📄 rfc2634.txt
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signedData object. 10. The signedData/Receipt is then put in an application/pkcs7-mime MIME wrapper with the smime-type parameter set to "signed-receipt". This will allow for identification of signed receipts without having to crack the ASN.1 body. The smime-type parameter would still be set as normal in any layer wrapped around this message.Hoffman Standards Track [Page 17]RFC 2634 Enhanced Security Services for S/MIME June 1999 11. If the signedData/Receipt is to be encrypted within an envelopedData object, then an outer signedData object MUST be created that encapsulates the envelopedData object, and a contentHints attribute with contentType set to the id-ct-receipt object identifier MUST be included in the outer signedData SignerInfo signedAttributes. When a receiving agent processes the outer signedData object, the presence of the id-ct-receipt OID in the contentHints contentType indicates that a signedData/Receipt is encrypted within the envelopedData object encapsulated by the outer signedData. All sending agents that support the generation of ESS signed receipts MUST provide the ability to send encrypted signed receipts (that is, a signedData/Receipt encapsulated within an envelopedData). The sending agent MAY send an encrypted signed receipt in response to an envelopedData-encapsulated signedData requesting a signed receipt. It is a matter of local policy regarding whether or not the signed receipt should be encrypted. The ESS signed receipt includes the message digest value calculated for the original signedData object that requested the signed receipt. If the original signedData object was sent encrypted within an envelopedData object and the ESS signed receipt is sent unencrypted, then the message digest value calculated for the original encrypted signedData object is sent unencrypted. The responder should consider this when deciding whether or not to encrypt the ESS signed receipt.2.4.1 MLExpansionHistory Attributes and Receipts An MLExpansionHistory attribute MUST NOT be included in the attributes of a SignerInfo in a SignedData object that encapsulates a Receipt content. This is true because when a SignedData/Receipt is sent to an MLA for distribution, then the MLA must always encapsulate the received SignedData/Receipt in an outer SignedData in which the MLA will include the MLExpansionHistory attribute. The MLA cannot change the signedAttributes of the received SignedData/Receipt object, so it can't add the MLExpansionHistory to the SignedData/Receipt.2.5 Determining the Recipients of the Signed Receipt If a signed receipt was created by the process described in the sections above, then the software MUST use the following process to determine to whom the signed receipt should be sent. 1. The receiptsTo field must be present in the receiptRequest attribute. The software initiates the sequence of recipients with the value(s) of receiptsTo.Hoffman Standards Track [Page 18]RFC 2634 Enhanced Security Services for S/MIME June 1999 2. If the MlExpansionHistory attribute is present in the outer SignedData block, and the last MLData contains an MLReceiptPolicy value of insteadOf, then the software replaces the sequence of recipients with the value(s) of insteadOf. 3. If the MlExpansionHistory attribute is present in the outer SignedData block and the last MLData contains an MLReceiptPolicy value of inAdditionTo, then the software adds the value(s) of inAdditionTo to the sequence of recipients.2.6. Signed Receipt Validation A signed receipt is communicated as a single ASN.1 encoded object composed of a signedData object directly including a Receipt content. It is identified by the presence of the id-ct-receipt object identifier in the encapContentInfo eContentType value of the signedData object including the Receipt content. Although recipients are not supposed to send more than one signed receipt, receiving agents SHOULD be able to accept multiple signed receipts from a recipient. A signedData/Receipt is validated as follows: 1. ASN.1 decode the signedData object including the Receipt content. 2. Extract the contentType, signedContentIdentifier, and originatorSignatureValue from the decoded Receipt structure to identify the original signedData signerInfo that requested the signedData/Receipt. 3. Acquire the message signature digest value calculated by the sender to generate the signature value included in the original signedData signerInfo that requested the signedData/Receipt. 3.1. If the sender-calculated message signature digest value has been saved locally by the sender, it must be located and retrieved. 3.2. If it has not been saved, then it must be re-calculated based on the original signedData content and signedAttributes as described in [CMS]. 4. The message signature digest value calculated by the sender is then compared with the value of the msgSigDigest signedAttribute included in the signedData/Receipt signerInfo. If these digest values are identical, then that proves that the message signature digest value calculated by the recipient based on the receivedHoffman Standards Track [Page 19]RFC 2634 Enhanced Security Services for S/MIME June 1999 original signedData object is the same as that calculated by the sender. This proves that the recipient received exactly the same original signedData content and signedAttributes as sent by the sender because that is the only way that the recipient could have calculated the same message signature digest value as calculated by the sender. If the digest values are different, then the signedData/Receipt signature verification process fails. 5. Acquire the digest value calculated by the sender for the Receipt content constructed by the sender (including the contentType, signedContentIdentifier, and signature value that were included in the original signedData signerInfo that requested the signedData/Receipt). 5.1. If the sender-calculated Receipt content digest value has been saved locally by the sender, it must be located and retrieved. 5.2. If it has not been saved, then it must be re-calculated. As described in section above, step 2, create a Receipt structure including the contentType, signedContentIdentifier and signature value that were included in the original signedData signerInfo that requested the signed receipt. The Receipt structure is then ASN.1 DER encoded to produce a data stream which is then digested to produce the Receipt content digest value. 6. The Receipt content digest value calculated by the sender is then compared with the value of the messageDigest signedAttribute included in the signedData/Receipt signerInfo. If these digest values are identical, then that proves that the values included in the Receipt content by the recipient are identical to those that were included in the original signedData signerInfo that requested the signedData/Receipt. This proves that the recipient received the original signedData signed by the sender, because that is the only way that the recipient could have obtained the original signedData signerInfo signature value for inclusion in the Receipt content. If the digest values are different, then the signedData/Receipt signature verification process fails. 7. The ASN.1 DER encoded signedAttributes of the signedData/Receipt signerInfo are digested as described in [CMS]. 8. The resulting digest value is then used to verify the signature value included in the signedData/Receipt signerInfo. If the signature verification is successful, then that proves the integrity of the signedData/receipt signerInfo signedAttributes and authenticates the identity of the signer of the signedData/ReceiptHoffman Standards Track [Page 20]RFC 2634 Enhanced Security Services for S/MIME June 1999 signerInfo. Note that the signedAttributes include the recipient-calculated Receipt content digest value (messageDigest attribute) and recipient-calculated message signature digest value (msgSigDigest attribute). Therefore, the aforementioned comparison of the sender-generated and recipient-generated digest values combined with the successful signedData/Receipt signature verification proves that the recipient received the exact original signedData content and signedAttributes (proven by msgSigDigest attribute) that were signed by the sender of the original signedData object (proven by messageDigest attribute). If the signature verification fails, then the signedData/Receipt signature verification process fails. The signature verification process for each signature algorithm that is used in conjunction with the CMS protocol is specific to the algorithm. These processes are described in documents specific to the algorithms.2. 7 Receipt Request Syntax A receiptRequest attribute value has ASN.1 type ReceiptRequest. Use the receiptRequest attribute only within the signed attributes associated with a signed message.ReceiptRequest ::= SEQUENCE { signedContentIdentifier ContentIdentifier, receiptsFrom ReceiptsFrom, receiptsTo SEQUENCE SIZE (1..ub-receiptsTo)) OF GeneralNames }ub-receiptsTo INTEGER ::= 16id-aa-receiptRequest OBJECT IDENTIFIER ::= { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs-9(9) smime(16) id-aa(2) 1}ContentIdentifier ::= OCTET STRINGid-aa-contentIdentifier OBJECT IDENTIFIER ::= { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs-9(9) smime(16) id-aa(2) 7} A signedContentIdentifier MUST be created by the message originator when creating a receipt request. To ensure global uniqueness, the minimal signedContentIdentifier SHOULD contain a concatenation of user-specific identification information (such as a user name or public keying material identification information), a GeneralizedTime string, and a random number.Hoffman Standards Track [Page 21]RFC 2634 Enhanced Security Services for S/MIME June 1999 The receiptsFrom field is used by the originator to specify the recipients requested to return a signed receipt. A CHOICE is provided to allow specification of: - receipts from all recipients are requested - receipts from first tier (recipients that did not receive the message as members of a mailing list) recipients are requested - receipts from a specific list of recipients are requested ReceiptsFrom ::= CHOICE { allOrFirstTier [0] AllOrFirstTier, -- formerly "allOrNone [0]AllOrNone" receiptList [1] SEQUENCE OF GeneralNames } AllOrFirstTier ::= INTEGER { -- Formerly AllOrNone allReceipts (0), firstTierRecipients (1) } The receiptsTo field is used by the originator to identify the user(s) to whom the identified recipient should send signed receipts. The message originator MUST populate the receiptsTo field with a GeneralNames for each entity to whom the recipient should send the signed receipt. If the message originator wants the recipient to send the signed receipt to the originator, then the originator MUST include a GeneralNames for itself in the receiptsTo field.2.8 Receipt Syntax Receipts are represented using a new content type, Receipt. The Receipt content type shall have ASN.1 type Receipt. Receipts must be encapsulated within a SignedData message.Receipt ::= SEQUENCE { version ESSVersion, contentType ContentType, signedContentIdentifier ContentIdentifier, originatorSignatureValue OCTET STRING }id-ct-receipt OBJECT IDENTIFIER ::= { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs-9(9) smime(16) id-ct(1) 1}ESSVersion ::= INTEGER { v1(1) } The version field defines the syntax version number, which is 1 for this version of the standard.Hoffman Standards Track [Page 22]RFC 2634 Enhanced Security Services for S/MIME June 19992.9 Content Hints Many applications find it useful to have information that describes the innermost signed content of a multi-layer message available on the outermost signature layer. The contentHints attribute provides such information.Content-hints attribute values have ASN.1 type contentHints.ContentHints ::= SEQUENCE { contentDescription UTF8String (SIZE (1..MAX)) OPTIONAL, contentType ContentType }id-aa-contentHint OBJECT IDENTIFIER ::= { iso(1) member-body(2) us(840)
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