📄 rfc2251.txt
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-- 55-63 unused -- namingViolation (64), objectClassViolation (65), notAllowedOnNonLeaf (66), notAllowedOnRDN (67), entryAlreadyExists (68), objectClassModsProhibited (69), -- 70 reserved for CLDAP -- affectsMultipleDSAs (71), -- new -- 72-79 unused -- other (80) }, -- 81-90 reserved for APIs -- matchedDN LDAPDN, errorMessage LDAPString, referral [3] Referral OPTIONAL } All the result codes with the exception of success, compareFalse and compareTrue are to be treated as meaning the operation could not be completed in its entirety. Most of the result codes are based on problem indications from X.511 error data types. Result codes from 16 to 21 indicate an AttributeProblem, codes 32, 33, 34 and 36 indicate a NameProblem, codes 48, 49 and 50 indicate a SecurityProblem, codes 51 to 54 indicate a ServiceProblem, and codes 64 to 69 and 71 indicates an UpdateProblem. If a client receives a result code which is not listed above, it is to be treated as an unknown error condition. The errorMessage field of this construct may, at the server's option, be used to return a string containing a textual, human-readable (terminal control and page formatting characters should be avoided) error diagnostic. As this error diagnostic is not standardized,Wahl, et. al. Standards Track [Page 17]RFC 2251 LDAPv3 December 1997 implementations MUST NOT rely on the values returned. If the server chooses not to return a textual diagnostic, the errorMessage field of the LDAPResult type MUST contain a zero length string. For result codes of noSuchObject, aliasProblem, invalidDNSyntax and aliasDereferencingProblem, the matchedDN field is set to the name of the lowest entry (object or alias) in the directory that was matched. If no aliases were dereferenced while attempting to locate the entry, this will be a truncated form of the name provided, or if aliases were dereferenced, of the resulting name, as defined in section 12.5 of X.511 [8]. The matchedDN field is to be set to a zero length string with all other result codes.4.1.11. Referral The referral error indicates that the contacted server does not hold the target entry of the request. The referral field is present in an LDAPResult if the LDAPResult.resultCode field value is referral, and absent with all other result codes. It contains a reference to another server (or set of servers) which may be accessed via LDAP or other protocols. Referrals can be returned in response to any operation request (except unbind and abandon which do not have responses). At least one URL MUST be present in the Referral. The referral is not returned for a singleLevel or wholeSubtree search in which the search scope spans multiple naming contexts, and several different servers would need to be contacted to complete the operation. Instead, continuation references, described in section 4.5.3, are returned. Referral ::= SEQUENCE OF LDAPURL -- one or more LDAPURL ::= LDAPString -- limited to characters permitted in URLs If the client wishes to progress the operation, it MUST follow the referral by contacting any one of servers. All the URLs MUST be equally capable of being used to progress the operation. (The mechanisms for how this is achieved by multiple servers are outside the scope of this document.) URLs for servers implementing the LDAP protocol are written according to [9]. If an alias was dereferenced, the <dn> part of the URL MUST be present, with the new target object name. If the <dn> part is present, the client MUST use this name in its next request to progress the operation, and if it is not present the client will use the same name as in the original request. Some servers (e.g. participating in distributed indexing) may provide a different filter in a referral for a search operation. If the filter part of the URLWahl, et. al. Standards Track [Page 18]RFC 2251 LDAPv3 December 1997 is present in an LDAPURL, the client MUST use this filter in its next request to progress this search, and if it is not present the client MUST use the same filter as it used for that search. Other aspects of the new request may be the same or different as the request which generated the referral. Note that UTF-8 characters appearing in a DN or search filter may not be legal for URLs (e.g. spaces) and MUST be escaped using the % method in RFC 1738 [7]. Other kinds of URLs may be returned, so long as the operation could be performed using that protocol.4.1.12. Controls A control is a way to specify extension information. Controls which are sent as part of a request apply only to that request and are not saved. Controls ::= SEQUENCE OF Control Control ::= SEQUENCE { controlType LDAPOID, criticality BOOLEAN DEFAULT FALSE, controlValue OCTET STRING OPTIONAL } The controlType field MUST be a UTF-8 encoded dotted-decimal representation of an OBJECT IDENTIFIER which uniquely identifies the control. This prevents conflicts between control names. The criticality field is either TRUE or FALSE. If the server recognizes the control type and it is appropriate for the operation, the server will make use of the control when performing the operation. If the server does not recognize the control type and the criticality field is TRUE, the server MUST NOT perform the operation, and MUST instead return the resultCode unsupportedCriticalExtension. If the control is not appropriate for the operation and criticality field is TRUE, the server MUST NOT perform the operation, and MUST instead return the resultCode unsupportedCriticalExtension. If the control is unrecognized or inappropriate but the criticality field is FALSE, the server MUST ignore the control.Wahl, et. al. Standards Track [Page 19]RFC 2251 LDAPv3 December 1997 The controlValue contains any information associated with the control, and its format is defined for the control. The server MUST be prepared to handle arbitrary contents of the controlValue octet string, including zero bytes. It is absent only if there is no value information which is associated with a control of its type. This document does not define any controls. Controls may be defined in other documents. The definition of a control consists of: - the OBJECT IDENTIFIER assigned to the control, - whether the control is always noncritical, always critical, or critical at the client's option, - the format of the controlValue contents of the control. Servers list the controls which they recognize in the supportedControl attribute in the root DSE.4.2. Bind Operation The function of the Bind Operation is to allow authentication information to be exchanged between the client and server. The Bind Request is defined as follows: BindRequest ::= [APPLICATION 0] SEQUENCE { version INTEGER (1 .. 127), name LDAPDN, authentication AuthenticationChoice } AuthenticationChoice ::= CHOICE { simple [0] OCTET STRING, -- 1 and 2 reserved sasl [3] SaslCredentials } SaslCredentials ::= SEQUENCE { mechanism LDAPString, credentials OCTET STRING OPTIONAL } Parameters of the Bind Request are: - version: A version number indicating the version of the protocol to be used in this protocol session. This document describes version 3 of the LDAP protocol. Note that there is no version negotiation, and the client just sets this parameter to the version it desires. If the client requests protocol version 2, a server that supports the version 2 protocol as described in [2] will not return any v3-Wahl, et. al. Standards Track [Page 20]RFC 2251 LDAPv3 December 1997 specific protocol fields. (Note that not all LDAP servers will support protocol version 2, since they may be unable to generate the attribute syntaxes associated with version 2.) - name: The name of the directory object that the client wishes to bind as. This field may take on a null value (a zero length string) for the purposes of anonymous binds, when authentication has been performed at a lower layer, or when using SASL credentials with a mechanism that includes the LDAPDN in the credentials. - authentication: information used to authenticate the name, if any, provided in the Bind Request. Upon receipt of a Bind Request, a protocol server will authenticate the requesting client, if necessary. The server will then return a Bind Response to the client indicating the status of the authentication. Authorization is the use of this authentication information when performing operations. Authorization MAY be affected by factors outside of the LDAP Bind request, such as lower layer security services.4.2.1. Sequencing of the Bind Request For some SASL authentication mechanisms, it may be necessary for the client to invoke the BindRequest multiple times. If at any stage the client wishes to abort the bind process it MAY unbind and then drop the underlying connection. Clients MUST NOT invoke operations between two Bind requests made as part of a multi-stage bind. A client may abort a SASL bind negotiation by sending a BindRequest with a different value in the mechanism field of SaslCredentials, or an AuthenticationChoice other than sasl. If the client sends a BindRequest with the sasl mechanism field as an empty string, the server MUST return a BindResponse with authMethodNotSupported as the resultCode. This will allow clients to abort a negotiation if it wishes to try again with the same SASL mechanism. Unlike LDAP v2, the client need not send a Bind Request in the first PDU of the connection. The client may request any operations and the server MUST treat these as unauthenticated. If the server requires that the client bind before browsing or modifying the directory, the server MAY reject a request other than binding, unbinding or an extended request with the "operationsError" result.Wahl, et. al. Standards Track [Page 21]RFC 2251 LDAPv3 December 1997 If the client did not bind before sending a request and receives an operationsError, it may then send a Bind Request. If this also fails or the client chooses not to bind on the existing connection, it will close the connection, reopen it and begin again by first sending a PDU with a Bind Request. This will aid in interoperating with servers implementing other versions of LDAP. Clients MAY send multiple bind requests on a connection to change their credentials. A subsequent bind process has the effect of abandoning all operations outstanding on the connection. (This simplifies server implementation.) Authentication from earlier binds are subsequently ignored, and so if the bind fails, the connection will be treated as anonymous. If a SASL transfer encryption or integrity mechanism has been negotiated, and that mechanism does not support the changing of credentials from one identity to another, then the client MUST instead establish a new connection.4.2.2. Authentication and Other Security Services The simple authentication option provides minimal authentication facilities, with the contents of the authentication field consisting only of a cleartext password. Note that the use of cleartext passwords is not recommended over open networks when there is no authentication or encryption being performed by a lower layer; see the "Security Considerations" section. If no authentication is to be performed, then the simple authentication option MUST be chosen, and the password be of zero length. (This is often done by LDAPv2 clients.) Typically the DN is also of zero length. The sasl choice allows for any mechanism defined for use with SASL [12]. The mechanism field contains the name of the mechanism. The credentials field contains the arbitrary data used for authentication, inside an OCTET STRING wrapper. Note that unlike some Internet application protocols where SASL is used, LDAP is not text-based, thus no base64 transformations are performed on the credentials.
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