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Network Working Group                                          L. DaigleRequest for Comments: 2970                                      T. EklofCategory: Informational                                     October 2000  Architecture for Integrated Directory Services - Result from TISDAGStatus of this Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2000).  All Rights Reserved.Abstract   A single, unified, global whitepages directory service remains   elusive.  Nonetheless, there is increasing call for participation of   widely-dispersed directory servers (i.e., across multiple   organizations) in large-scale directory services.  These services   range from national whitepages services, to multi-national indexes of   WWW resources, and beyond.  Drawing from experiences with the TISDAG   (Technical Infrastructure for Swedish Directory Access Gateways)   ([TISDAG]) project, this document outlines an approach to providing   the necessary infrastructure for integrating such widely-scattered   servers into a single service, rather than attempting to mandate a   single protocol and schema set for all participating servers to use.1. Introduction   The TISDAG project addressed the issue of providing centralized   access to distributed information for whitepages information on a   national scale.  The specification of the eventual system is   presented in [TISDAG], and [DAGEXP] outlines some of the practical   experience already gained in implementing a system of this scale and   nature.  [DAG-Mesh] considers the issues and possibilities of   networking multiple DAG services.  Following on from those, this   document attempts to describe some of the architectural underpinnings   of the system, and propose directions in which the approach can be   generalized, within the bounds of applicability.Daigle & Eklof               Informational                      [Page 1]RFC 2970       Architecture for IDS - Result from TISDAG    October 2000   The proposed architecture inserts a coordinated set of modules   between the client access software and participating servers.  While   the client software interacts with the service at a single entry   point, the remaining modules are called upon (behind the scenes) to   provide the necessary application support.  This may come in the form   of modules that provide query proxying, schema translation, lookups,   referrals, security infrastructure, etc.   Part of this architecture is an "internal protocol" -- called the   "DAG/IP" in the TISDAG project.  This document also outlines the   perceived requirements for this protocol in the extended DAG.2.0 Some terminology   Terms used in this document are compliant with those set out in   [ALVE]. For the purposes of this document, important distinctions and   relationships are defined between applications, services, servers and   systems.  These are defined as follows:   Application:  this is meant in the general sense, as a solution to a     particular (set of) user need(s).  That is, the definition is not     tied to a particular piece of software (as in "application     program").     The definition of an application includes the type(s) of     information to be exchanged, expected behavior, etc.  Thus, a     whitepages (search) application may expect to receive a name as     input to a query engine, and will return all information associated     with the name.  By contrast, a specific security application might     use the same input name to verify access controls.   Service:  an operational system providing (controlled) access to     fulfill a particular application's needs.     One service may be changed by configuring location, access     controls, etc.  Changing application means changing the service.   Server:  a single component offering access through a dedicated     protocol, without regard to a specific service (or services) it may     be supporting in a given configuration. Typically programmed for a     particular application.   System:  a set of components with established interconnections.     Thus, a service can be split between several servers.  A collection     of services (independently, or interrelated through specified     agreements) act as an implementation of an application.  A system     is composed of one or more servers and services.Daigle & Eklof               Informational                      [Page 2]RFC 2970       Architecture for IDS - Result from TISDAG    October 2000     A "system architecture" identifies specific software components,     their behavior, communication channels and messages needed to     fulfill a particular service's needs.  The TISDAG specification     [TISDAG] includes just such a description, defining a software     system that will meet the needs of a national whitepages directory     service.  Here, we outline some of the general principles which     lead to that specific system architecture and discuss ways in which     the principles can be applied in other contexts.     Looking at this bigger picture, we present a "service     architecture", or a framework for assembling components into     systems that meet the needs of a wider variety of services.  This     is not a question of developing one or more new protocols for     services, but rather to examine a useful framework of     interoperating components.  The goal is to reduce the overall     number of (specialized) protocols that are developed requiring     incorporation of some very general concepts that are common to all     protocols.3.0  TISDAG -- a first implementation, and some generalizations   The Swedish TISDAG project (described in detail in [TISDAG], with   some experiences reported in [DAGEXP]) was designed to fulfill the   requirements of a particular national directory service.   The   experience of developing component-based system for providing a   directory service through a uniform interface (client access point)   provided valuable insight into the possibilities of extending the   system architecture so that services with different base requirements   can benefit from many of the same advantages.3.1 Deconstructing the TISDAG architecture   In retrospect, we can describe the TISDAG system architecture in   terms of 3 key requirements and 4 basic design principles:      R1. The service had to function with (several) existing client and          server software for the white pages application.      R2. It had to be possible to extend the service to accommodate new          client and server protocols if and when they became relevant.      R3. The service had to be easily reconfigurable -- to accommodate          more machines (load-sharing), etc.      D1. As a design principle, it was important to consider the          possibility that queries and information templates (schema)          other than the originally-defined set might eventually be          supported.Daigle & Eklof               Informational                      [Page 3]RFC 2970       Architecture for IDS - Result from TISDAG    October 2000      D2. As the architecture was already modular and geared towards          extensibility, it seemed important to keep in mind that the          same (or a similar) system could be applied to other (non-          white pages) applications.      D3. There is an "inside" and an "outside" to the service --          distinguishing between components that are accessible to the          world at large and those that are open only to other          components of the system.      D4. Internally, there is a single protocol framework for all          communications -- this facilitates service support functions          (e.g., security of transmission), ensures distributability,          and provides the base mechanism for allowing/ascertaining          interoperability of components.   The resulting system architecture featured modular component (types)   to fulfill a small number of functional roles, interconnected by a   generic query-response language.  The functional roles were defined   as:      CAPs -- "client access points" -- responsible for accepting and      responding to incoming requests through programmed and configured      behavior -- to translate the incoming query into some set of DAG-      internal actions (queries) and dealing with the responses,      filtering and recombining them in such a way as to fulfill the      client request within the scope of the service.  In the TISDAG      system, all CAPs are responsible for handling whitepages queries,      but the CAPs are distinguished by the application protocol in      which they will receive queries (e.g., LDAPv2, LDAPv3, HTTP, etc).      To the client software, the TISDAG system appears as a server of      that particular protocol.  In the more general case, CAPs may be      configured to handle different aspects of a service (e.g.,      authenticated vs.  non-authenticated access).  While the TISDAG      CAPs all had a simple control structure, the more general case      would also see CAPs drawing on different subsets of DAG (internal)      servers in order to handle different query types.  (See the      "Operator Service" example, in section 5.2 below).      SAPs -- "service access points" -- responsible for proxying DAG-      internal queries to specified services.  These are resources drawn      upon by other components within the system.  Through programmed      and configured behavior, they translate queries in the internal      protocol into actions against (typically external) servers, taking      care of any necessary overhead or differences in interaction      style, and converting the responses back into the internal      protocol.  In the TISDAG system, all SAPs are responsible for      handling whitepages queries, but they are distinguished by theDaigle & Eklof               Informational                      [Page 4]RFC 2970       Architecture for IDS - Result from TISDAG    October 2000      application protocol in which they will access remote services.      Further distinctions could be made based on the (remote service's)      schema mappings they handle, and other service differentiators.      Internal Servers respond to queries in the internal protocol and      provide specific types of information.  In the TISDAG system,      there is one internal server which provides referral information      in response to queries.   Note that all these components are defined by the functional roles   they play in the system, not the particular protocols they handle, or   even the aspect of the service they are meant to support.  That is, a   client access point is responsible for handling client traffic,   whether its for searching, establishing security credentials, or some   other task.3.2 Some generalizations   The Requirements and Design principles outlined above are not   particular to a national whitepages service.  They are equally   applicable in any application based on a query-response model, in   services where multiple protocols need to be supported, and/or when   the service requires specialized behavior "behind the scenes".  In   the TISDAG project, this last was inherent in the way the service   first looks for referrals, then makes queries as appropriate.  For   protocols that don't handle the referral concept natively, the TISDAG   system proxies the queries.   Because of its particular application to query-response situations,   the term "Directory Access Gateway", or "DAG" still fits as a label   for this type of system architecture.   Internet applications are evolving, and require more sophisticated   features (e.g., security mechanisms, accounting mechanisms,   integration of historical session data).  Continuing to develop a   dedicated protocol per application type results in encumbered and   unwieldy protocols, as each must implement coverage of all of these   common aspects.  But creating a single multi-application protocol   seems unlikely at best.  The implicit proposal here is that, rather   than overloading protocols to support multiple aspects of a service,   those aspects can be managed by breaking the service into multiple   supporting components to carry out the specialized tasks of   authentication, etc.Daigle & Eklof               Informational                      [Page 5]RFC 2970       Architecture for IDS - Result from TISDAG    October 20003.3 A Word on DAG/IP   In the TISDAG project, the choice was made to use a single "internal   protocol" (DAG/IP).  The particular protocol used is not relevant to   the architecture, but the principle is important.  By selecting a   single query-response transaction protocol, the needs of the   particular application could be mapped onto it in terms of queries   and data particular to the application.  This makes the internal   communications more flexible for configuration to other environments   (services, applications).   It is common today to select an existing, widely deployed protocol   for transferring commands and data between client and server -- e.g.,   HTTP.  However, apart from any issues of the appropriateness (or   inappropriateness) of extending HTTP to this use, the work would have   remained to define all the transaction types and data types over that   protocol -- the specification of the interaction semantics and   syntax.3.4 Perceived benefits   Apart from the potential to divide and conquer service aspects, as   described above, this approach has many perceived benefits:      - For multi-protocol environments, it requires on the order of        N+M inter-protocol mappings, not NxM.      - distribution of development      - distribution of operation      - eventual possibilities of hooking together different        systems (of different backgrounds)      - separation of              - architectural principles              - implementation to a specific application              - configuration for a given service   It is not the goal to say that a standardized system architecture can   be made so that single components can be built for all possible   applications.  However, this approach in general permits the   decoupling of access protocols from specific applications, and   facilitates the integration of necessary infrastructure independently   of access protocol (e.g., referrals, security, lookup services,   distribution etc).Daigle & Eklof               Informational                      [Page 6]

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