📄 rfc1001.txt
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NetBIOS Working Group [Page 6]RFC 1001 March 19873. INTRODUCTION This RFC describes the ideas and general methods used to provide NetBIOS on a TCP and UDP foundation. A companion RFC, "Protocol Standard For a NetBIOS Service on a TCP/UDP Transport: Detailed Specifications"[1] contains detailed descriptions of packet formats, protocols, and defined constants and variables. The NetBIOS service has become the dominant mechanism for personal computer networking. NetBIOS provides a vendor independent interface for the IBM Personal Computer (PC) and compatible systems. NetBIOS defines a software interface not a protocol. There is no "official" NetBIOS service standard. In practice, however, the IBM PC-Network version is used as a reference. That version is described in the IBM document 6322916, "Technical Reference PC Network"[2]. Protocols supporting NetBIOS services have been constructed on diverse protocol and hardware foundations. Even when the same foundation is used, different implementations may not be able to interoperate unless they use a common protocol. To allow NetBIOS interoperation in the Internet, this RFC defines a standard protocol to support NetBIOS services using TCP and UDP. NetBIOS has generally been confined to personal computers to date. However, since larger computers are often well suited to run certain NetBIOS applications, such as file servers, this specification has been designed to allow an implementation to be built on virtually any type of system where the TCP/IP protocol suite is available. This standard defines a set of protocols to support NetBIOS services. These protocols are more than a simple communications service involving two entities. Rather, this note describes a distributed system in which many entities play a part even if they are not involved as an end-point of a particular NetBIOS connection. This standard neither constrains nor determines how those services are presented to application programs. Nevertheless, it is expected that on computers operating under the PC-DOS and MS-DOS operating systems that the existing NetBIOS interface will be preserved by implementors. NOTE: Various symbolic values are used in this document. For their definitions, refer to the Detailed Specifications[1].NetBIOS Working Group [Page 7]RFC 1001 March 19874. DESIGN PRINCIPLES In order to develop the specification the following design principles were adopted to guide the effort. Most are typical to any protocol standardization effort; however, some have been assigned priorities that may be considered unusual.4.1. PRESERVE NetBIOS SERVICES In the absence of an "official" standard for NetBIOS services, the version found in the IBM PC Network Technical Reference[2] is used. NetBIOS is the foundation of a large body of existing applications. It is desirable to operate these applications on TCP networks and to extend them beyond personal computers into larger hosts. To support these applications, NetBIOS on TCP must closely conform to the services offered by existing NetBIOS systems. IBM PC-Network NetBIOS contains some implementation specific characteristics. This standard does not attempt to completely preserve these. It is certain that some existing software requires these characteristics and will fail to operate correctly on a NetBIOS service based on this RFC.4.2. USE EXISTING STANDARDS Protocol development, especially with standardization, is a demanding process. The development of new protocols must be minimized. It is considered essential that an existing standard which provides the necessary functionality with reasonable performance always be chosen in preference to developing a new protocol. When a standard protocol is used, it must be unmodified.4.3. MINIMIZE OPTIONS The standard for NetBIOS on TCP should contain few, if any, options. Where options are included, the options should be designed so that devices with different option selections should interoperate.4.4. TOLERATE ERRORS AND DISRUPTIONS NetBIOS networks typically operate in an uncontrolled environment. Computers come on-line at arbitrary times. Computers usually go off-line without any notice to their peers. The software is often operated by users who are unfamiliar with networks and who may randomly perturb configuration settings. Despite this chaos, NetBIOS networks work. NetBIOS on TCP must alsoNetBIOS Working Group [Page 8]RFC 1001 March 1987 be able to operate well in this environment. Robust operation does not necessarily mean that the network is proof against all disruptions. A typical NetBIOS network may be disrupted by certain types of behavior, whether inadvertent or malicious.4.5. DO NOT REQUIRE CENTRAL MANAGEMENT NetBIOS on TCP should be able to operate, if desired, without centralized management beyond that typically required by a TCP based network.4.6. ALLOW INTERNET OPERATION The proposed standard recognizes the need for NetBIOS operation across a set of networks interconnected by network (IP) level relays (gateways.) However, the standard assumes that this form of operation will be less frequent than on the local MAC bridged-LAN.4.7. MINIMIZE BROADCAST ACTIVITY The standard pre-supposes that the only broadcast services are those supported by UDP. Multicast capabilities are not assumed to be available in any form. Despite the availability of broadcast capabilities, the standard recognizes that some administrations may wish to avoid heavy broadcast activity. For example, an administration may wish to avoid isolated non-participating hosts from the burden of receiving and discarding NetBIOS broadcasts.4.8. PERMIT IMPLEMENTATION ON EXISTING SYSTEMS The NetBIOS on TCP protocol should be implementable on common operating systems, such as Unix(tm) and VAX/VMS(tm), without massive effort. The NetBIOS protocols should not require services typically unavailable on presently existing TCP/UDP/IP implementations.4.9. REQUIRE ONLY THE MINIMUM NECESSARY TO OPERATE The protocol definition should specify only the minimal set of protocols required for interoperation. However, additional protocol elements may be defined to enhance efficiency. These latter elements may be generated at the option of the sender, although they must be accepted by all receivers.NetBIOS Working Group [Page 9]RFC 1001 March 19874.10. MAXIMIZE EFFICIENCY To be useful, a protocol must conduct its business quickly.4.11. MINIMIZE NEW INVENTIONS When an existing protocol is not quite able to support a necessary function, but with a small amount of change, it could, that protocol should be used. This is felt to be easier to achieve than development of new protocols; further, it is likely to have more general utility for the Internet.5. OVERVIEW OF NetBIOS This section describes the NetBIOS services. It is for background information only. The reader may chose to skip to the next section. NetBIOS was designed for use by groups of PCs, sharing a broadcast medium. Both connection (Session) and connectionless (Datagram) services are provided, and broadcast and multicast are supported. Participants are identified by name. Assignment of names is distributed and highly dynamic. NetBIOS applications employ NetBIOS mechanisms to locate resources, establish connections, send and receive data with an application peer, and terminate connections. For purposes of discussion, these mechanisms will collectively be called the NetBIOS Service. This service can be implemented in many different ways. One of the first implementations was for personal computers running the PC-DOS and MS-DOS operating systems. It is possible to implement NetBIOS within other operating systems, or as processes which are, themselves, simply application programs as far as the host operating system is concerned. The NetBIOS specification, published by IBM as "Technical Reference PC Network"[2] defines the interface and services available to the NetBIOS user. The protocols outlined by that document pertain only to the IBM PC Network and are not generally applicable to other networks.5.1. INTERFACE TO APPLICATION PROGRAMS NetBIOS on personal computers includes both a set of services and an exact program interface to those services. NetBIOS on other computer systems may present the NetBIOS services to programs using other interfaces. Except on personal computers, no clear standard for a NetBIOS software interface has emerged.NetBIOS Working Group [Page 10]RFC 1001 March 19875.2. NAME SERVICE NetBIOS resources are referenced by name. Lower-level address information is not available to NetBIOS applications. An application, representing a resource, registers one or more names that it wishes to use. The name space is flat and uses sixteen alphanumeric characters. Names may not start with an asterisk (*). Registration is a bid for use of a name. The bid may be for exclusive (unique) or shared (group) ownership. Each application contends with the other applications in real time. Implicit permission is granted to a station when it receives no objections. That is, a bid is made and the application waits for a period of time. If no objections are received, the station assumes that it has permission. A unique name should be held by only one station at a time. However, duplicates ("name conflicts") may arise due to errors. All instances of a group name are equivalent. An application referencing a name generally does not know (or care) whether the name is registered as a unique or a group name. An explicit name deletion function is specified, so that applications may remove a name. Implicit name deletion occurs when a station ceases operation. In the case of personal computers, implicit name deletion is a frequent occurrence. The Name Service primitives are: 1) Add Name The requesting application wants exclusive use of the name. 2) Add Group Name The requesting application is willing to share use of the name with other applications. 3) Delete Name The application no longer requires use of the name. It is important to note that typical use of NetBIOS is among independently-operated personal computers. A common way to stop using a PC is to turn it off; in this case, the graceful give-back mechanism, provided by the Delete Name function, is not used. Because this occurs frequently, the network service must support this behavior.NetBIOS Working Group [Page 11]RFC 1001 March 19875.3. SESSION SERVICE A session is a reliable message exchange, conducted between a pair of NetBIOS applications. Sessions are full-duplex, sequenced, and reliable. Data is organized into messages. Each message may range in size from 0 to 131,071 bytes. No expedited or urgent data capabilities are present. Multiple sessions may exist between any pair of calling and called names. The parties to a connection have access to the calling and called names. The NetBIOS specification does not define how a connection request to a shared (group) name resolves into a session. The usual assumption is that a session may be established with any one owner of the called group name. An important service provided to NetBIOS applications is the detection of sessions failure. The loss of a session is reported to an application via all of the outstanding service requests for that session. For example, if the application has only a NetBIOS receive primitive pending and the session terminates, the pending receive will abort with a termination indication. Session Service primitives are: 1) Call Initiate a session with a process that is listening under the specified name. The calling entity must indicate both a calling name (properly registered to the caller) and a called name. 2) Listen Accept a session from a caller. The listen primitive may be constrained to accept an incoming call from a named caller. Alternatively, a call may be accepted from any caller. 3) Hang Up
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