📄 rfc1323.txt
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Ethernet 10Mbps 1.25MBps 1700 (~30 mins) DS3 45Mbps 5.6MBps 380 FDDI 100Mbps 12.5MBps 170 Gigabit 1Gbps 125MBps 17 It is clear that wrap-around of the sequence space is not a problem for 56kbps packet switching or even 10Mbps Ethernets. On the other hand, at DS3 and FDDI speeds, Twrap is comparable to the 2 minute MSL assumed by the TCP specification [Postel81]. Moving towards gigabit speeds, Twrap becomes too small for reliable enforcement by the Internet TTL mechanism. The 16-bit window field of TCP limits the effective bandwidth B to 2**16/RTT, where RTT is the round-trip time in seconds [McKenzie89]. If the RTT is large enough, this limits B to a value that meets the constraint [1] for a large MSL value. For example, consider a transcontinental backbone with an RTT of 60ms (set by the laws of physics). With the bandwidth*delay product limited to 64KB by the TCP window size, B is then limited to 1.1MBps, no matter how high the theoretical transfer rate of the path. This corresponds to cycling the sequence number space in Twrap= 2000 secs, which is safe in today's Internet. It is important to understand that the culprit is not the larger window but rather the high bandwidth. For example, consider a (very large) FDDI LAN with a diameter of 10km. Using the speed of light, we can compute the RTT across the ring as (2*10**4)/(3*10**8) = 67 microseconds, and the delay*bandwidth product is then 833 bytes. A TCP connection across this LAN using a window of only 833 bytes will run at the full 100mbps and can wrap the sequence space in about 3 minutes, very close to the MSL of TCP. Thus, high speed alone can cause a reliability problem with sequence number wrap-around, even without extended windows. Watson's Delta-T protocol [Watson81] includes network-layer mechanisms for precise enforcement of an MSL. In contrast, the IPJacobson, Braden, & Borman [Page 6]RFC 1323 TCP Extensions for High Performance May 1992 mechanism for MSL enforcement is loosely defined and even more loosely implemented in the Internet. Therefore, it is unwise to depend upon active enforcement of MSL for TCP connections, and it is unrealistic to imagine setting MSL's smaller than the current values (e.g., 120 seconds specified for TCP). A possible fix for the problem of cycling the sequence space would be to increase the size of the TCP sequence number field. For example, the sequence number field (and also the acknowledgment field) could be expanded to 64 bits. This could be done either by changing the TCP header or by means of an additional option. Section 5 presents a different mechanism, which we call PAWS (Protect Against Wrapped Sequence numbers), to extend TCP reliability to transfer rates well beyond the foreseeable upper limit of network bandwidths. PAWS uses the TCP Timestamps option defined in Section 4 to protect against old duplicates from the same connection. 1.3 Using TCP options The extensions defined in this memo all use new TCP options. We must address two possible issues concerning the use of TCP options: (1) compatibility and (2) overhead. We must pay careful attention to compatibility, i.e., to interoperation with existing implementations. The only TCP option defined previously, MSS, may appear only on a SYN segment. Every implementation should (and we expect that most will) ignore unknown options on SYN segments. However, some buggy TCP implementation might be crashed by the first appearance of an option on a non-SYN segment. Therefore, for each of the extensions defined below, TCP options will be sent on non-SYN segments only when an exchange of options on the SYN segments has indicated that both sides understand the extension. Furthermore, an extension option will be sent in a <SYN,ACK> segment only if the corresponding option was received in the initial <SYN> segment. A question may be raised about the bandwidth and processing overhead for TCP options. Those options that occur on SYN segments are not likely to cause a performance concern. Opening a TCP connection requires execution of significant special-case code, and the processing of options is unlikely to increase that cost significantly. On the other hand, a Timestamps option may appear in any data or ACK segment, adding 12 bytes to the 20-byte TCP header. WeJacobson, Braden, & Borman [Page 7]RFC 1323 TCP Extensions for High Performance May 1992 believe that the bandwidth saved by reducing unnecessary retransmissions will more than pay for the extra header bandwidth. There is also an issue about the processing overhead for parsing the variable byte-aligned format of options, particularly with a RISC-architecture CPU. To meet this concern, Appendix A contains a recommended layout of the options in TCP headers to achieve reasonable data field alignment. In the spirit of Header Prediction, a TCP can quickly test for this layout and if it is verified then use a fast path. Hosts that use this canonical layout will effectively use the options as a set of fixed-format fields appended to the TCP header. However, to retain the philosophical and protocol framework of TCP options, a TCP must be prepared to parse an arbitrary options field, albeit with less efficiency. Finally, we observe that most of the mechanisms defined in this memo are important for LFN's and/or very high-speed networks. For low-speed networks, it might be a performance optimization to NOT use these mechanisms. A TCP vendor concerned about optimal performance over low-speed paths might consider turning these extensions off for low-speed paths, or allow a user or installation manager to disable them.2. TCP WINDOW SCALE OPTION 2.1 Introduction The window scale extension expands the definition of the TCP window to 32 bits and then uses a scale factor to carry this 32- bit value in the 16-bit Window field of the TCP header (SEG.WND in RFC-793). The scale factor is carried in a new TCP option, Window Scale. This option is sent only in a SYN segment (a segment with the SYN bit on), hence the window scale is fixed in each direction when a connection is opened. (Another design choice would be to specify the window scale in every TCP segment. It would be incorrect to send a window scale option only when the scale factor changed, since a TCP option in an acknowledgement segment will not be delivered reliably (unless the ACK happens to be piggy-backed on data in the other direction). Fixing the scale when the connection is opened has the advantage of lower overhead but the disadvantage that the scale factor cannot be changed during the connection.) The maximum receive window, and therefore the scale factor, is determined by the maximum receive buffer space. In a typical modern implementation, this maximum buffer space is set by defaultJacobson, Braden, & Borman [Page 8]RFC 1323 TCP Extensions for High Performance May 1992 but can be overridden by a user program before a TCP connection is opened. This determines the scale factor, and therefore no new user interface is needed for window scaling. 2.2 Window Scale Option The three-byte Window Scale option may be sent in a SYN segment by a TCP. It has two purposes: (1) indicate that the TCP is prepared to do both send and receive window scaling, and (2) communicate a scale factor to be applied to its receive window. Thus, a TCP that is prepared to scale windows should send the option, even if its own scale factor is 1. The scale factor is limited to a power of two and encoded logarithmically, so it may be implemented by binary shift operations. TCP Window Scale Option (WSopt): Kind: 3 Length: 3 bytes +---------+---------+---------+ | Kind=3 |Length=3 |shift.cnt| +---------+---------+---------+ This option is an offer, not a promise; both sides must send Window Scale options in their SYN segments to enable window scaling in either direction. If window scaling is enabled, then the TCP that sent this option will right-shift its true receive-window values by 'shift.cnt' bits for transmission in SEG.WND. The value 'shift.cnt' may be zero (offering to scale, while applying a scale factor of 1 to the receive window). This option may be sent in an initial <SYN> segment (i.e., a segment with the SYN bit on and the ACK bit off). It may also be sent in a <SYN,ACK> segment, but only if a Window Scale op- tion was received in the initial <SYN> segment. A Window Scale option in a segment without a SYN bit should be ignored. The Window field in a SYN (i.e., a <SYN> or <SYN,ACK>) segment itself is never scaled. 2.3 Using the Window Scale Option A model implementation of window scaling is as follows, using the notation of RFC-793 [Postel81]: * All windows are treated as 32-bit quantities for storage inJacobson, Braden, & Borman [Page 9]RFC 1323 TCP Extensions for High Performance May 1992 the connection control block and for local calculations. This includes the send-window (SND.WND) and the receive- window (RCV.WND) values, as well as the congestion window. * The connection state is augmented by two window shift counts, Snd.Wind.Scale and Rcv.Wind.Scale, to be applied to the incoming and outgoing window fields, respectively. * If a TCP receives a <SYN> segment containing a Window Scale option, it sends its own Window Scale option in the <SYN,ACK> segment. * The Window Scale option is sent with shift.cnt = R, where R is the value that the TCP would like to use for its receive window. * Upon receiving a SYN segment with a Window Scale option containing shift.cnt = S, a TCP sets Snd.Wind.Scale to S and sets Rcv.Wind.Scale to R; otherwise, it sets both Snd.Wind.Scale and Rcv.Wind.Scale to zero. * The window field (SEG.WND) in the header of every incoming segment, with the exception of SYN segments, is left-shifted by Snd.Wind.Scale bits before updating SND.WND: SND.WND = SEG.WND << Snd.Wind.Scale (assuming the other conditions of RFC793 are met, and using the "C" notation "<<" for left-shift). * The window field (SEG.WND) of every outgoing segment, with the exception of SYN segments, is right-shifted by Rcv.Wind.Scale bits: SEG.WND = RCV.WND >> Rcv.Wind.Scale. TCP determines if a data segment is "old" or "new" by testing whether its sequence number is within 2**31 bytes of the left edge of the window, and if it is not, discarding the data as "old". To insure that new data is never mistakenly considered old and vice- versa, the left edge of the sender's window has to be at most 2**31 away from the right edge of the receiver's window. Similarly with the sender's right edge and receiver's left edge. Since the right and left edges of either the sender's or receiver's window differ by the window size, and since the sender and receiver windows can be out of phase by at most the window size, the above constraints imply that 2 * the max window sizeJacobson, Braden, & Borman [Page 10]RFC 1323 TCP Extensions for High Performance May 1992 must be less than 2**31, or max window < 2**30 Since the max window is 2**S (where S is the scaling shift count) times at most 2**16 - 1 (the maximum unscaled window), the maximum window is guaranteed to be < 2*30 if S <= 14. Thus, the shift count must be limited to 14 (which allows windows of 2**30 = 1 Gbyte). If a Window Scale option is received with a shift.cnt value exceeding 14, the TCP should log the error but use 14 instead of the specified value. The scale factor applies only to the Window field as transmitted in the TCP header; each TCP using extended windows will maintain the window values locally as 32-bit numbers. For example, the "congestion window" computed by Slow Start and Congestion Avoidance is not affected by the scale factor, so window scaling will not introduce quantization into the congestion window.3. RTTM: ROUND-TRIP TIME MEASUREMENT
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