📄 rfc2887.txt
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Network Working Group M. HandleyRequest for Comments: 2887 S. FloydCategory: Informational ACIRI B. Whetten Talarian R. Kermode Motorola L. Vicisano Cisco M. Luby Digital Fountain, Inc. August 2000 The Reliable Multicast Design Space for Bulk Data TransferStatus of this Memo This memo provides information for the Internet community. It does not specify an Internet standard of any kind. Distribution of this memo is unlimited.Copyright Notice Copyright (C) The Internet Society (2000). All Rights Reserved.Abstract The design space for reliable multicast is rich, with many possible solutions having been devised. However, application requirements serve to constrain this design space to a relatively small solution space. This document provides an overview of the design space and the ways in which application constraints affect possible solutions.1. Introduction The term "general purpose reliable multicast protocol" is something of an oxymoron. Different applications have different requirements of a reliable multicast protocol, and these requirements constrain the design space in ways that two applications with differing requirements often cannot share a single solution. There are however many successful reliable multicast protocol designs that serve more special purpose requirements well. In this document we attempt to review the design space for reliable multicast protocols intended for bulk data transfer. The term bulk data transfer should be taken as having broad meaning - the main limitations are that the data stream is continuous and long lived -Handley, et al. Informational [Page 1]RFC 2887 Multicast Design Space for Bulk Data Transfer August 2000 constraints necessary for the forms of congestion control we currently understand. The purpose of this review is to gather together an overview of the field and to make explicit the constraints imposed by particular mechanisms. The aim is to provide guidance to the standardization process for protocols and protocol building blocks. In doing this, we cluster potential solutions into a number of loose categories - real protocols may be composed of mechanisms from more than one of these clusters. The main constraint on solutions is imposed by the need to scale to large receiver sets. For small receiver sets the design space is much less restricted.2. Application Constraints Application requirements for reliable multicast (RM) are as broad and varied as the applications themselves. However, there are a set of requirements that significantly affect the design of an RM protocol. A brief list includes: o Does the application need to know that everyone received the data? o Does the application need to constrain differences between receivers? o Does the application need to scale to large numbers of receivers? o Does the application need to be totally reliable? o Does the application need ordered data? o Does the application need to provide low-delay delivery? o Does the application need to provide time-bounded delivery? o Does the application need many interacting senders? o Is the application data flow intermittent? o Does the application need to work in the public Internet? o Does the application need to work without a return path (e.g. satellite)? o Does the application need to provide secure delivery?Handley, et al. Informational [Page 2]RFC 2887 Multicast Design Space for Bulk Data Transfer August 2000 In the context of standardizing bulk data transfer protocols, we can rule out applications with multiple interacting senders and intermittent data flows. It is not that these applications are unimportant, but that we do not yet have effective congestion control for such applications.2.1. Did everyone receive the data? In many applications a logically defined unit or units of data is to be delivered to multiple clients, e.g., a file or a set of files, a software package, a stock quote or package of stock quotes, an event notification, a set of slides, a frame or block from a video. An application data unit (ADU) is defined to be a logically separable unit of data that is useful to the application. In some cases, an application data unit may be short enough to fit into a single packet (e.g., an event notification or a stock quote), whereas in other cases an application data unit may be much longer than a packet (e.g., a software package). A protocol may optionally provide delivery confirmation to ensure reliable delivery, i.e., a mechanism for receivers to inform the sender when data has been delivered. There are two types of confirmation, at the application data unit level and at the packet level. Application data unit confirmation is useful at the application level, e.g., to inform the application about receiver progress and to decide when to stop sending packets about a particular application data unit. Packet confirmation is useful at the transport level, e.g., to inform the transport level when it can release buffer space being used for storing packets for which delivery has been confirmed. Some applications have a strong requirement for confirmation that all the receivers got an ADU, or if not, to be informed of which specific receivers failed to receive the entire ADU. Examples include applications where receivers pay for data, and reliable file-system replication. Other applications do not have such a requirement. An example is the distribution of free software. If the application does need to know that every receiver got the ADU, then a positive acknowledgment must be received from every receiver, although it may be possible to aggregate these acknowledgments. If the application needs to know precisely which receivers failed to get the ADU, additional constraints are placed on acknowledgment aggregation. It should be noted that different mechanisms can be used for ADU- level confirmation and packet-level confirmation in the same application. For example, an ADU-level confirmation mechanism usingHandley, et al. Informational [Page 3]RFC 2887 Multicast Design Space for Bulk Data Transfer August 2000 positive acknowledgments may sit on top of a packet-level NACK or FEC-based transport. Typically this only makes sense when ADUs are significantly larger than a single packet.2.2. Constraining differences Some applications need to constrain differences between receivers so that the data reception characteristics for all receivers falls within some range. An example is a stock price feed, where it is unacceptable for a receiver to suffer delivery that is delayed significantly more than any other receiver. This requirement is difficult to satisfy without harming performance. Typically solutions involve not sending more than a limited amount of new data until positive acknowledgments have been received from all the receivers. Such a solution does not cope with network and end- system failures well.2.3. Receiver Set Scaling There are many applications for RM that do not need to scale to large numbers of receivers. For such applications, a range of solutions may be available that are not available for applications where scaling to large receiver sets is a requirement. A protocol must achieve good throughput of application data units to receivers. This means that most data that is delivered to receivers is useful in recovering the application data unit that they are trying to receive. A protocol must also provide good congestion control to fairly share the available network resources between all applications. Receiver set scaling is one of the most important constraints in meeting these requirements, because it strictly limits the mechanisms that can be used to achieve these requirements to those that will efficiently scale to a large receiver population. Acknowledgement packets have been employed by many systems to achieve these goals, but it is important to understand the strength and limitations of different ways of using such packets. In a very small system, it may be acceptable to have the receivers acknowledge every packet. This approach provides the sender with the maximum amount of information about reception conditions at all the receivers, information that can be used both to achieve good throughput and to achieve congestion control.Handley, et al. Informational [Page 4]RFC 2887 Multicast Design Space for Bulk Data Transfer August 2000 For larger systems, such "flat ACK" schemes cause acknowledge implosions at the sender. Attempts have been made to reduce this problem by sending aggregate ACKs infrequently [RMWT98, BC94], but it is very difficult to incorporate effective congestion control into such protocols because of the spareceness of feedback. Using negative acknowledgments (NACKs) instead of ACKs reduces this problem to one of NACK implosion (only from the receivers missing the packets), and because the sender really only needs to know that at least one receiver is missing data in order to achieve good throughput, various NACK suppression mechanisms can be applied. An alternative to NACKs is ACK aggregation, which can be done by arranging the receivers into a logical tree, so that each leaf sends ACKs to its parent which aggregates them, and passes them on up the tree. Tree-based protocols scale well, but tree formation can be problematic. Other ACK topologies such as rings are also possible, but are often more difficult to form and maintain than trees are. An alternative strategy is to add mechanisms to routers so that they can help out in achieving good throughput or in reducing the cost of achieving good throughput. All these solutions improve receiver set scaling, but they all have limits of one form or another. One class of solutions scales to an infinite number of receivers by having no feedback channel whatsoever in order to achieve good throughput. These open-loop solutions take the initial data and encode it using an FEC-style mechanism. This encoded data is transmitted in a continuous stream. Receivers then join the session and receive packets until they have sufficient packets to decode the original data, at which point they leave the session. Thus, it is clear that the intended scale of the session constrains the possible solutions. All solutions will work for very small sessions, but as the intended receive set increases, the range of possible solutions that can be deployed safely decreases. It should also be noted that hybrids of these mechanisms are possible, and that using one mechanism at the packet-level and a different (typically higher overhead) solution at the ADU level may also scale reasonably if the ADUs are large compared to packets.Handley, et al. Informational [Page 5]RFC 2887 Multicast Design Space for Bulk Data Transfer August 20002.4. Total vs Semi-reliable Many applications require delivery of application data units to be totally reliable; if any of the application data unit is missing, none of the received portion of the application data unit is useful. File transfer applications are a good example of applications requiring total reliability. However, some applications do not need total reliability. An example is audio broadcasting, where missing packets reduce the quality of the received audio but do not render it unusable. Such applications can sometimes get by without any additional reliability over native IP reliability, but often having a semi-reliable multicast protocol is desirable.2.5. Time-bounded Delivery Many applications just require data to be delivered to the receivers as fast as possible. They have no absolute deadline for delivery. However, some applications have hard delivery constraints - if the data does not arrive at the receiver by a certain time, there is no point in delivering it at all. Such time-boundedness may be as a
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