is reserved for intra-network use, and links 32 to 255 are reserved for experiment and expansion. Thus only links 2 through 31 are available for regular use. Link assignment must either always be done by the receiver or always by the sender. We have (almost) arbitrarily chosen this to be the receiver's responsibility. All regular messages consist of a 32 bit leader, marking, text, and padding. Marking is a (possibly null) sequence of zeroes followed by a 1; padding is a 1 followed by a (possibly null) sequence of zeroes. A regular message sent over the control link (link 1) is called a control message. Its text is an integral (possibly zero) number of control commands in the form described below, and this text must end on a command boundary. The commands used to establish a connection are STR and RTS. The STR command is sent from a prospective sender to a prospective receiver. Its <my socket> field contains a send socket local to the prospective sender; its <your socket> field contains a receive socket local to the prospective receiver. The RTS command is the dual, but is also contains a <link> field for link assignment. These two commands are referred to as requests-for-connection (RFC). A STR and an RTS match if the <my socket> field of one is identical to the <your socket> field of the other and vice versa. A connection is established where a matching pair of RFC's have been exchanged. Hosts are prohibited from establishing more than one connection to any local socket. Therefore, a host may not use a socket for the <my socket> field of an RFC if that socket is mentioned in a previous RFC and the connection is not yet terminated. The command used to terminate a connection is CLS. Each side must send and receive a CLS command before a connection is completely terminated and the sockets are free to participate in other connections. It is not necessary that both RFC's be exchanged before a connection is terminated. More details on termination are given below. After a connection is established, the receiving host sends a ALL command which allocates space for the connection. The sender keeps track of how much space is available in the receiving host and does not transmit more text than the receiving host can accept, as explained above. A sender is also constrained by the local IMP from sending a message over a connection until the RFNM from the previousCrocker, Postel, Newkirk & Kraley [Page 4]RFC 54 An Official Protocol Proffering 18 June 1970 message is received. After a connection is established, CLS commands sent by the receiver and sender have slightly different effects. CLS command sent by the sender indicate that no more messages will be sent over the connection. This command must not be sent if there is a message in transit over the connection. CLS commands sent by the receiver act as demands on the sender to terminate transmission. However, since there is a delay in getting the CLS command to the sender, the receiver must expect its buffers to fill to the limit provided in ALL commands. While a connection is established, either side may send INR or INS commands. The interpretation of these commands is a local matter, but in general they will provide and escape function. Note that the ALL, INR and INS commands may be sent only after the connection is established and before a CLS command is sent. A very simple test facility is provided by the ECO and ERP commands. Upon receiving a ECO command, a host must change the first eight bits to ERP and return it. These commands have no relationship to connections.
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