📄 rfc761.txt
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established connections. It is also expected that the TCP can asynchronously communicate with application programs. Although considerable freedom is permitted to TCP implementors to design interfaces which are appropriate to a particular operating system environment, a minimum functionality is required at the TCP/user interface for any valid implementation. The interface between TCP and lower level protocol is essentially unspecified except that it is assumed there is a mechanism whereby the two levels can asynchronously pass information to each other. Typically, one expects the lower level protocol to specify this interface. TCP is designed to work in a very general environment of interconnected networks. The lower level protocol which is assumed throughout this document is the Internet Protocol [2].1.5. Operation As noted above, the primary purpose of the TCP is to provide reliable, securable logical circuit or connection service between pairs of processes. To provide this service on top of a less reliable internet communication system requires facilities in the following areas: Basic Data Transfer Reliability Flow Control Multiplexing Connections Precedence and Security The basic operation of the TCP in each of these areas is described in the following paragraphs. [Page 3] January 1980Transmission Control ProtocolIntroduction Basic Data Transfer: The TCP is able to transfer a continuous stream of octets in each direction between its users by packaging some number of octets into segments for transmission through the internet system. In this stream mode, the TCPs decide when to block and forward data at their own convenience. For users who desire a record-oriented service, the TCP also permits the user to submit records, called letters, for transmission. When the sending user indicates a record boundary (end-of-letter), this causes the TCPs to promptly forward and deliver data up to that point to the receiver. Reliability: The TCP must recover from data that is damaged, lost, duplicated, or delivered out of order by the internet communication system. This is achieved by assigning a sequence number to each octet transmitted, and requiring a positive acknowledgment (ACK) from the receiving TCP. If the ACK is not received within a timeout interval, the data is retransmitted. At the receiver, the sequence numbers are used to correctly order segments that may be received out of order and to eliminate duplicates. Damage is handled by adding a checksum to each segment transmitted, checking it at the receiver, and discarding damaged segments. As long as the TCPs continue to function properly and the internet system does not become completely partitioned, no transmission errors will affect the users. TCP recovers from internet communication system errors. Flow Control: TCP provides a means for the receiver to govern the amount of data sent by the sender. This is achieved by returning a "window" with every ACK indicating a range of acceptable sequence numbers beyond the last segment successfully received. For stream mode, the window indicates an allowed number of octets that the sender may transmit before receiving further permission. For record mode, the window indicates an allowed amount of buffer space the sender may consume, this may be more than the number of data octets transmitted if there is a mismatch between letter size and buffer size.[Page 4] January 1980 Transmission Control Protocol Introduction Multiplexing: To allow for many processes within a single Host to use TCP communication facilities simultaneously, the TCP provides a set of addresses or ports within each host. Concatenated with the network and host addresses from the internet communication layer, this forms a socket. A pair of sockets uniquely identifies each connection. That is, a socket may be simultaneously used in multiple connections. The binding of ports to processes is handled independently by each Host. However, it proves useful to attach frequently used processes (e.g., a "logger" or timesharing service) to fixed sockets which are made known to the public. These services can then be accessed through the known addresses. Establishing and learning the port addresses of other processes may involve more dynamic mechanisms. Connections: The reliability and flow control mechanisms described above require that TCPs initialize and maintain certain status information for each data stream. The combination of this information, including sockets, sequence numbers, and window sizes, is called a connection. Each connection is uniquely specified by a pair of sockets identifying its two sides. When two processes wish to communicate, their TCP's must first establish a connection (initialize the status information on each side). When their communication is complete, the connection is terminated or closed to free the resources for other uses. Since connections must be established between unreliable hosts and over the unreliable internet communication system, a handshake mechanism with clock-based sequence numbers is used to avoid erroneous initialization of connections. Precedence and Security: The users of TCP may indicate the security and precedence of their communication. Provision is made for default values to be used when these features are not needed. [Page 5] January 1980Transmission Control Protocol[Page 6] January 1980 Transmission Control Protocol 2. PHILOSOPHY2.1. Elements of the Internetwork System The internetwork environment consists of hosts connected to networks which are in turn interconnected via gateways. It is assumed here that the networks may be either local networks (e.g., the ETHERNET) or large networks (e.g., the ARPANET), but in any case are based on packet switching technology. The active agents that produce and consume messages are processes. Various levels of protocols in the networks, the gateways, and the hosts support an interprocess communication system that provides two-way data flow on logical connections between process ports. We specifically assume that data is transmitted from host to host through means of a set of networks. When we say network, we have in mind a packet switched network (PSN). This assumption is probably unnecessary, since a circuit switched network or a hybrid combination of the two could also be used; but for concreteness, we explicitly assume that the hosts are connected to one or more packet switches of a PSN. The term packet is used generically here to mean the data of one transaction between a host and a packet switch. The format of data blocks exchanged between the packet switches in a network will generally not be of concern to us. Hosts are computers attached to a network, and from the communication network's point of view, are the sources and destinations of packets. Processes are viewed as the active elements in host computers (in accordance with the fairly common definition of a process as a program in execution). Even terminals and files or other I/O devices are viewed as communicating with each other through the use of processes. Thus, all communication is viewed as inter-process communication. Since a process may need to distinguish among several communication streams between itself and another process (or processes), we imagine that each process may have a number of ports through which it communicates with the ports of other processes.2.2. Model of Operation Processes transmit data by calling on the TCP and passing buffers of data as arguments. The TCP packages the data from these buffers into segments and calls on the internet module to transmit each segment to the destination TCP. The receiving TCP places the data from a segment into the receiving user's buffer and notifies the receiving user. The TCPs include control information in the segments which they use to ensure reliable ordered data transmission. [Page 7] January 1980Transmission Control ProtocolPhilosophy The model of internet communication is that there is an internet protocol module associated with each TCP which provides an interface to the local network. This internet module packages TCP segments inside internet datagrams and routes these datagrams to a destination internet module or intermediate gateway. To transmit the datagram through the local network, it is embedded in a local network packet. The packet switches may perform further packaging, fragmentation, or other operations to achieve the delivery of the local packet to the destination internet module. At a gateway between networks, the internet datagram is "unwrapped" from its local packet and examined to determine through which network the internet datagram should travel next. The internet datagram is then "wrapped" in a local packet suitable to the next network and routed to the next gateway, or to the final destination. A gateway is permitted to break up an internet datagram into smaller internet datagram fragments if this is necessary for transmission through the next network. To do this, the gateway produces a set of internet datagrams; each carrying a fragment. Fragments may be broken into smaller ones at intermediate gateways. The internet datagram fragment format is designed so that the destination internet module can reassemble fragments into internet datagrams. A destination internet module unwraps the segment from the datagram (after reassembling the datagram, if necessary) and passes it to the destination TCP. This simple model of the operation glosses over many details. One important feature is the type of service. This provides information to the gateway (or internet module) to guide it in selecting the service parameters to be used in traversing the next network. Included in the type of service information is the precedence of the datagram. Datagrams may also carry security information to permit host and gateways that operate in multilevel secure environments to properly segregate datagrams for security considerations.2.3. The Host Environment The TCP is assumed to be a module in a time sharing operating system. The users access the TCP much like they would access the file system. The TCP may call on other operating system functions, for example, to manage data structures. The actual interface to the network is assumed to be controlled by a device driver module. The TCP does not call on the network device driver directly, but rather calls on the internet datagram protocol module which may in turn call on the device driver.[Page 8] January 1980 Transmission Control Protocol Philosophy Though it is assumed here that processes are supported by the host operating system, the mechanisms of TCP do not preclude implementation of the TCP in a front-end processor. However, in such an implementation, a host-to-front-end protocol must provide the functionality to support the type of TCP-user interface described above.2.4. Interfaces The TCP/user interface provides for calls made by the user on the TCP to OPEN or CLOSE a connection, to SEND or RECEIVE data, or to obtain STATUS about a connection. These calls are like other calls from user programs on the operating system, for example, the calls to open, read from, and close a file. The TCP/internet interface provides calls to send and receive datagrams addressed to TCP modules in hosts anywhere in the internet system. These calls have parameters for passing the address, type of service, precedence, security, and other control information.2.5. Relation to Other Protocols The following diagram illustrates the place of the TCP in the protocol hierarchy: +------+ +-----+ +-----+ +-----+ |Telnet| | FTP | |Voice| ... | | Application Level +------+ +-----+ +-----+ +-----+ | | | | +-----+ +-----+ +-----+ | TCP | | RTP | ... | | Host Level +-----+ +-----+ +-----+ | | |
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