📄 rfc2821.txt
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initially cannot be completed, may otherwise conform to this specification but are not considered fully-capable. Fully-capable SMTP implementations, including the relays used by these less capableKlensin Standards Track [Page 5]RFC 2821 Simple Mail Transfer Protocol April 2001 ones, and their destinations, are expected to support all of the queuing, retrying, and alternate address functions discussed in this specification. The means by which an SMTP client, once it has determined a target domain name, determines the identity of an SMTP server to which a copy of a message is to be transferred, and then performs that transfer, is covered by this document. To effect a mail transfer to an SMTP server, an SMTP client establishes a two-way transmission channel to that SMTP server. An SMTP client determines the address of an appropriate host running an SMTP server by resolving a destination domain name to either an intermediate Mail eXchanger host or a final target host. An SMTP server may be either the ultimate destination or an intermediate "relay" (that is, it may assume the role of an SMTP client after receiving the message) or "gateway" (that is, it may transport the message further using some protocol other than SMTP). SMTP commands are generated by the SMTP client and sent to the SMTP server. SMTP replies are sent from the SMTP server to the SMTP client in response to the commands. In other words, message transfer can occur in a single connection between the original SMTP-sender and the final SMTP-recipient, or can occur in a series of hops through intermediary systems. In either case, a formal handoff of responsibility for the message occurs: the protocol requires that a server accept responsibility for either delivering a message or properly reporting the failure to do so. Once the transmission channel is established and initial handshaking completed, the SMTP client normally initiates a mail transaction. Such a transaction consists of a series of commands to specify the originator and destination of the mail and transmission of the message content (including any headers or other structure) itself. When the same message is sent to multiple recipients, this protocol encourages the transmission of only one copy of the data for all recipients at the same destination (or intermediate relay) host. The server responds to each command with a reply; replies may indicate that the command was accepted, that additional commands are expected, or that a temporary or permanent error condition exists. Commands specifying the sender or recipients may include server- permitted SMTP service extension requests as discussed in section 2.2. The dialog is purposely lock-step, one-at-a-time, although this can be modified by mutually-agreed extension requests such as command pipelining [13].Klensin Standards Track [Page 6]RFC 2821 Simple Mail Transfer Protocol April 2001 Once a given mail message has been transmitted, the client may either request that the connection be shut down or may initiate other mail transactions. In addition, an SMTP client may use a connection to an SMTP server for ancillary services such as verification of email addresses or retrieval of mailing list subscriber addresses. As suggested above, this protocol provides mechanisms for the transmission of mail. This transmission normally occurs directly from the sending user's host to the receiving user's host when the two hosts are connected to the same transport service. When they are not connected to the same transport service, transmission occurs via one or more relay SMTP servers. An intermediate host that acts as either an SMTP relay or as a gateway into some other transmission environment is usually selected through the use of the domain name service (DNS) Mail eXchanger mechanism. Usually, intermediate hosts are determined via the DNS MX record, not by explicit "source" routing (see section 5 and appendices C and F.2).2.2 The Extension Model2.2.1 Background In an effort that started in 1990, approximately a decade after RFC 821 was completed, the protocol was modified with a "service extensions" model that permits the client and server to agree to utilize shared functionality beyond the original SMTP requirements. The SMTP extension mechanism defines a means whereby an extended SMTP client and server may recognize each other, and the server can inform the client as to the service extensions that it supports. Contemporary SMTP implementations MUST support the basic extension mechanisms. For instance, servers MUST support the EHLO command even if they do not implement any specific extensions and clients SHOULD preferentially utilize EHLO rather than HELO. (However, for compatibility with older conforming implementations, SMTP clients and servers MUST support the original HELO mechanisms as a fallback.) Unless the different characteristics of HELO must be identified for interoperability purposes, this document discusses only EHLO. SMTP is widely deployed and high-quality implementations have proven to be very robust. However, the Internet community now considers some services to be important that were not anticipated when the protocol was first designed. If support for those services is to be added, it must be done in a way that permits older implementations to continue working acceptably. The extension framework consists of:Klensin Standards Track [Page 7]RFC 2821 Simple Mail Transfer Protocol April 2001 - The SMTP command EHLO, superseding the earlier HELO, - a registry of SMTP service extensions, - additional parameters to the SMTP MAIL and RCPT commands, and - optional replacements for commands defined in this protocol, such as for DATA in non-ASCII transmissions [33]. SMTP's strength comes primarily from its simplicity. Experience with many protocols has shown that protocols with few options tend towards ubiquity, whereas protocols with many options tend towards obscurity. Each and every extension, regardless of its benefits, must be carefully scrutinized with respect to its implementation, deployment, and interoperability costs. In many cases, the cost of extending the SMTP service will likely outweigh the benefit.2.2.2 Definition and Registration of Extensions The IANA maintains a registry of SMTP service extensions. A corresponding EHLO keyword value is associated with each extension. Each service extension registered with the IANA must be defined in a formal standards-track or IESG-approved experimental protocol document. The definition must include: - the textual name of the SMTP service extension; - the EHLO keyword value associated with the extension; - the syntax and possible values of parameters associated with the EHLO keyword value; - any additional SMTP verbs associated with the extension (additional verbs will usually be, but are not required to be, the same as the EHLO keyword value); - any new parameters the extension associates with the MAIL or RCPT verbs; - a description of how support for the extension affects the behavior of a server and client SMTP; and, - the increment by which the extension is increasing the maximum length of the commands MAIL and/or RCPT, over that specified in this standard.Klensin Standards Track [Page 8]RFC 2821 Simple Mail Transfer Protocol April 2001 In addition, any EHLO keyword value starting with an upper or lower case "X" refers to a local SMTP service extension used exclusively through bilateral agreement. Keywords beginning with "X" MUST NOT be used in a registered service extension. Conversely, keyword values presented in the EHLO response that do not begin with "X" MUST correspond to a standard, standards-track, or IESG-approved experimental SMTP service extension registered with IANA. A conforming server MUST NOT offer non-"X"-prefixed keyword values that are not described in a registered extension. Additional verbs and parameter names are bound by the same rules as EHLO keywords; specifically, verbs beginning with "X" are local extensions that may not be registered or standardized. Conversely, verbs not beginning with "X" must always be registered.2.3 Terminology The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described below. 1. MUST This word, or the terms "REQUIRED" or "SHALL", mean that the definition is an absolute requirement of the specification. 2. MUST NOT This phrase, or the phrase "SHALL NOT", mean that the definition is an absolute prohibition of the specification. 3. SHOULD This word, or the adjective "RECOMMENDED", mean that there may exist valid reasons in particular circumstances to ignore a particular item, but the full implications must be understood and carefully weighed before choosing a different course. 4. SHOULD NOT This phrase, or the phrase "NOT RECOMMENDED" mean that there may exist valid reasons in particular circumstances when the particular behavior is acceptable or even useful, but the full implications should be understood and the case carefully weighed before implementing any behavior described with this label. 5. MAY This word, or the adjective "OPTIONAL", mean that an item is truly optional. One vendor may choose to include the item because a particular marketplace requires it or because the vendor feels that it enhances the product while another vendor may omit the same item. An implementation which does not include a particular option MUST be prepared to interoperate with another implementation which does include the option, though perhaps with reduced functionality. In the same vein an implementation whichKlensin Standards Track [Page 9]RFC 2821 Simple Mail Transfer Protocol April 2001 does include a particular option MUST be prepared to interoperate with another implementation which does not include the option (except, of course, for the feature the option provides.)2.3.1 Mail Objects SMTP transports a mail object. A mail object contains an envelope and content. The SMTP envelope is sent as a series of SMTP protocol units (described in section 3). It consists of an originator address (to which error reports should be directed); one or more recipient addresses; and optional protocol extension material. Historically, variations on the recipient address specification command (RCPT TO) could be used to specify alternate delivery modes, such as immediate display; those variations have now been deprecated (see appendix F, section F.6). The SMTP content is sent in the SMTP DATA protocol unit and has two parts: the headers and the body. If the content conforms to other contemporary standards, the headers form a collection of field/value pairs structured as in the message format specification [32]; the body, if structured, is defined according to MIME [12]. The content is textual in nature, expressed using the US-ASCII repertoire [1]. Although SMTP extensions (such as "8BITMIME" [20]) may relax this restriction for the content body, the content headers are always encoded using the US-ASCII repertoire. A MIME extension [23] defines an algorithm for representing header values outside the US-ASCII repertoire, while still encoding them using the US-ASCII repertoire.2.3.2 Senders and Receivers In RFC 821, the two hosts participating in an SMTP transaction were described as the "SMTP-sender" and "SMTP-receiver". This document has been changed to reflect current industry terminology and hence refers to them as the "SMTP client" (or sometimes just "the client") and "SMTP server" (or just "the server"), respectively. Since a given host may act both as server and client in a relay situation,
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