📄 rfc2408.txt
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ISAKMP.1.1 Requirements Terminology The keywords MUST, MUST NOT, REQUIRED, SHALL, SHALL NOT, SHOULD, SHOULD NOT, RECOMMENDED, MAY, and OPTIONAL, when they appear in this document, are to be interpreted as described in [RFC-2119].1.2 The Need for Negotiation ISAKMP extends the assertion in [DOW92] that authentication and key exchanges must be combined for better security to include security association exchanges. The security services required forMaughan, et. al. Standards Track [Page 5]RFC 2408 ISAKMP November 1998 communications depends on the individual network configurations and environments. Organizations are setting up Virtual Private Networks (VPN), also known as Intranets, that will require one set of security functions for communications within the VPN and possibly many different security functions for communications outside the VPN to support geographically separate organizational components, customers, suppliers, sub-contractors (with their own VPNs), government, and others. Departments within large organizations may require a number of security associations to separate and protect data (e.g. personnel data, company proprietary data, medical) on internal networks and other security associations to communicate within the same department. Nomadic users wanting to "phone home" represent another set of security requirements. These requirements must be tempered with bandwidth challenges. Smaller groups of people may meet their security requirements by setting up "Webs of Trust". ISAKMP exchanges provide these assorted networking communities the ability to present peers with the security functionality that the user supports in an authenticated and protected manner for agreement upon a common set of security attributes, i.e. an interoperable security association.1.3 What can be Negotiated? Security associations must support different encryption algorithms, authentication mechanisms, and key establishment algorithms for other security protocols, as well as IP Security. Security associations must also support host-oriented certificates for lower layer protocols and user- oriented certificates for higher level protocols. Algorithm and mechanism independence is required in applications such as e-mail, remote login, and file transfer, as well as in session oriented protocols, routing protocols, and link layer protocols. ISAKMP provides a common security association and key establishment protocol for this wide range of security protocols, applications, security requirements, and network environments. ISAKMP is not bound to any specific cryptographic algorithm, key generation technique, or security mechanism. This flexibility is beneficial for a number of reasons. First, it supports the dynamic communications environment described above. Second, the independence from specific security mechanisms and algorithms provides a forward migration path to better mechanisms and algorithms. When improved security mechanisms are developed or new attacks against current encryption algorithms, authentication mechanisms and key exchanges are discovered, ISAKMP will allow the updating of the algorithms and mechanisms without having to develop a completely new KMP or patch the current one.Maughan, et. al. Standards Track [Page 6]RFC 2408 ISAKMP November 1998 ISAKMP has basic requirements for its authentication and key exchange components. These requirements guard against denial of service, replay / reflection, man-in-the-middle, and connection hijacking attacks. This is important because these are the types of attacks that are targeted against protocols. Complete Security Association (SA) support, which provides mechanism and algorithm independence, and protection from protocol threats are the strengths of ISAKMP.1.4 Security Associations and Management A Security Association (SA) is a relationship between two or more entities that describes how the entities will utilize security services to communicate securely. This relationship is represented by a set of information that can be considered a contract between the entities. The information must be agreed upon and shared between all the entities. Sometimes the information alone is referred to as an SA, but this is just a physical instantiation of the existing relationship. The existence of this relationship, represented by the information, is what provides the agreed upon security information needed by entities to securely interoperate. All entities must adhere to the SA for secure communications to be possible. When accessing SA attributes, entities use a pointer or identifier refered to as the Security Parameter Index (SPI). [SEC-ARCH] provides details on IP Security Associations (SA) and Security Parameter Index (SPI) definitions.1.4.1 Security Associations and Registration The SA attributes required and recommended for the IP Security (AH, ESP) are defined in [SEC-ARCH]. The attributes specified for an IP Security SA include, but are not limited to, authentication mechanism, cryptographic algorithm, algorithm mode, key length, and Initialization Vector (IV). Other protocols that provide algorithm and mechanism independent security MUST define their requirements for SA attributes. The separation of ISAKMP from a specific SA definition is important to ensure ISAKMP can es tablish SAs for all possible security protocols and applications. NOTE: See [IPDOI] for a discussion of SA attributes that should be considered when defining a security protocol or application. In order to facilitate easy identification of specific attributes (e.g. a specific encryption algorithm) among different network entites the attributes must be assigned identifiers and these identifiers must be registered by a central authority. The Internet Assigned Numbers Authority (IANA) provides this function for the Internet.Maughan, et. al. Standards Track [Page 7]RFC 2408 ISAKMP November 19981.4.2 ISAKMP Requirements Security Association (SA) establishment MUST be part of the key management protocol defined for IP based networks. The SA concept is required to support security protocols in a diverse and dynamic networking environment. Just as authentication and key exchange must be linked to provide assurance that the key is established with the authenticated party [DOW92], SA establishment must be linked with the authentication and the key exchange protocol. ISAKMP provides the protocol exchanges to establish a security association between negotiating entities followed by the establishment of a security association by these negotiating entities in behalf of some protocol (e.g. ESP/AH). First, an initial protocol exchange allows a basic set of security attributes to be agreed upon. This basic set provides protection for subsequent ISAKMP exchanges. It also indicates the authentication method and key exchange that will be performed as part of the ISAKMP protocol. If a basic set of security attributes is already in place between the negotiating server entities, the initial ISAKMP exchange may be skipped and the establishment of a security association can be done directly. After the basic set of security attributes has been agreed upon, initial identity authenticated, and required keys generated, the established SA can be used for subsequent communications by the entity that invoked ISAKMP. The basic set of SA attributes that MUST be implemented to provide ISAKMP interoperability are defined in Appendix A.1.5 Authentication A very important step in establishing secure network communications is authentication of the entity at the other end of the communication. Many authentication mechanisms are available. Authentication mechanisms fall into two catagories of strength - weak and strong. Sending cleartext keys or other unprotected authenticating information over a network is weak, due to the threat of reading them with a network sniffer. Additionally, sending one- way hashed poorly-chosen keys with low entropy is also weak, due to the threat of brute-force guessing attacks on the sniffed messages. While passwords can be used for establishing identity, they are not considered in this context because of recent statements from the Internet Architecture Board [IAB]. Digital signatures, such as the Digital Signature Standard (DSS) and the Rivest-Shamir-Adleman (RSA) signature, are public key based strong authentication mechanisms. When using public key digital signatures each entity requires a public key and a private key. Certificates are an essential part of a digital signature authentication mechanism. Certificates bind a specific entity's identity (be it host, network, user, orMaughan, et. al. Standards Track [Page 8]RFC 2408 ISAKMP November 1998 application) to its public keys and possibly other security-related information such as privileges, clearances, and compartments. Authentication based on digital signatures requires a trusted third party or certificate authority to create, sign and properly distribute certificates. For more detailed information on digital signatures, such as DSS and RSA, and certificates see [Schneier].1.5.1 Certificate Authorities Certificates require an infrastructure for generation, verification, revocation, management and distribution. The Internet Policy Registration Authority (IPRA) [RFC-1422] has been established to direct this infrastructure for the IETF. The IPRA certifies Policy Certification Authorities (PCA). PCAs control Certificate Authorities (CA) which certify users and subordinate entities. Current certificate related work includes the Domain Name System (DNS) Security Extensions [DNSSEC] which will provide signed entity keys in the DNS. The Public Key Infrastucture (PKIX) working group is specifying an Internet profile for X.509 certificates. There is also work going on in industry to develop X.500 Directory Services which would provide X.509 certificates to users. The U.S. Post Office is developing a (CA) hierarchy. The NIST Public Key Infrastructure Working Group has also been doing work in this area. The DOD Multi Level Information System Security Initiative (MISSI) program has begun deploying a certificate infrastructure for the U.S. Government. Alternatively, if no infrastructure exists, the PGP Web of Trust certificates can be used to provide user authentication and privacy in a community of users who know and trust each other.1.5.2 Entity Naming An entity's name is its identity and is bound to its public keys in certificates. The CA MUST define the naming semantics for the certificates it issues. See the UNINETT PCA Policy Statements [Berge] for an example of how a CA defines its naming policy. When the certificate is verified, the name is verified and that name will have meaning within the realm of that CA. An example is the DNS security extensions which make DNS servers CAs for the zones and nodes they serve. Resource records are provided for public keys and signatures on those keys. The names associated with the keys are IP addresses and domain names which have meaning to entities accessing the DNS for this information. A Web of Trust is another example. When webs of trust are set up, names are bound with the public keys. In PGP the name is usually the entity's e-mail address which has meaning to those, and only those, who understand e-mail. Another web of trust could use an entirely different naming scheme.Maughan, et. al. Standards Track [Page 9]RFC 2408 ISAKMP November 19981.5.3 ISAKMP Requirements Strong authentication MUST be provided on ISAKMP exchanges. Without being able to authenticate the entity at the other end, the Security Association (SA) and session key established are suspect. Without authentication you are unable to trust an entity's identification, which makes access control questionable. While encryption (e.g. ESP) and integrity (e.g. AH) will protect subsequent communications from passive eavesdroppers, without authentication it is possible that the SA and key may have been established with an adversary who performed an active man-in-the-middle attack and is now stealing all your personal data. A digital signature algorithm MUST be used within ISAKMP's authentication component. However, ISAKMP does not mandate a specific signature algorithm or certificate authority (CA). ISAKMP allows an entity initiating communications to indicate which CAs it supports. After selection of a CA, the protocol provides the messages required to support the actual authentication exchange. The protocol provides a facility for identification of different
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