📄 rfc2595.txt
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Network Working Group C. NewmanRequest for Comments: 2595 InnosoftCategory: Standards Track June 1999 Using TLS with IMAP, POP3 and ACAPStatus of this Memo This document specifies an Internet standards track protocol for the Internet community, and requests discussion and suggestions for improvements. Please refer to the current edition of the "Internet Official Protocol Standards" (STD 1) for the standardization state and status of this protocol. Distribution of this memo is unlimited.Copyright Notice Copyright (C) The Internet Society (1999). All Rights Reserved.1. Motivation The TLS protocol (formerly known as SSL) provides a way to secure an application protocol from tampering and eavesdropping. The option of using such security is desirable for IMAP, POP and ACAP due to common connection eavesdropping and hijacking attacks [AUTH]. Although advanced SASL authentication mechanisms can provide a lightweight version of this service, TLS is complimentary to simple authentication-only SASL mechanisms or deployed clear-text password login commands. Many sites have a high investment in authentication infrastructure (e.g., a large database of a one-way-function applied to user passwords), so a privacy layer which is not tightly bound to user authentication can protect against network eavesdropping attacks without requiring a new authentication infrastructure and/or forcing all users to change their password. Recognizing that such sites will desire simple password authentication in combination with TLS encryption, this specification defines the PLAIN SASL mechanism for use with protocols which lack a simple password authentication command such as ACAP and SMTP. (Note there is a separate RFC for the STARTTLS command in SMTP [SMTPTLS].) There is a strong desire in the IETF to eliminate the transmission of clear-text passwords over unencrypted channels. While SASL can be used for this purpose, TLS provides an additional tool with different deployability characteristics. A server supporting both TLS withNewman Standards Track [Page 1]RFC 2595 Using TLS with IMAP, POP3 and ACAP June 1999 simple passwords and a challenge/response SASL mechanism is likely to interoperate with a wide variety of clients without resorting to unencrypted clear-text passwords. The STARTTLS command rectifies a number of the problems with using a separate port for a "secure" protocol variant. Some of these are mentioned in section 7.1.1. Conventions Used in this Document The key words "REQUIRED", "MUST", "MUST NOT", "SHOULD", "SHOULD NOT", "MAY", and "OPTIONAL" in this document are to be interpreted as described in "Key words for use in RFCs to Indicate Requirement Levels" [KEYWORDS]. Terms related to authentication are defined in "On Internet Authentication" [AUTH]. Formal syntax is defined using ABNF [ABNF]. In examples, "C:" and "S:" indicate lines sent by the client and server respectively.2. Basic Interoperability and Security Requirements The following requirements apply to all implementations of the STARTTLS extension for IMAP, POP3 and ACAP.2.1. Cipher Suite Requirements Implementation of the TLS_DHE_DSS_WITH_3DES_EDE_CBC_SHA [TLS] cipher suite is REQUIRED. This is important as it assures that any two compliant implementations can be configured to interoperate. All other cipher suites are OPTIONAL.2.2. Privacy Operational Mode Security Requirements Both clients and servers SHOULD have a privacy operational mode which refuses authentication unless successful activation of an encryption layer (such as that provided by TLS) occurs prior to or at the time of authentication and which will terminate the connection if that encryption layer is deactivated. Implementations are encouraged to have flexability with respect to the minimal encryption strength or cipher suites permitted. A minimalist approach to this recommendation would be an operational mode where the TLS_DHE_DSS_WITH_3DES_EDE_CBC_SHA cipher suite is mandatory prior to permitting authentication.Newman Standards Track [Page 2]RFC 2595 Using TLS with IMAP, POP3 and ACAP June 1999 Clients MAY have an operational mode which uses encryption only when it is advertised by the server, but authentication continues regardless. For backwards compatibility, servers SHOULD have an operational mode where only the authentication mechanisms required by the relevant base protocol specification are needed to successfully authenticate.2.3. Clear-Text Password Requirements Clients and servers which implement STARTTLS MUST be configurable to refuse all clear-text login commands or mechanisms (including both standards-track and nonstandard mechanisms) unless an encryption layer of adequate strength is active. Servers which allow unencrypted clear-text logins SHOULD be configurable to refuse clear-text logins both for the entire server, and on a per-user basis.2.4. Server Identity Check During the TLS negotiation, the client MUST check its understanding of the server hostname against the server's identity as presented in the server Certificate message, in order to prevent man-in-the-middle attacks. Matching is performed according to these rules: - The client MUST use the server hostname it used to open the connection as the value to compare against the server name as expressed in the server certificate. The client MUST NOT use any form of the server hostname derived from an insecure remote source (e.g., insecure DNS lookup). CNAME canonicalization is not done. - If a subjectAltName extension of type dNSName is present in the certificate, it SHOULD be used as the source of the server's identity. - Matching is case-insensitive. - A "*" wildcard character MAY be used as the left-most name component in the certificate. For example, *.example.com would match a.example.com, foo.example.com, etc. but would not match example.com. - If the certificate contains multiple names (e.g. more than one dNSName field), then a match with any one of the fields is considered acceptable. If the match fails, the client SHOULD either ask for explicit user confirmation, or terminate the connection and indicate the server's identity is suspect.Newman Standards Track [Page 3]RFC 2595 Using TLS with IMAP, POP3 and ACAP June 19992.5. TLS Security Policy Check Both the client and server MUST check the result of the STARTTLS command and subsequent TLS negotiation to see whether acceptable authentication or privacy was achieved. Ignoring this step completely invalidates using TLS for security. The decision about whether acceptable authentication or privacy was achieved is made locally, is implementation-dependent, and is beyond the scope of this document.3. IMAP STARTTLS extension When the TLS extension is present in IMAP, "STARTTLS" is listed as a capability in response to the CAPABILITY command. This extension adds a single command, "STARTTLS" to the IMAP protocol which is used to begin a TLS negotiation.3.1. STARTTLS Command Arguments: none Responses: no specific responses for this command Result: OK - begin TLS negotiation BAD - command unknown or arguments invalid A TLS negotiation begins immediately after the CRLF at the end of the tagged OK response from the server. Once a client issues a STARTTLS command, it MUST NOT issue further commands until a server response is seen and the TLS negotiation is complete. The STARTTLS command is only valid in non-authenticated state. The server remains in non-authenticated state, even if client credentials are supplied during the TLS negotiation. The SASL [SASL] EXTERNAL mechanism MAY be used to authenticate once TLS client credentials are successfully exchanged, but servers supporting the STARTTLS command are not required to support the EXTERNAL mechanism. Once TLS has been started, the client MUST discard cached information about server capabilities and SHOULD re-issue the CAPABILITY command. This is necessary to protect against man-in-the-middle attacks which alter the capabilities list prior to STARTTLS. The server MAY advertise different capabilities after STARTTLS. The formal syntax for IMAP is amended as follows:Newman Standards Track [Page 4]RFC 2595 Using TLS with IMAP, POP3 and ACAP June 1999 command_any =/ "STARTTLS" Example: C: a001 CAPABILITY S: * CAPABILITY IMAP4rev1 STARTTLS LOGINDISABLED S: a001 OK CAPABILITY completed C: a002 STARTTLS S: a002 OK Begin TLS negotiation now <TLS negotiation, further commands are under TLS layer> C: a003 CAPABILITY S: * CAPABILITY IMAP4rev1 AUTH=EXTERNAL S: a003 OK CAPABILITY completed C: a004 LOGIN joe password S: a004 OK LOGIN completed3.2. IMAP LOGINDISABLED capability The current IMAP protocol specification (RFC 2060) requires the implementation of the LOGIN command which uses clear-text passwords. Many sites may choose to disable this command unless encryption is active for security reasons. An IMAP server MAY advertise that the LOGIN command is disabled by including the LOGINDISABLED capability in the capability response. Such a server will respond with a tagged "NO" response to any attempt to use the LOGIN command. An IMAP server which implements STARTTLS MUST implement support for the LOGINDISABLED capability on unencrypted connections. An IMAP client which complies with this specification MUST NOT issue the LOGIN command if this capability is present. This capability is useful to prevent clients compliant with this specification from sending an unencrypted password in an environment subject to passive attacks. It has no impact on an environment subject to active attacks as a man-in-the-middle attacker can remove this capability. Therefore this does not relieve clients of the need to follow the privacy mode recommendation in section 2.2. Servers advertising this capability will fail to interoperate with many existing compliant IMAP clients and will be unable to prevent those clients from disclosing the user's password.4. POP3 STARTTLS extension The POP3 STARTTLS extension adds the STLS command to POP3 servers. If this is implemented, the POP3 extension mechanism [POP3EXT] MUST also be implemented to avoid the need for client probing of multiple commands. The capability name "STLS" indicates this command is present and permitted in the current state.Newman Standards Track [Page 5]
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