📄 rfc2574.txt
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1) When the requirements of effective management in times of network stress are inconsistent with those of security, the design should prefer the former. 2) Neither the security protocol nor its underlying security mechanisms should depend upon the ready availability of other network services (e.g., Network Time Protocol (NTP) or key management protocols). 3) A security mechanism should entail no changes to the basic SNMP network management philosophy.1.3. Security Services The security services necessary to support the goals of this SNMP Security Model are as follows: - Data Integrity is the provision of the property that data has not been altered or destroyed in an unauthorized manner, nor have data sequences been altered to an extent greater than can occur non-maliciously. - Data Origin Authentication is the provision of the property that the claimed identity of the user on whose behalf received data was originated is corroborated. - Data Confidentiality is the provision of the property that information is not made available or disclosed to unauthorized individuals, entities, or processes. - Message timeliness and limited replay protection is the provision of the property that a message whose generation time is outside of a specified time window is not accepted. Note that message reordering is not dealt with and can occur in normal conditions too.Blumenthal & Wijnen Standards Track [Page 6]RFC 2574 USM for SNMPv3 April 1999 For the protocols specified in this memo, it is not possible to assure the specific originator of a received SNMP message; rather, it is the user on whose behalf the message was originated that is authenticated. For these protocols, it not possible to obtain data integrity without data origin authentication, nor is it possible to obtain data origin authentication without data integrity. Further, there is no provision for data confidentiality without both data integrity and data origin authentication. The security protocols used in this memo are considered acceptably secure at the time of writing. However, the procedures allow for new authentication and privacy methods to be specified at a future time if the need arises.1.4. Module Organization The security protocols defined in this memo are split in three different modules and each has its specific responsibilities such that together they realize the goals and security services described above: - The authentication module MUST provide for: - Data Integrity, - Data Origin Authentication - The timeliness module MUST provide for: - Protection against message delay or replay (to an extent greater than can occur through normal operation) - The privacy module MUST provide for - Protection against disclosure of the message payload. The timeliness module is fixed for the User-based Security Model while there is provision for multiple authentication and/or privacy modules, each of which implements a specific authentication or privacy protocol respectively.1.4.1. Timeliness Module Section 3 (Elements of Procedure) uses the timeliness values in an SNMP message to do timeliness checking. The timeliness check is only performed if authentication is applied to the message. Since theBlumenthal & Wijnen Standards Track [Page 7]RFC 2574 USM for SNMPv3 April 1999 complete message is checked for integrity, we can assume that the timeliness values in a message that passes the authentication module are trustworthy.1.4.2. Authentication Protocol Section 6 describes the HMAC-MD5-96 authentication protocol which is the first authentication protocol that MUST be supported with the User-based Security Model. Section 7 describes the HMAC-SHA-96 authentication protocol which is another authentication protocol that SHOULD be supported with the User-based Security Model. In the future additional or replacement authentication protocols may be defined as new needs arise. The User-based Security Model prescribes that, if authentication is used, then the complete message is checked for integrity in the authentication module. For a message to be authenticated, it needs to pass authentication check by the authentication module and the timeliness check which is a fixed part of this User-based Security model.1.4.3. Privacy Protocol Section 8 describes the CBC-DES Symmetric Encryption Protocol which is the first privacy protocol to be used with the User-based Security Model. In the future additional or replacement privacy protocols may be defined as new needs arise. The User-based Security Model prescribes that the scopedPDU is protected from disclosure when a message is sent with privacy. The User-based Security Model also prescribes that a message needs to be authenticated if privacy is in use.1.5. Protection against Message Replay, Delay and Redirection1.5.1. Authoritative SNMP engine In order to protect against message replay, delay and redirection, one of the SNMP engines involved in each communication is designated to be the authoritative SNMP engine. When an SNMP message contains a payload which expects a response (those messages that contain a Confirmed Class PDU [RFC2571]), then the receiver of such messages is authoritative. When an SNMP message contains a payload which does not expect a response (those messages that contain an Unconfirmed Class PDU [RFC2571]), then the sender of such a message is authoritative.Blumenthal & Wijnen Standards Track [Page 8]RFC 2574 USM for SNMPv3 April 19991.5.2. Mechanisms The following mechanisms are used: 1) To protect against the threat of message delay or replay (to an extent greater than can occur through normal operation), a set of timeliness indicators (for the authoritative SNMP engine) are included in each message generated. An SNMP engine evaluates the timeliness indicators to determine if a received message is recent. An SNMP engine may evaluate the timeliness indicators to ensure that a received message is at least as recent as the last message it received from the same source. A non-authoritative SNMP engine uses received authentic messages to advance its notion of the timeliness indicators at the remote authoritative source. An SNMP engine MUST also use a mechanism to match incoming Responses to outstanding Requests and it MUST drop any Responses that do not match an outstanding request. For example, a msgID can be inserted in every message to cater for this functionality. These mechanisms provide for the detection of authenticated messages whose time of generation was not recent. This protection against the threat of message delay or replay does not imply nor provide any protection against unauthorized deletion or suppression of messages. Also, an SNMP engine may not be able to detect message reordering if all the messages involved are sent within the Time Window interval. Other mechanisms defined independently of the security protocol can also be used to detect the re-ordering replay, deletion, or suppression of messages containing Set operations (e.g., the MIB variable snmpSetSerialNo [RFC1907]). 2) Verification that a message sent to/from one authoritative SNMP engine cannot be replayed to/as-if-from another authoritative SNMP engine. Included in each message is an identifier unique to the authoritative SNMP engine associated with the sender or intended recipient of the message. A message containing an Unconfirmed Class PDU sent by an authoritative SNMP engine to one non-authoritative SNMP engine can potentially be replayed to another non-authoritative SNMP engine. The latter non-authoritative SNMP engine might (if it knows about the same userName with the same secrets at the authoritative SNMP engine) as a result update its notion of timeliness indicators of the authoritative SNMP engine, but that is not considered aBlumenthal & Wijnen Standards Track [Page 9]RFC 2574 USM for SNMPv3 April 1999 threat. In this case, A Report or Response message will be discarded by the Message Processing Model, because there should not be an outstanding Request message. A Trap will possibly be accepted. Again, that is not considered a threat, because the communication was authenticated and timely. It is as if the authoritative SNMP engine was configured to start sending Traps to the second SNMP engine, which theoretically can happen without the knowledge of the second SNMP engine anyway. Anyway, the second SNMP engine may not expect to receive this Trap, but is allowed to see the management information contained in it. 3) Detection of messages which were not recently generated. A set of time indicators are included in the message, indicating the time of generation. Messages without recent time indicators are not considered authentic. In addition, an SNMP engine MUST drop any Responses that do not match an outstanding request. This however is the responsibility of the Message Processing Model. This memo allows the same user to be defined on multiple SNMP engines. Each SNMP engine maintains a value, snmpEngineID, which uniquely identifies the SNMP engine. This value is included in each message sent to/from the SNMP engine that is authoritative (see section 1.5.1). On receipt of a message, an authoritative SNMP engine checks the value to ensure that it is the intended recipient, and a non-authoritative SNMP engine uses the value to ensure that the message is processed using the correct state information. Each SNMP engine maintains two values, snmpEngineBoots and snmpEngineTime, which taken together provide an indication of time at that SNMP engine. Both of these values are included in an authenticated message sent to/received from that SNMP engine. On receipt, the values are checked to ensure that the indicated timeliness value is within a Time Window of the current time. The Time Window represents an administrative upper bound on acceptable delivery delay for protocol messages. For an SNMP engine to generate a message which an authoritative SNMP engine will accept as authentic, and to verify that a message received from that authoritative SNMP engine is authentic, such an SNMP engine must first achieve timeliness synchronization with the authoritative SNMP engine. See section 2.3.1.6. Abstract Service Interfaces Abstract service interfaces have been defined to describe the conceptual interfaces between the various subsystems within an SNMP entity. Similarly a set of abstract service interfaces have beenBlumenthal & Wijnen Standards Track [Page 10]RFC 2574 USM for SNMPv3 April 1999 defined within the User-based Security Model (USM) to describe the conceptual interfaces between the generic USM services and the self- contained authentication and privacy services. These abstract service interfaces are defined by a set of primitives that define the services provided and the abstract data elements that must be passed when the services are invoked. This section lists the primitives that have been defined for the User-based Security Model.1.6.1. User-based Security Model Primitives for Authentication The User-based Security Model provides the following internal primitives to pass data back and forth between the Security Model itself and the authentication service: statusInformation = authenticateOutgoingMsg( IN authKey -- secret key for authentication IN wholeMsg -- unauthenticated complete message OUT authenticatedWholeMsg -- complete authenticated message ) statusInformation = authenticateIncomingMsg( IN authKey -- secret key for authentication IN authParameters -- as received on the wire IN wholeMsg -- as received on the wire OUT authenticatedWholeMsg -- complete authenticated message
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