📄 rfc2402.txt
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except for mutable fields In the IPv6 context, AH is viewed as an end-to-end payload, and thus should appear after hop-by-hop, routing, and fragmentation extension headers. The destination options extension header(s) could appear either before or after the AH header depending on the semantics desired. The following diagram illustrates AH transport mode positioning for a typical IPv6 packet. BEFORE APPLYING AH --------------------------------------- IPv6 | | ext hdrs | | | | orig IP hdr |if present| TCP | Data | --------------------------------------- AFTER APPLYING AH ------------------------------------------------------------ IPv6 | |hop-by-hop, dest*, | | dest | | | |orig IP hdr |routing, fragment. | AH | opt* | TCP | Data | ------------------------------------------------------------ |<---- authenticated except for mutable fields ----------->| * = if present, could be before AH, after AH, or bothKent & Atkinson Standards Track [Page 6]RFC 2402 IP Authentication Header November 1998 ESP and AH headers can be combined in a variety of modes. The IPsec Architecture document describes the combinations of security associations that must be supported. Tunnel mode AH may be employed in either hosts or security gateways (or in so-called "bump-in-the-stack" or "bump-in-the-wire" implementations, as defined in the Security Architecture document). When AH is implemented in a security gateway (to protect transit traffic), tunnel mode must be used. In tunnel mode, the "inner" IP header carries the ultimate source and destination addresses, while an "outer" IP header may contain distinct IP addresses, e.g., addresses of security gateways. In tunnel mode, AH protects the entire inner IP packet, including the entire inner IP header. The position of AH in tunnel mode, relative to the outer IP header, is the same as for AH in transport mode. The following diagram illustrates AH tunnel mode positioning for typical IPv4 and IPv6 packets. ------------------------------------------------ IPv4 | new IP hdr* | | orig IP hdr* | | | |(any options)| AH | (any options) |TCP | Data | ------------------------------------------------ |<- authenticated except for mutable fields -->| | in the new IP hdr | -------------------------------------------------------------- IPv6 | | ext hdrs*| | | ext hdrs*| | | |new IP hdr*|if present| AH |orig IP hdr*|if present|TCP|Data| -------------------------------------------------------------- |<-- authenticated except for mutable fields in new IP hdr ->| * = construction of outer IP hdr/extensions and modification of inner IP hdr/extensions is discussed below.3.2 Authentication Algorithms The authentication algorithm employed for the ICV computation is specified by the SA. For point-to-point communication, suitable authentication algorithms include keyed Message Authentication Codes (MACs) based on symmetric encryption algorithms (e.g., DES) or on one-way hash functions (e.g., MD5 or SHA-1). For multicast communication, one-way hash algorithms combined with asymmetric signature algorithms are appropriate, though performance and space considerations currently preclude use of such algorithms. The mandatory-to-implement authentication algorithms are described in Section 5 "Conformance Requirements". Other algorithms MAY be supported.Kent & Atkinson Standards Track [Page 7]RFC 2402 IP Authentication Header November 19983.3 Outbound Packet Processing In transport mode, the sender inserts the AH header after the IP header and before an upper layer protocol header, as described above. In tunnel mode, the outer and inner IP header/extensions can be inter-related in a variety of ways. The construction of the outer IP header/extensions during the encapsulation process is described in the Security Architecture document. If there is more than one IPsec header/extension required, the order of the application of the security headers MUST be defined by security policy. For simplicity of processing, each IPsec header SHOULD ignore the existence (i.e., not zero the contents or try to predict the contents) of IPsec headers to be applied later. (While a native IP or bump-in-the-stack implementation could predict the contents of later IPsec headers that it applies itself, it won't be possible for it to predict any IPsec headers added by a bump-in-the- wire implementation between the host and the network.)3.3.1 Security Association Lookup AH is applied to an outbound packet only after an IPsec implementation determines that the packet is associated with an SA that calls for AH processing. The process of determining what, if any, IPsec processing is applied to outbound traffic is described in the Security Architecture document.3.3.2 Sequence Number Generation The sender's counter is initialized to 0 when an SA is established. The sender increments the Sequence Number for this SA and inserts the new value into the Sequence Number Field. Thus the first packet sent using a given SA will have a Sequence Number of 1. If anti-replay is enabled (the default), the sender checks to ensure that the counter has not cycled before inserting the new value in the Sequence Number field. In other words, the sender MUST NOT send a packet on an SA if doing so would cause the Sequence Number to cycle. An attempt to transmit a packet that would result in Sequence Number overflow is an auditable event. (Note that this approach to Sequence Number management does not require use of modular arithmetic.) The sender assumes anti-replay is enabled as a default, unless otherwise notified by the receiver (see 3.4.3). Thus, if the counter has cycled, the sender will set up a new SA and key (unless the SA was configured with manual key management).Kent & Atkinson Standards Track [Page 8]RFC 2402 IP Authentication Header November 1998 If anti-replay is disabled, the sender does not need to monitor or reset the counter, e.g., in the case of manual key management (see Section 5.) However, the sender still increments the counter and when it reaches the maximum value, the counter rolls over back to zero.3.3.3 Integrity Check Value Calculation The AH ICV is computed over: o IP header fields that are either immutable in transit or that are predictable in value upon arrival at the endpoint for the AH SA o the AH header (Next Header, Payload Len, Reserved, SPI, Sequence Number, and the Authentication Data (which is set to zero for this computation), and explicit padding bytes (if any)) o the upper level protocol data, which is assumed to be immutable in transit3.3.3.1 Handling Mutable Fields If a field may be modified during transit, the value of the field is set to zero for purposes of the ICV computation. If a field is mutable, but its value at the (IPsec) receiver is predictable, then that value is inserted into the field for purposes of the ICV calculation. The Authentication Data field is also set to zero in preparation for this computation. Note that by replacing each field's value with zero, rather than omitting the field, alignment is preserved for the ICV calculation. Also, the zero-fill approach ensures that the length of the fields that are so handled cannot be changed during transit, even though their contents are not explicitly covered by the ICV. As a new extension header or IPv4 option is created, it will be defined in its own RFC and SHOULD include (in the Security Considerations section) directions for how it should be handled when calculating the AH ICV. If the IP (v4 or v6) implementation encounters an extension header that it does not recognize, it will discard the packet and send an ICMP message. IPsec will never see the packet. If the IPsec implementation encounters an IPv4 option that it does not recognize, it should zero the whole option, using the second byte of the option as the length. IPv6 options (in Destination extension headers or Hop by Hop extension header) contain a flag indicating mutability, which determines appropriate processing for such options.Kent & Atkinson Standards Track [Page 9]RFC 2402 IP Authentication Header November 19983.3.3.1.1 ICV Computation for IPv43.3.3.1.1.1 Base Header Fields The IPv4 base header fields are classified as follows: Immutable Version Internet Header Length Total Length Identification Protocol (This should be the value for AH.) Source Address Destination Address (without loose or strict source routing) Mutable but predictable Destination Address (with loose or strict source routing) Mutable (zeroed prior to ICV calculation) Type of Service (TOS) Flags Fragment Offset Time to Live (TTL) Header Checksum TOS -- This field is excluded because some routers are known to change the value of this field, even though the IP specification does not consider TOS to be a mutable header field. Flags -- This field is excluded since an intermediate router might set the DF bit, even if the source did not select it. Fragment Offset -- Since AH is applied only to non-fragmented IP packets, the Offset Field must always be zero, and thus it is excluded (even though it is predictable). TTL -- This is changed en-route as a normal course of processing by routers, and thus its value at the receiver is not predictable by the sender. Header Checksum -- This will change if any of these other fields changes, and thus its value upon reception cannot be predicted by the sender.Kent & Atkinson Standards Track [Page 10]RFC 2402 IP Authentication Header November 19983.3.3.1.1.2 Options For IPv4 (unlike IPv6), there is no mechanism for tagging options as mutable in transit. Hence the IPv4 options are explicitly listed in Appendix A and classified as immutable, mutable but predictable, or mutable. For IPv4, the entire option is viewed as a unit; so even though the type and length fields within most options are immutable in transit, if an option is classified as mutable, the entire option is zeroed for ICV computation purposes.3.3.3.1.2 ICV Computation for IPv63.3.3.1.2.1 Base Header Fields The IPv6 base header fields are classified as follows: Immutable Version Payload Length Next Header (This should be the value for AH.) Source Address Destination Address (without Routing Extension Header) Mutable but predictable Destination Address (with Routing Extension Header) Mutable (zeroed prior to ICV calculation) Class Flow Label Hop Limit3.3.3.1.2.2 Extension Headers Containing Options IPv6 options in the Hop-by-Hop and Destination Extension Headers contain a bit that indicates whether the option might change (unpredictably) during transit. For any option for which contents may change en-route, the entire "Option Data" field must be treated as zero-valued octets when computing or verifying the ICV. The Option Type and Opt Data Len are included in the ICV calculation. All options for which the bit indicates immutability are included in the ICV calculation. See the IPv6 specification [DH95] for more information.3.3.3.1.2.3 Extension Headers Not Containing Options The IPv6 extension headers that do not contain options are explicitly listed in Appendix A and classified as immutable, mutable but predictable, or mutable.Kent & Atkinson Standards Track [Page 11]
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