📄 rfc2963.txt
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Network Working Group O. BonaventureRequest for Comments: 2963 FUNDPCategory: Informational S. De Cnodder Alcatel October 2000 A Rate Adaptive Shaper for Differentiated ServicesStatus of this Memo This memo provides information for the Internet community. It does not specify an Internet standard of any kind. Distribution of this memo is unlimited.Copyright Notice Copyright (C) The Internet Society (2000). All Rights Reserved.Abstract This memo describes several Rate Adaptive Shapers (RAS) that can be used in combination with the single rate Three Color Markers (srTCM) and the two rate Three Color Marker (trTCM) described in RFC2697 and RFC2698, respectively. These RAS improve the performance of TCP when a TCM is used at the ingress of a diffserv network by reducing the burstiness of the traffic. With TCP traffic, this reduction of the burstiness is accompanied by a reduction of the number of marked packets and by an improved TCP goodput. The proposed RAS can be used at the ingress of Diffserv networks providing the Assured Forwarding Per Hop Behavior (AF PHB). They are especially useful when a TCM is used to mark traffic composed of a small number of TCP connections.1. Introduction In DiffServ networks [RFC2475], the incoming data traffic, with the AF PHB in particular, could be subject to marking where the purpose of this marking is to provide a low drop probability to a minimum part of the traffic whereas the excess will have a larger drop probability. Such markers are mainly token bucket based such as the single rate Three Color Marker (srTCM) and two rate Three Color Marker (trTCM) described in [RFC2697] and [RFC2698], respectively. Similar markers were proposed for ATM networks and simulations have shown that their performance with TCP traffic was not always satisfactory and several researchers have shown that these performance problems could be solved in two ways:Bonaventure & De Cnodder Informational [Page 1]RFC 2963 A Rate Adaptive Shaper October 2000 1. increasing the burst size, i.e. increasing the Committed Burst Size (CBS) and the Peak Burst Size (PBS) in case of the trTCM, or 2. shaping the traffic such that a part of the burstiness is removed. The first solution has as major disadvantage that the traffic sent to the network can be very bursty and thus engineering the network to provide a low packet loss ratio can become difficult. To efficiently support bursty traffic, additional resources such as buffer space are needed. Conversely, the major disadvantage of shaping is that the traffic encounters additional delay in the shaper's buffer. In this document, we propose two shapers that can reduce the burstiness of the traffic upstream of a TCM. By reducing the burstiness of the traffic, the adaptive shapers increase the percentage of packets marked as green by the TCM and thus the overall goodput of the users attached to such a shaper. Such rate adaptive shapers will probably be useful at the edge of the network (i.e. inside access routers or even network adapters). The simulation results in [Cnodder] show that these shapers are particularly useful when a small number of TCP connections are processed by a TCM. The structure of this document follows the structure proposed in [Nichols]. We first describe two types of rate adaptive shapers in section two. These shapers correspond to respectively the srTCM and the trTCM. In section 3, we describe an extension to the simple shapers that can provide a better performance. We briefly discuss simulation results in the appendix.2. Description of the rate adaptive shapers2.1. Rate adaptive shaper The rate adaptive shaper is based on a similar shaper proposed in [Bonaventure] to improve the performance of TCP with the Guaranteed Frame Rate [TM41] service category in ATM networks. Another type of rate adaptive shaper suitable for differentiated services was briefly discussed in [Azeem]. A RAS will typically be used as shown in figure 1 where the meter and the marker are the TCMs proposed in [RFC2697] and [RFC2698].Bonaventure & De Cnodder Informational [Page 2]RFC 2963 A Rate Adaptive Shaper October 2000 Result +----------+ | | | V +--------+ +-------+ +--------+ Incoming | | | | | | Outgoing Packet ==>| RAS |==>| Meter |==>| Marker |==>Packet Stream | | | | | | Stream +--------+ +-------+ +--------+ Figure 1. Rate adaptive shaper The presentation of the rate adaptive shapers in Figure 1 is somewhat different as described in [RFC2475] where the shaper is placed after the meter. The main objective of the shaper is to produce at its output a traffic that is less bursty than the input traffic, but the shaper avoids to discard packets in contrast with classical token bucket based shapers. The shaper itself consists of a tail-drop FIFO queue which is emptied at a variable rate. The shaping rate, i.e. the rate at which the queue is emptied, is a function of the occupancy of the FIFO queue. If the queue occupancy increases, the shaping rate will also increase in order to prevent loss and too large delays through the shaper. The shaping rate is also a function of the average rate of the incoming traffic. The shaper was designed to be used in conjunction with meters such as the TCMs proposed in [RFC2697] and [RFC2698]. There are two types of rate adaptive shapers. The single rate rate adaptive shaper (srRAS) will typically be used upstream of a srTCM while the two rates rate adaptive shaper (trRAS) will usually be used upstream of a trTCM.2.2. Configuration of the srRAS The srRAS is configured by specifying four parameters: the Committed Information Rate (CIR), the Maximum Information Rate (MIR) and two buffer thresholds: CIR_th (Committed Information Rate threshold) and MIR_th (Maximum Information Rate threshold). The CIR shall be specified in bytes per second and MUST be configurable. The MIR shall be specified in the same unit as the CIR and SHOULD be configurable. To achieve a good performance, the CIR of a srRAS will usually be set to the same value as the CIR of the downstream srTCM. A typical value for the MIR would be the line rate of the output link of the shaper. When the CIR and optionally the MIR are configured, the srRAS MUST ensure that the following relation is verified:Bonaventure & De Cnodder Informational [Page 3]RFC 2963 A Rate Adaptive Shaper October 2000 CIR <= MIR <= line rate The two buffer thresholds, CIR_th and MIR_th shall be specified in bytes and SHOULD be configurable. If these thresholds are configured, then the srRAS MUST ensure that the following relation holds: CIR_th <= MIR_th <= buffer size of the shaper The chosen values for CIR_th and MIR_th will usually depend on the values chosen for CBS and PBS in the downstream srTCM. However, this dependency does not need to be standardized.2.3. Behavior of the srRAS The output rate of the shaper is based on two factors. The first one is the (long term) average rate of the incoming traffic. This average rate can be computed by several means. For example, the function proposed in [Stoica] can be used (i.e. EARnew = [(1-exp(- T/K))*L/T] + exp(-T/K)*EARold where EARold is the previous value of the Estimated Average Rate, EARnew is the updated value, K a constant, L the size of the arriving packet and T the amount of time since the arrival of the previous packet). Other averaging functions can be used as well. The second factor is the instantaneous occupancy of the FIFO buffer of the shaper. When the buffer occupancy is below CIR_th, the output rate of the shaper is set to the maximum of the estimated average rate (EAR(t)) and the CIR. This ensures that the shaper buffer will be emptied at least at a rate equal to CIR. When the buffer occupancy increases above CIR_th, the output rate of the shaper is computed as the maximum of the EAR(t) and a linear function F of the buffer occupancy for which F(CIR_th)=CIR and F(MIR_th)=MIR. When the buffer occupancy reaches the MIR_th threshold, the output rate of the shaper is set to the maximum information rate. The computation of the shaping rate is illustrated in figure 2. We expect that real implementations will only use an approximate function to compute the shaping rate.Bonaventure & De Cnodder Informational [Page 4]RFC 2963 A Rate Adaptive Shaper October 2000 ^ Shaping rate | | | MIR | ========= | // | // EAR(t) |----------------// | // | // CIR |============ | | | |------------+---------+-----------------------> CIR_th MIR_th Buffer occupancy Figure 2. Computation of shaping rate for srRAS2.4. Configuration of the trRAS The trRAS is configured by specifying six parameters: the Committed Information Rate (CIR), the Peak Information Rate (PIR), the Maximum Information Rate (MIR) and three buffer thresholds: CIR_th, PIR_th and MIR_th. The CIR shall be specified in bytes per second and MUST be configurable. To achieve a good performance, the CIR of a trRAS will usually be set at the same value as the CIR of the downstream trTCM. The PIR shall be specified in the same unit as the CIR and MUST be configurable. To achieve a good performance, the PIR of a trRAS will usually be set at the same value as the PIR of the downstream trRAS. The MIR SHOULD be configurable and shall be specified in the same unit as the CIR. A typical value for the MIR will be the line rate of the output link of the shaper. When the values for CIR, PIR and optionally MIR are configured, the trRAS MUST ensure that the following relation is verified: CIR <= PIR <= MIR <= line rate The three buffer thresholds, CIR_th, PIR_th and MIR_th shall be specified in bytes and SHOULD be configurable. If these thresholds are configured, then the trRAS MUST ensure that the following relation is verified: CIR_th <= PIR_th <= MIR_th <= buffer size of the shaper The CIR_th, PIR_th and MIR_th will usually depend on the values chosen for the CBS and the PBS in the downstream trTCM. However, this dependency does not need to be standardized.Bonaventure & De Cnodder Informational [Page 5]RFC 2963 A Rate Adaptive Shaper October 20002.5. Behavior of the trRAS The output rate of the trRAS is based on two factors. The first is the (long term) average rate of the incoming traffic. This average rate can be computed as for the srRAS. The second factor is the instantaneous occupancy of the FIFO buffer of the shaper. When the buffer occupancy is below CIR_th, the output rate of the shaper is set to the maximum of the estimated average rate (EAR(t)) and the CIR. This ensures that the shaper will always send traffic at least at the CIR. When the buffer occupancy increases above CIR_th, the output rate of the shaper is computed as the maximum of the EAR(t) and a piecewise linear function F of the buffer occupancy. This piecewise function can be defined as follows. The first piece is between zero and CIR_th where F is equal to CIR. This means that when the buffer occupancy is below a certain threshold CIR_th, the shaping rate is at least CIR. The second piece is between CIR_th and PIR_th where F increases linearly from CIR to PIR. The third part is from PIR_th to MIR_th where F increases linearly from PIR to the MIR and finally when the buffer occupancy is above MIR_th, the shaping rate remains constant at the MIR. The computation of the shaping rate is illustrated in figure 3. We expect that real implementations will use an approximation of the function shown in this figure to compute the shaping rate. ^ Shaping rate | | MIR | ====== | /// | /// PIR | /// | // | // EAR(t) |----------------// | // | // CIR |============ | | | |------------+---------+--------+--------------------> CIR_th PIR_th MIR_th Buffer occupancy Figure 3. Computation of shaping rate for trRASBonaventure & De Cnodder Informational [Page 6]RFC 2963 A Rate Adaptive Shaper October 20003. Description of the green RAS.3.1. The green rate adaptive shapers The srRAS and the trRAS described in the previous section are not aware of the status of the meter. This entails that a RAS could unnecessarily delay a packet although there are sufficient tokens available to color the packet green. This delay could mean that TCP takes more time to increase its congestion window and this may lower the performance with TCP traffic. The green RAS shown in figure 4 solves this problem by coupling the shaper with the meter. Status Result +----------+ +----------+
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