📄 rfc2829.txt
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eavesdropping attacks, but does not provide protection against active intermediary attacks. (3) For a directory needing session protection and authentication, the Start TLS extended operation [5], and either the simple authentication choice or the SASL EXTERNAL mechanism, are to be used together. Implementations SHOULD support authentication with a password as described in section 6.2, and SHOULD support authentication with a certificate as described in section 7.1. Together, these can provide integrity and disclosure protection of transmitted data, and authentication of client and server, including protection against active intermediary attacks. If TLS is negotiated, the client MUST discard all information about the server fetched prior to the TLS negotiation. In particular, the value of supportedSASLMechanisms MAY be different after TLS has been negotiated (specifically, the EXTERNAL mechanism or the proposed PLAIN mechanism are likely to only be listed after a TLS negotiation has been performed). If a SASL security layer is negotiated, the client MUST discard all information about the server fetched prior to SASL. In particular, if the client is configured to support multiple SASL mechanisms, it SHOULD fetch supportedSASLMechanisms both before and after the SASL security layer is negotiated and verify that the value has not changed after the SASL security layer was negotiated. This detects active attacks which remove supported SASL mechanisms from the supportedSASLMechanisms list, and allows the client to ensure that it is using the best mechanism supported by both client and server (additionally, this is a SHOULD to allow for environments where the supported SASL mechanisms list is provided to the client through a different trusted source, e.g. as part of a digitally signed object).Wahl, et al. Standards Track [Page 6]RFC 2829 Authentication Methods for LDAP May 20005. Anonymous authentication Directory operations which modify entries or access protected attributes or entries generally require client authentication. Clients which do not intend to perform any of these operations typically use anonymous authentication. LDAP implementations MUST support anonymous authentication, as defined in section 5.1. LDAP implementations MAY support anonymous authentication with TLS, as defined in section 5.2. While there MAY be access control restrictions to prevent access to directory entries, an LDAP server SHOULD allow an anonymously-bound client to retrieve the supportedSASLMechanisms attribute of the root DSE. An LDAP server MAY use other information about the client provided by the lower layers or external means to grant or deny access even to anonymously authenticated clients.5.1. Anonymous authentication procedure An LDAP client which has not successfully completed a bind operation on a connection is anonymously authenticated. An LDAP client MAY also specify anonymous authentication in a bind request by using a zero-length OCTET STRING with the simple authentication choice.5.2. Anonymous authentication and TLS An LDAP client MAY use the Start TLS operation [5] to negotiate the use of TLS security [6]. If the client has not bound beforehand, then until the client uses the EXTERNAL SASL mechanism to negotiate the recognition of the client's certificate, the client is anonymously authenticated. Recommendations on TLS ciphersuites are given in section 10. An LDAP server which requests that clients provide their certificate during TLS negotiation MAY use a local security policy to determine whether to successfully complete TLS negotiation if the client did not present a certificate which could be validated.Wahl, et al. Standards Track [Page 7]RFC 2829 Authentication Methods for LDAP May 20006. Password-based authentication LDAP implementations MUST support authentication with a password using the DIGEST-MD5 SASL mechanism for password protection, as defined in section 6.1. LDAP implementations SHOULD support authentication with the "simple" password choice when the connection is protected against eavesdropping using TLS, as defined in section 6.2.6.1. Digest authentication An LDAP client MAY determine whether the server supports this mechanism by performing a search request on the root DSE, requesting the supportedSASLMechanisms attribute, and checking whether the string "DIGEST-MD5" is present as a value of this attribute. In the first stage of authentication, when the client is performing an "initial authentication" as defined in section 2.1 of [4], the client sends a bind request in which the version number is 3, the authentication choice is sasl, the sasl mechanism name is "DIGEST- MD5", and the credentials are absent. The client then waits for a response from the server to this request. The server will respond with a bind response in which the resultCode is saslBindInProgress, and the serverSaslCreds field is present. The contents of this field is a string defined by "digest-challenge" in section 2.1.1 of [4]. The server SHOULD include a realm indication and MUST indicate support for UTF-8. The client will send a bind request with a distinct message id, in which the version number is 3, the authentication choice is sasl, the sasl mechanism name is "DIGEST-MD5", and the credentials contain the string defined by "digest-response" in section 2.1.2 of [4]. The serv-type is "ldap". The server will respond with a bind response in which the resultCode is either success, or an error indication. If the authentication is successful and the server does not support subsequent authentication, then the credentials field is absent. If the authentication is successful and the server supports subsequent authentication, then the credentials field contains the string defined by "response-auth" in section 2.1.3 of [4]. Support for subsequent authentication is OPTIONAL in clients and servers.Wahl, et al. Standards Track [Page 8]RFC 2829 Authentication Methods for LDAP May 20006.2. "simple" authentication choice under TLS encryption A user who has a directory entry containing a userPassword attribute MAY authenticate to the directory by performing a simple password bind sequence following the negotiation of a TLS ciphersuite providing connection confidentiality [6]. The client will use the Start TLS operation [5] to negotiate the use of TLS security [6] on the connection to the LDAP server. The client need not have bound to the directory beforehand. For this authentication procedure to be successful, the client and server MUST negotiate a ciphersuite which contains a bulk encryption algorithm of appropriate strength. Recommendations on cipher suites are given in section 10. Following the successful completion of TLS negotiation, the client MUST send an LDAP bind request with the version number of 3, the name field containing the name of the user's entry, and the "simple" authentication choice, containing a password. The server will, for each value of the userPassword attribute in the named user's entry, compare these for case-sensitive equality with the client's presented password. If there is a match, then the server will respond with resultCode success, otherwise the server will respond with resultCode invalidCredentials.6.3. Other authentication choices with TLS It is also possible, following the negotiation of TLS, to perform a SASL authentication which does not involve the exchange of plaintext reusable passwords. In this case the client and server need not negotiate a ciphersuite which provides confidentiality if the only service required is data integrity.7. Certificate-based authentication LDAP implementations SHOULD support authentication via a client certificate in TLS, as defined in section 7.1.7.1. Certificate-based authentication with TLS A user who has a public/private key pair in which the public key has been signed by a Certification Authority may use this key pair to authenticate to the directory server if the user's certificate is requested by the server. The user's certificate subject field SHOULD be the name of the user's directory entry, and the Certification Authority must be sufficiently trusted by the directory server toWahl, et al. Standards Track [Page 9]RFC 2829 Authentication Methods for LDAP May 2000 have issued the certificate in order that the server can process the certificate. The means by which servers validate certificate paths is outside the scope of this document. A server MAY support mappings for certificates in which the subject field name is different from the name of the user's directory entry. A server which supports mappings of names MUST be capable of being configured to support certificates for which no mapping is required. The client will use the Start TLS operation [5] to negotiate the use of TLS security [6] on the connection to the LDAP server. The client need not have bound to the directory beforehand. In the TLS negotiation, the server MUST request a certificate. The client will provide its certificate to the server, and MUST perform a private key-based encryption, proving it has the private key associated with the certificate. As deployments will require protection of sensitive data in transit, the client and server MUST negotiate a ciphersuite which contains a bulk encryption algorithm of appropriate strength. Recommendations of cipher suites are given in section 10. The server MUST verify that the client's certificate is valid. The server will normally check that the certificate is issued by a known CA, and that none of the certificates on the client's certificate chain are invalid or revoked. There are several procedures by which the server can perform these checks. Following the successful completion of TLS negotiation, the client will send an LDAP bind request with the SASL "EXTERNAL" mechanism.8. Other mechanisms The LDAP "simple" authentication choice is not suitable for authentication on the Internet where there is no network or transport layer confidentiality. As LDAP includes native anonymous and plaintext authentication methods, the "ANONYMOUS" and "PLAIN" SASL mechanisms are not used with LDAP. If an authorization identity of a form different from a DN is requested by the client, a mechanism that protects the password in transit SHOULD be used. The following SASL-based mechanisms are not considered in this document: KERBEROS_V4, GSSAPI and SKEY.Wahl, et al. Standards Track [Page 10]RFC 2829 Authentication Methods for LDAP May 2000 The "EXTERNAL" SASL mechanism can be used to request the LDAP server make use of security credentials exchanged by a lower layer. If a TLS session has not been established between the client and server prior to making the SASL EXTERNAL Bind request and there is no other external source of authentication credentials (e.g. IP-level security [8]), or if, during the process of establishing the TLS session, the server did not request the client's authentication credentials, the SASL EXTERNAL bind MUST fail with a result code of inappropriateAuthentication. Any client authentication and authorization state of the LDAP association is lost, so the LDAP association is in an anonymous state after the failure.9. Authorization Identity The authorization identity is carried as part of the SASL credentials field in the LDAP Bind request and response. When the "EXTERNAL" mechanism is being negotiated, if the credentials field is present, it contains an authorization identity of the authzId form described below. Other mechanisms define the location of the authorization identity in the credentials field. The authorization identity is a string in the UTF-8 character set, corresponding to the following ABNF [7]: ; Specific predefined authorization (authz) id schemes are ; defined below -- new schemes may be defined in the future. authzId = dnAuthzId / uAuthzId ; distinguished-name-based authz id. dnAuthzId = "dn:" dn
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