📄 rfc765.txt
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NOTES: 1. The data connection may be used in either direction. 2. The data connection need not exist all of the time. Figure 1 Model for FTP Use In the model described in Figure 1, the user-protocol interpreter initiates the TELNET connection. At the initiation of the user, standard FTP commands are generated by the user-PI and transmitted to the server process via the TELNET connection. (The user may establish a direct TELNET connection to the server-FTP, from a TIP terminal for example, and generate standard FTP commands himself, bypassing the user-FTP process.) Standard replies are sent from the server-PI to the user-PI over the TELNET connection in response to the commands. The FTP commands specify the parameters for the data connection (data port, transfer mode, representation type, and structure) and the nature of file system operation (store, retrieve, append, delete, etc.). The user-DTP or its designate should "listen" on the specified data port, and the server initiate the data connection and data transfer in accordance with the specified parameters. It should be noted that the data port need not be in 6 IEN 149 June 1980RFC 765 File Transfer Protocol the same Host that initiates the FTP commands via the TELNET connection, but the user or his user-FTP process must ensure a "listen" on the specified data port. It should also be noted that the data connection may be used for simultaneous sending and receiving. In another situation a user might wish to transfer files between two Hosts, neither of which is his local Host. He sets up TELNET connections to the two servers and then arranges for a data connection between them. In this manner control information is passed to the user-PI but data is transferred between the server data transfer processes. Following is a model of this server-server interaction. TELNET ------------ TELNET ---------->| User-FTP |<----------- | | User-PI | | | | "C" | | V ------------ V -------------- -------------- | Server-FTP | Data Connection | Server-FTP | | "A" |<---------------------->| "B" | -------------- Port (A) Port (B) -------------- Figure 2 The protocol requires that the TELNET connections be open while data transfer is in progress. It is the responsibility of the user to request the closing of the TELNET connections when finished using the FTP service, while it is the server who takes the action. The server may abort data transfer if the TELNET connections are closed without command.DATA TRANSFER FUNCTIONS Files are transferred only via the data connection. The TELNET connection is used for the transfer of commands, which describe the functions to be performed, and the replies to these commands (see the Section on FTP Replies). Several commands are concerned with the transfer of data between Hosts. These data transfer commands include the MODE command which specify how the bits of the data are to be transmitted, and the STRUcture and TYPE commands, which are used to define the way in which the data are to be represented. The transmission and representation are basically independent but 7 June 1980 IEN 149File Transfer Protocol RFC 765 "Stream" transmission mode is dependent on the file structure attribute and if "Compressed" transmission mode is used the nature of the filler byte depends on the representation type. DATA REPRESENTATION AND STORAGE Data is transferred from a storage device in the sending Host to a storage device in the receiving Host. Often it is necessary to perform certain transformations on the data because data storage representations in the two systems are different. For example, NVT-ASCII has different data storage representations in different systems. PDP-10's generally store NVT-ASCII as five 7-bit ASCII characters, left-justified in a 36-bit word. 360's store NVT-ASCII as 8-bit EBCDIC codes. Multics stores NVT-ASCII as four 9-bit characters in a 36-bit word. It may be desirable to convert characters into the standard NVT-ASCII representation when transmitting text between dissimilar systems. The sending and receiving sites would have to perform the necessary transformations between the standard representation and their internal representations. A different problem in representation arises when transmitting binary data (not character codes) between Host systems with different word lengths. It is not always clear how the sender should send data, and the receiver store it. For example, when transmitting 32-bit bytes from a 32-bit word-length system to a 36-bit word-length system, it may be desirable (for reasons of efficiency and usefulness) to store the 32-bit bytes right-justified in a 36-bit word in the latter system. In any case, the user should have the option of specifying data representation and transformation functions. It should be noted that FTP provides for very limited data type representations. Transformations desired beyond this limited capability should be performed by the user directly. Data representations are handled in FTP by a user specifying a representation type. This type may implicitly (as in ASCII or EBCDIC) or explicitly (as in Local byte) define a byte size for interpretation which is referred to as the "logical byte size." This has nothing to do with the byte size used for transmission over the data connection, called the "transfer byte size", and the two should not be confused. For example, NVT-ASCII has a logical byte size of 8 bits. If the type is Local byte, then the TYPE command has an obligatory second parameter specifying the logical byte size. The transfer byte size is always 8 bits. 8 IEN 149 June 1980RFC 765 File Transfer Protocol The types ASCII and EBCDIC also take a second (optional) parameter; this is to indicate what kind of vertical format control, if any, is associated with a file. The following data representation types are defined in FTP: ASCII Format This is the default type and must be accepted by all FTP implementations. It is intended primarily for the transfer of text files, except when both Hosts would find the EBCDIC type more convenient. The sender converts the data from his internal character representation to the standard 8-bit NVT-ASCII representation (see the TELNET specification). The receiver will convert the data from the standard form to his own internal form. In accordance with the NVT standard, the <CRLF> sequence should be used, where necessary, to denote the end of a line of text. (See the discussion of file structure at the end of the Section on Data Representation and Storage). Using the standard NVT-ASCII representation means that data must be interpreted as 8-bit bytes. The Format parameter for ASCII and EBCDIC types is discussed below. EBCDIC Format This type is intended for efficient transfer between Hosts which use EBCDIC for their internal character representation. For transmission the data are represented as 8-bit EBCDIC characters. The character code is the only difference between the functional specifications of EBCDIC and ASCII types. End-of-line (as opposed to end-of-record--see the discussion of structure) will probably be rarely used with EBCDIC type for purposes of denoting structure, but where it is necessary the <NL> character should be used. 9 June 1980 IEN 149File Transfer Protocol RFC 765 A character file may be transferred to a Host for one of three purposes: for printing, for storage and later retrieval, or for processing. If a file is sent for printing, the receiving Host must know how the vertical format control is represented. In the second case, it must be possible to store a file at a Host and then retrieve it later in exactly the same form. Finally, it ought to be possible to move a file from one Host to another and process the file at the second Host without undue trouble. A single ASCII or EBCDIC format does not satisfy all these conditions and so these types have a second parameter specifying one of the following three formats: Non-print This is the default format to be used if the second (format) parameter is omitted. Non-print format must be accepted by all FTP implementations. The file need contain no vertical format information. If it is passed to a printer process, this process may assume standard values for spacing and margins. Normally, this format will be used with files destined for processing or just storage. TELNET Format Controls The file contains ASCII/EBCDIC vertical format controls (i.e., <CR>, <LF>, <NL>, <VT>, <FF>) which the printer process will interpret appropriately. <CRLF>, in exactly this sequence, also denotes end-of-line. Carriage Control (ASA) The file contains ASA (FORTRAN) vertical format control characters. (See RFC 740 Appendix C and Communications of the ACM, Vol. 7, No. 10, 606 (Oct. 1964)). In a line or a record, formatted according to the ASA Standard, the first character is not to be printed. Instead it should be used to determine the vertical movement of the paper which should take place before the rest of the record is printed. 10 IEN 149 June 1980RFC 765 File Transfer Protocol The ASA Standard specifies the following control characters: Character Vertical Spacing blank Move paper up one line 0 Move paper up two lines 1 Move paper to top of next page + No movement, i.e., overprint Clearly there must be some way for a printer process to distinguish the end of the structural entity. If a file has record structure (see below) this is no problem; records will be explicitly marked during transfer and storage. If the file has no record structure, the <CRLF> end-of-line sequence is used to separate printing lines, but these format effectors are overridden by the ASA controls. Image The data are sent as contiguous bits which, for transfer, are packed into the 8-bit transfer bytes. The receiving site must store the data as contiguous bits. The structure of the storage system might necessitate the padding of the file (or of each record, for a record-structured file) to some convenient boundary (byte, word or block). This padding, which must be all zeros, may occur only at the end of the file (or at the end of each record) and there must be a way of identifying the padding bits so that they may be stripped off if the file is retrieved. The padding transformation should be well publicized to enable a user to process a file at the storage site. Image type is intended for the efficient storage and retrieval of files and for the transfer of binary data. It is recommended that this type be accepted by all FTP implementations. Local byte Byte size The data is transferred in logical bytes of the size specified by the obligatory second parameter, Byte size. The value of Byte size must be a decimal integer; there is no default value. The logical byte size is not necessarily the same as the transfer byte size. If there is a 11
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