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---------     < INC-PROJECT, MAP-PERSPECTIVE.NLS.14, >, 12-Aug-83 11:34 AMW     ;;;;               RFC 871                                            September 1982                                                                M82-47               A PERSPECTIVE ON THE ARPANET REFERENCE MODEL                                                  M.A. PADLIPSKY                           THE MITRE CORPORATION                          Bedford, Massachusetts                                           Abstract                    The paper, by one of its developers, describes the     conceptual framework in which the ARPANET intercomputer     networking protocol suite, including the DoD standard     Transmission Control Protocol (TCP) and Internet Protocol (IP),     were designed.  It also compares and contrasts several aspects of     the ARPANET Reference Model (ARM) with the more widely publicized     International Standards Organization's Reference Model for Open     System Interconnection (ISORM).                                     i                                       "A PERSPECTIVE ON THE ARPANET REFERENCE MODEL"                              M. A. Padlipsky                                              Introduction          Despite the fact that "the ARPANET" stands as the     proof-of-concept of intercomputer networking and, as discussed in     more detail below, introduced such fundamental notions as     Layering and Virtualizing to the literature, the wide     availability of material which appeals to the International     Standards Organization's Reference Model for Open System     Interconnection (ISORM) has prompted many new- comers to the     field to overlook the fact that, even though it was largely     tacit, the designers of the ARPANET protocol suite have had a     reference model of their own all the long.  That is, since well     before ISO even took an interest in "networking", workers in the     ARPA-sponsored research community have been going about their     business of doing research and development in intercomputer     networking with a particular frame of reference in mind.  They     have, unfortunately, either been so busy with their work or were     perhaps somehow unsuited temperamentally to do learned papers on     abstract topics when there are interesting things to be said on     specific topics, that it is only in very recent times that there     has been much awareness in the research community of the impact     of the ISORM on the lay mind.  When the author is asked to review     solemn memoranda comparing such things as the ARPANET treatment     of "internetting" with that of CCITT employing the ISORM "as the     frame of reference," however, the time has clearly come to     attempt to enunciate the ARPANET Reference Model (ARM)     publicly--for such comparisons are painfully close to comparing     an orange with an apple using redness and smoothness as the     dominant criteria, given the philosophical closeness of the CCITT     and ISO models and their mutual disparities from the ARPANET     model.          This paper, then, is primarily intended as a perspective on     the ARM.  (Secondarily, it is intended to point out some of the     differences between the ARM and the ISORM. For a perspective on     this subtheme, please see Note [1])  It can't be "the official"     version because the ARPANET Network Working Group (NWG), which     was the collective source of the ARM, hasn't had an official     general meeting since October, 1971, and can scarcely be     resurrected to haggle over it.  It does, at least, represent with     some degree of fidelity the views of a number of NWG members as     those views were expressed in NWG general meetings, NWG protocol     design committee meetings, and private conversations over the     intervening years. (Members of the current ARPA Internet Working     Group, which applied                                     1     RFC 871                                            September 1982     and adapted the original model to a broader arena than had     initially been contemplated, were also consulted.)  That might     not sound so impressive as a pronunciamento from an international     standards organization, but the reader should be somewhat     consoled by the consideration that not only are the views     expressed here purported to be those of the primary workers in     the field, but also at least one Englishman helped out in the     review process.                     Historical/Philosophical Context          Although rigorous historians of science might quibble as to     whether they were "invented" by a particular group, it is  an     historical fact that many now widely-accepted, fundamental     concepts of intercomputer networking were original to the ARPANET     Network Working Group. [2]  Before attempting to appreciate the     implications of that assertion, let's attempt to define its two     key terms and then cite the concepts it alludes to:          By "intercomputer networking"  we mean the attachment of     multiple, usually general-purpose computer systems--in the sense     of Operating Systems of potentially different manufacture (i.e.,     "Heterogeneous Operating Systems")--to some communications     network, or communications networks somehow interconnected, for     the purpose of achieving resource sharing amongst the     participating operating systems, usually called Hosts.  (By     "resource sharing" we mean the  potential ability for programs on     each of the Hosts to interoperate with programs on the other     Hosts and for data housed on each of the Hosts to be made     available to the other Hosts in a more general and flexible     fashion than merely enabling users on each of the Hosts to be     able to login to the other Hosts as if they were local; that is,     we expect to do more than mere "remote access" to intercomputer     networked Hosts.)  By "the ARPANET Network Working Group," we     mean those system programmers and computer scientists from     numerous Defense Advanced Research Projects Agency-sponsored     installations whose home operating systems were intended to     become early Hosts on the ARPANET.  (By "the ARPANET" we mean,     depending on context, either that communications network     sponsored by DARPA which served as proof-of-concept for the     communications technology known as "packet switching," or,     consistent with common usage, the intercomputer network which was     evolved by the NWG that uses that communications network--or     "comm subnet"--as its inter-Host data transmission medium.)          The concepts of particular interest are as follows:  By     analogy to the use of the term in traditional communications, the     NWG decided that the key to the mechanization of the     resource-sharing goal (which in turn had been posited in their     informal charter)                                     2     RFC 871                                            September 1982     would be "protocols" that Hosts would interpret both in     communicating with the comm subnet and in communicating with each     other.  Because the active entities in Hosts (the programs in     execution) were widely referred to in Computer Science as     "processes," it seemed clear that the mechanization of resource     sharing had to involve interprocess communication; protocols that     enabled and employed interprocess communication became, almost     axiomatically, the path to the goal.  Perhaps because the     limitations of mere remote access were perceived early on, or     perhaps simply by analogy to the similar usage with regard to     distinguishing between physical tape drives and tape drives     associated with some conventionally-defined function like the     System Input stream or the System Output stream in batch     operating systems, the discernible communications paths (or     "channels") through the desired interprocess communication     mechanism became known as "logical connections"--the intent of     the term being to indicate that the physical path didn't matter     but the designator (number) of the logical connection could have     an assigned meaning, just like logical tape drive numbers.     Because "modularity" was an important issue in Computer Science     at the time, and because the separation of Hosts and Interface     Message Processors (IMP's) was a given, the NWG realized that the     protocols it designed should be "layered," in the sense that a     given set of related functions (e.g., the interprocess     communication mechanism, or "primitives," as realized in a     Host-to-Host protocol) should not take special cognizance of the     detailed internal mechanics of another set of related functions     (e.g., the comm subnet attachment mechanism, as realized in a     Host-Comm Subnet Processor protocol), and that, indeed, protocols     may be viewed as existing in a hierarchy.          With the notion of achieving resource sharing via layered     protocols for interprocess communication over logical connections     fairly firmly in place, the NWG turned to how best to achieve the     first step of intercomputer networking:  allowing a distant user     to login to a Host as if local--but with the clear understanding     that the mechanisms employed were to be generalizable to other     types of resource sharing.  Here we come to the final fundamental     concept contributed by the NWG, for it was observed that if n     different types of Host (i.e., different operating systems) had     to be made aware of the physical characteristics of m different     types of terminal in order to exercise physical control over     them--or even if n different kinds of Host had to become aware of     the native terminals supported by m other kinds of Hosts if     physical control were to remain local--there would be an

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