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Network Working Group V. CerfRequest for Comments: 1109 NRI August 1989 Report of the Second Ad Hoc Network Management Review GroupStatus of this Memo This RFC reports an official Internet Activities Board (IAB) policy position on the treatment of Network Management in the Internet. This RFC presents the results and recommendations of the second Ad Hoc Network Management Review on June 12, 1989. The results of the first such meeting were reported in RFC 1052 [1]. This report was approved and its recommendations adopted by the IAB as assembled on July 11- 13, 1989. Distribution of this memo is unlimited.INTRODUCTION On February 29, 1988, an Ad Hoc Network Management Review Group was convened to consider the state of network management technology for the Internet and to make recommendations to the Internet Activities Board as to network management policy. The outcome of that meeting was summarized in RFC 1052 and essentially established a framework in which two network management protocols now known respectively as Simple Network Management Protocol (SNMP) and Common Management Information Protocol on TCP (CMOT) were selected for further work. Subsequently, both SNMP [6] and CMOT [5] were advanced to Draft- Standard/Recommended status for use in the Internet [SNMP: RFC 1098, CMOT: RFC 1095]. Simultaneously, it was agreed to establish a working group to coordinate the definition and specification of managed objects to be used in common with either protocol. In addition, it was agreed to use the then current ISO Structure of Management Information (SMI) specification as a reference standard to guide the naming and abstraction conventions that would be followed in constructing the common Internet Management Information Base (MIB). The Internet versions of SMI and MIB were specified in RFC 1065 [2] and RFC 1066 [3] respectively. In the intervening fifteen months, considerable progress has been made in the specification of a common Management Information Base and in the implementation, deployment and use of network management tools in the Internet.Cerf [Page 1]RFC 1109 Internet Management August 1989 The current public subtree of the Internet MIB contains roughly 100 variables (i.e., managed objects) agreed by the SNMP and CMOT working groups as mandatory for Internet network management. The June 12, 1989 meeting which this document reports was convened to review the progress to date, to determine whether actions were needed to foster further evolution of network management tools and to recommend specific actions in this area to the IAB.SNMP STATUS Immediately after the meeting reported in RFC 1052, a group was convened to make extensions and changes to the predecessor to SNMP: Simple Gateway Monitoring Protocol. A "connectathon" was held at NYSERNet, an RFC published, and demonstrations of network management tools using SNMP were offered in the Fall at Interop 88 [a conference and show presented by Advanced Computing Environments (ACE)]. The protocol is in use in a number of networks within the Internet as well as in private packet networks internationally. A number of vendor implementations are in the field (e.g., cisco Systems, Proteon, The Wollongong Group), vendor independent reference implementations (e.g., NYSERNet, Case and Key in Tennessee) along with some freely available versions (e.g., MIT, CMU). It is important to note that while the common Internet Management Information Base has roughly 100 variables, a typical SNMP monitoring system may support anywhere from 100 to 200 ADDITIONAL objects which have been defined in private or experimental MIB space. Many of these are device or protocol dependent variables. Scaling to include larger numbers of monitored objects and subsystems remains a challenge. It was observed that fault monitoring was easier to scale than performance and configuration monitoring, since the former may operate on an exception basis while the latter is more likely to require periodic reporting.CMOT STATUS RFC 1095 (CMOT) was recently published and built upon experience gained earlier with prototype implementations demonstrated at Interop 88 in the Fall of that year. The present specification for CMOT is based on the ISO Draft International Standard version of Common Management Information Protocol (CMIP). The CMIP is being moved to International Standard status, though the precise timing is not perfectly clear. It will happen late in 1989 or perhaps in the first quarter of 1990. Some changes will be made to correct known errors and the CMIP document itself will probably be restructured. During this discussion, it was pointed out that there is much toCerf [Page 2]RFC 1109 Internet Management August 1989 network management which is not addressed by either the CMOT or the SNMP specifications: for example, down loading of software, configuration management and user access control. Authentication of the source of network management commands and responses is another area important to providers and users of network management tools. The National Institute for Standards and Technology (NIST) is sponsoring the development of implementors' agreements on the functional behavior of network management tools including, inter alia, logging, event reporting, error reporting, structured object management, and alarm reporting. Although at the time of the meeting, there were no publicly available implementations of CMOT reported, developments were reportedly planned by a number of vendors both in the form of agents and network management tools. The University of Wisconsin plans to demonstrate CMOT using the ISODE software at Interop 89 [(tm) ACE] in September 1989.MIB AND SMI STATUS In the Fall of 1988, two RFCs were published (1065 and 1066) to specify the Structure of Management Information (SMI) and the initial Internet Management Information Base (MIB) respectively. There were some challenges in crafting this set of commonly agreed variables; in the end, roughly 100 were agreed and defined as mandatory for Internet management. It was recognized in this process that the definition of the layer BELOW IP was a difficult task. IP is sufficiently simple and general that it has been moved in encapsulated form over many media including the MAC level of various local nets, X.25 packet level, serial line protocols, multiplexors, tunnels and, it is rumored, tin cans and string. At the Transport level, specifically for TCP, it was observed that information about the transient status of connections was potentially inaccessible to the network management tools since the loss of a TCP connection typically meant loss of its Transmission Control Block (status block) just when you wanted to look back into the history of its state. Countervailing this observation was evidence that looking at TCBs with network management tools yielded far more insight into the transient behavior of TCP than looking at aggregated network statistics. It was clear from the discussion that there is strong interest in extending the variables accessible via network management tools. Adding new devices, new higher level protocols and the ability toCerf [Page 3]RFC 1109 Internet Management August 1989 manipulate configuration information were high on the list of desirable extensions, although several participants felt that this desire needed some moderation. A vital, but unsettled research area has to do with relationships among groups of monitored variables. A particular implementation may have IP operating atop X.25. The problem is to be able to make queries about the condition of monitored variables so that those for the IP level can be correlated with those for a lower layer, for instance. This notion of relationship is especially important as network devices (including hosts) begin to sport multiple network connections and multiple protocol suites operating in parallel. Just how the dynamics of such relationships are to be specified, defined and instantiated is the research question. What sort of SMI is appropriate? What generic structure is needed for the management objects? Another difficult topic has to do with version numbers for SMI. The issue is "which version of MIB is instantiated in this monitored system?" As consideration of extensions to the currently agreed SMI were contemplated during the last fifteen months, it became apparent that the question of versions was central. Not far behind was the question of functionality of the underlying support protocols (SNMP and CMOT). The RFC 1052 recommendation was to tightly link the MIB/SMI, keeping only one such definition for both protocols. In theory, this plan would make it easier to move from one protocol base to another. In practice, it appears to have stifled exploration of new variable and function definitions in operating network environments. This point needs to be underscored: it is essential for the Internet community to have the freedom to explore the utility of the OSI offerings while, at the same time, having the freedom to respond to operational needs through the definition and use of new MIB variables and SMI features. Yet another area still needing development has to do with the archiving of operational data collected by means of a network management tool. The ISO Common Management Information Service (CMIS) specifications do not treat this matter. Finally, it was pointed out that registration of managed objects and their definitions was still an open area although the NIST has apparently made progress through its Network Management Special Interest Group (NMSIG) in planning for cataloging of defined management information objects.Cerf [Page 4]
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