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RFC 2288 Bibligraphic Identifiers February 1998 within the publishing community as to when new ISSNs are assigned due to the change in the name of a periodical (e.g. Atlantic becomes Atlantic Monthly); or when a periodical is published both in printed and electronic versions (e.g. The New York Times). The use of ISSNs in URNs will reflect these judgments and practices.5. Serial Item and Contribution Identifiers5.1 Overview The standard for Serial Item and Contribution Identifiers (SICI) codes, which has recently been extensively revised, is defined by NISO/ANSI Z39.56-1997 [NISO2]. The maintenance agency for the SICI code is the UnCover Corporation. SICI codes can be used to identify an issue of a serial, or a specific contribution (e.g., an article, or the table of contents) within an issue of a serial. SICI codes are not assigned, they are constructed based on information about the issue or issue component in question. The complete syntax for the SICI code will not be discussed here; see NISO/ANSI Z39.56-1997 [NISO2] for details. However, an example and brief review of the major components is needed to understand the relationship with the ISSN and how this identifier differs from an ISSN. An example of a SICI code is: 0015- 6914(19960101)157:1<62:KTSW>2.0.TX;2-F The first nine characters are the ISSN identifying the serial title. The second component, in parentheses, is the chronology information giving the date the particular serial issue was published. In this example that date was January 1, 1996. The third component, 157:1, is enumeration information (volume, number) for the particular issue of the serial. These three components comprise the "item segment" of a SICI code. By augmenting the ISSN with the chronology and/or enumeration information, specific issues of the serial can be identified. The next segment, <62:KTSW>, identifies a particular contribution within the issue. In this example we provide the starting page number and a title code constructed from the initial characters of the title. Identifiers assigned to a contribution can be used in the contribution segment if page numbers are inappropriate. The rest of the identifier is the control segment, which includes a check character. Interested readers are encouraged to consult the standard for an explanation of the fields in that segment.Lynch, et. al. Informational [Page 6]RFC 2288 Bibligraphic Identifiers February 19985.2 Encoding Considerations and Lexical Equivalence The character set for SICIs is intended to be email-transport- transparent, so it does not present major problems. However, all printable excluded and reserved characters from the URN syntax are valid in the SICI character set and must be %-encoded. Example of a SICI for an issue of a journal: URN:SICI:1046-8188(199501)13:1%3C%3E1.0.TX;2-F For an article contained within that issue: URN:SICI:1046-8188(199501)13:1%3C69:FTTHBI%3E2.0.TX;2-4 Equivalence rules for SICIs are not appropriate for definition as part of the namespace and incorporation in areas such as cache management algorithms. It is best left to resolver systems which try to determine if two SICIs refer to the same content. Consequently, we do not propose any specific rules for equivalence testing through lexical manipulation.5.3 Additional Considerations Since the serial is identified by an ISSN, some of the ambiguity currently found in the assignment of ISSNs carries over into SICI codes. In cases where an ISSN may refer to a serial that exists in multiple formats, the SICI contains a qualifier that specifies the format type (for example, print, microform, or electronic). SICI codes may be constructed from a variety of sources (the actual issue of the serial, a citation or a record from an abstracting service) and, as such are based on the principle of using all available information, so there may be multiple SICI codes representing the same article [NISO2, Appendix D]. For example, one code might be constructed with access to both chronology and enumeration (that is, date of issue and volume, issue and page number), another code might be constructed based only on enumeration information and without benefit of chronology. Systems that use SICI codes employ complex matching algorithms to try to match SICI codes constructed from incomplete information to SICI codes constructed with the benefit of all relevant information.Lynch, et. al. Informational [Page 7]RFC 2288 Bibligraphic Identifiers February 19986. Security Considerations This document proposes means of encoding several existing bibliographic identifiers within the URN framework. This document does not discuss resolution; thus questions of secure or authenticated resolution mechanisms are out of scope. It does not address means of validating the integrity or authenticating the source or provenance of URNs that contain bibliographic identifiers. Issues regarding intellectual property rights associated with objects identified by the various bibliographic identifiers are also beyond the scope of this document, as are questions about rights to the databases that might be used to construct resolvers.7. References [ISO1] NISO/ANSI/ISO 2108:1992 Information and documentation -- International standard book number (ISBN) [ISO2] ISO 3297:1986 Documentation -- International standard serial numbering (ISSN) [ISO3] ISO/DIS 3297 Information and documentation -- International standard serial numbering (ISSN) (Revision of ISO 3297:1986) [Moats] Moats, R., "URN Syntax", RFC 2141, May 1997. [NISO 1] NISO/ANSI Z39.9-1992 International standard serial numbering (ISSN) [NISO 2] NISO/ANSI Z39.56-1997 Serial Item and Contribution Identifier [Sollins & Masinter] Sollins, K., and L. Masinter, "Functional Requirements for Uniform Resource Names", RFC 1737, December 1994.Lynch, et. al. Informational [Page 8]RFC 2288 Bibligraphic Identifiers February 19988. Authors' Addresses Clifford Lynch Executive Director Coalition for Networked Information 21 Dupont Circle Washington, DC 20036 EMail: cliff@cni.org Cecilia Preston Preston & Lynch PO Box 8310 Emeryville, CA 94662 EMail: cecilia@well.com Ron Daniel Jr. Advanced Computing Lab, MS B287 Los Alamos National Laboratory Los Alamos, NM, 87545 EMail: rdaniel@acl.lanl.govLynch, et. al. Informational [Page 9]RFC 2288 Bibligraphic Identifiers February 19989. Full Copyright Statement Copyright (C) The Internet Society (1998). All Rights Reserved. This document and translations of it may be copied and furnished to others, and derivative works that comment on or otherwise explain it or assist in its implementation may be prepared, copied, published and distributed, in whole or in part, without restriction of any kind, provided that the above copyright notice and this paragraph are included on all such copies and derivative works. However, this document itself may not be modified in any way, such as by removing the copyright notice or references to the Internet Society or other Internet organizations, except as needed for the purpose of developing Internet standards in which case the procedures for copyrights defined in the Internet Standards process must be followed, or as required to translate it into languages other than English. The limited permissions granted above are perpetual and will not be revoked by the Internet Society or its successors or assigns. This document and the information contained herein is provided on an "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Lynch, et. al. Informational [Page 10]
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