📄 rfc989.txt
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general architecture, these mechanisms will be based on server queries; thus, the query function could be integrated into a UA to avoid imposing burdens or inconvenience on electronic mail users.4 Processing of Messages4.1 Message Processing Overview This subsection provides a high-level overview of the components and processing steps involved in electronic mail privacy enhancement processing. Subsequent subsections will define the procedures in more detail. A two-level keying hierarchy is used to support privacy-enhanced message transmission: 1. Data Encrypting Keys (DEKs) are used for encryption of messageLinn, Privacy Task Force [Page 5]RFC 989 February 1987 text and for computation of message authentication codes (MACs). DEKs are generated individually for each transmitted message; no predistribution of DEKs is needed to support privacy-enhanced message transmission. 2. Interchange Keys (IKs) are used to encrypt DEKs for transmission. An IK may either be a single symmetric cryptographic key or, where asymmetric (public-key) cryptography is used for DEK encryption, the composition of a public component used by an originator and a secret component used by a recipient. Ordinarily, the same IK will be used for all messages sent between a given originator-recipient pair over a period of time. Each transmitted message includes a representation of the DEK(s) used for message encryption and/or authentication, encrypted under an individual IK per named recipient. This representation is accompanied by an identifier (IK ID) to enable the recipient to determine which IK was used, and so to decrypt the representation yielding the DEK required for message text decryption and/or MAC verification. An encoding procedure is employed in order to represent encrypted message text in a universally transmissible form and to enable messages encrypted on one type of system to be decrypted on a different type. Four phases are involved in this process. A plaintext message is accepted in local form, using the host's native character set and line representation. The local form is converted to a canonical message text representation, defined as equivalent to the inter-SMTP representation of message text. The canonical representation is padded to an integral multiple of eight octets, as required by the encryption algorithm. MAC computation is performed, and (if disclosure protection is required), the padded canonical representation is encrypted. The output of this step is encoded into a printable form. The printable form is composed of a restricted character set which is chosen to be universally representable across sites, and which will not be disrupted by processing within and between MTS entities. The output of the encoding procedure is combined with a set of header fields (to be defined in Section 4.8) carrying cryptographic control information. The result is passed to the electronic mail system to be encapsulated as the text portion of a transmitted message. When a privacy-enhanced message is received, the cryptographic control fields within its text portion provide the information required for the authorized recipient to perform MAC verification and decryption on the received message text. First, the printable encoding is converted to a bitstring. If the transmitted message was encrypted, it is decrypted into the canonical representation. If the message was not encrypted, decoding from the printable form produces the canonical representation directly. The MAC is verified, and theLinn, Privacy Task Force [Page 6]RFC 989 February 1987 canonical representation is converted to the recipient's local form, which need not be the same as the sender's local form.4.2 Encryption Algorithms and Modes For purposes of this RFC, the Block Cipher Algorithm DEA-1, defined in ISO draft international standard DIS 8227 [1] shall be used for encryption of message text and for computation of authentication codes on messages. The DEA-1 is equivalent to the Data Encryption Standard (DES), as defined in FIPS PUB 46 [2]. When used for these purposes, the DEA-1 shall be used in the Cipher Block Chaining (CBC) mode, as defined in ISO DIS 8372 [3]. The CBC mode definition in DIS 8372 is equivalent to that provided in FIPS PUB 81 [4]. A unique initializing vector (IV) will be generated for and transmitted with each encrypted electronic mail message. An algorithm other than DEA-1 may be employed, provided that it satisfies the following requirements: 1. it must be a 64-bit block cipher, enciphering and deciphering in 8 octet blocks 2. it is usable in the ECB and CBC modes defined in DIS8372 3. it is able to be keyed using the procedures and parameters defined in this RFC 4. it is appropriate for MAC computation 5. cryptographic key field lengths are limited to 16 octets in length Certain operations require that one key be encrypted under another key (interchange key) for purposes of transmission. For purposes of this RFC, such encryption will be performed using DEA-1 in Electronic Codebook (ECB) mode. An optional facility is available to an interchange key provider to indicate that an associated key is to be used for encryption in another mode (e.g., the Encrypt-Decrypt- Encrypt (EDE) mode used for key encryption and decryption with pairs of 64-bit keys, as described [5] by ASC X3T1). Future support of public key algorithms for key encryption is under consideration, and it is intended that the procedures defined in this RFC be appropriate to allow such usage. Support of key encryption modes other than ECB is optional for implementations, however. Therefore, in support of universal interoperability, interchange key providers should not specify other modes in the absence of a priori information indicating that recipients are equipped to perform key encryption in other modes.Linn, Privacy Task Force [Page 7]RFC 989 February 19874.3 Canonical Encoding Any encryption scheme must be compatible with the transparency constraints of its underlying electronic mail facilities. These constraints are generally established based on expected user requirements and on the characteristics of anticipated endpoint transport facilities. SMTP, designed primarily for interpersonal messages and anticipating systems and transport media which may be restricted to a 7-bit character set, can transmit any 7-bit characters (but not arbitrary 8-bit binary data) in message text. SMTP introduces other transparency constraints related to line lengths and message delimiters. Message text may not contain the string "<CR><LF>.<CR><LF>" in sequence before the end of a message, and must contain the string "<CR><LF>" at least every 1000 characters. Another important SMTP transparency issue must be noted. Although SMTP specifies a standard representation for line delimiters (ASCII <CR><LF>), numerous systems use a different native representation to delimit lines. For example, the <CR><LF> sequences delimiting lines in mail inbound to UNIX(tm) systems are transformed to single <LF>s as mail is written into local mailbox files. Lines in mail incoming to record-oriented systems (such as VAX VMS) may be converted to appropriate records by the destination SMTP [6] server. As a result, if the encryption process generated <CR>s or <LF>s, those characters might not be accessible to a recipient UA program at a destination using different line delimiting conventions. It is also possible that conversion between tabs and spaces may be performed in the course of mapping between inter-SMTP and local format; this is a matter of local option. If such transformations changed the form of transmitted ciphertext, decryption would fail to regenerate the transmitted plaintext, and a transmitted MAC would fail to compare with that computed at the destination. The conversion performed by an SMTP server at a system with EBCDIC as a native character set has even more severe impact, since the conversion from EBCDIC into ASCII is an information-losing transformation. In principle, the transformation function mapping between inter-SMTP canonical ASCII message representation and local format could be moved from the SMTP server up to the UA, given a means to direct that the SMTP server should no longer perform that transformation. This approach has the disadvantage that it would imply internal file (e.g., mailbox) formats which would be incompatible with the systems on which they reside, an untenable prospect. Further, it would require modification to SMTP servers, as mail would be passed to SMTP in a different representation than it is passed at present. Our approach to this problem selects a canonical character set, uniformly representable across privacy-enhanced UAs regardless of their systems' native character sets, to transport encrypted mail text (but not electronic mail transport headers!) between endpoints.Linn, Privacy Task Force [Page 8]RFC 989 February 1987 In this approach, an outbound privacy-enhanced message is transformed between four forms, in sequence: 1. (Local_Form) The message text is created (e.g., via an editor) in the system's native character set, with lines delimited in accordance with local convention. 2. (Canonicalize) The message text is converted to the universal canonical form, equivalent to the inter-SMTP representation as defined in RFC822 [7] (ASCII character set, <CR><LF> line delimiters). (The processing required to perform this conversion is relatively small, at least on systems whose native character set is ASCII.) 3. (Encipher/Authenticate) A padded version of the canonical plaintext representation is created by appending zero-valued octets to the end of the representation until the length is an integral multiple of 8 octets, as is required to perform encryption in the DEA-1 CBC mode. No padding is applied if the canonical plaintext representation's length is already a multiple of 8 octets. This padded representation is used as the input to the encryption function and to the MAC computation function. 4. (Encode to Printable Form) The bits resulting from the encryption operation are encoded into characters which are universally representable at all sites, though not necessarily with the same bit patterns (e.g., although the character "E" is represented in an ASCII-based system as hexadecimal 45 and as hexadecimal C5 in an EBCDIC-based system, the local significance of the two representations is equivalent). Use of a 64-character subset of International Alphabet IA5 is proposed, enabling 6 bits to be represented per printable character. (The proposed subset of characters is represented identically in IA5 and ASCII.) Two additional characters, "=" and "*", are used to signify special processing functions. The encoding function's output is delimited into text lines (using local conventions), with each line containing 64 printable characters. The encoding process is performed as follows, transforming strings of 3 arbitrary (8-bit) characters to strings of 4 encoded characters: 4a. Proceeding from left to right across the input characters (considered as a contiguous bitstring), each group of 6 bits is used as an index into an array of 64 printable characters; the character referenced by the index is placed in the output string. These characters, identified in Table 1, are selected so as to be universally representable, and the set excludes characters with particular significance to SMTP e.g.,Linn, Privacy Task Force [Page 9]RFC 989 February 1987 ".", "<CR>", "<LF>"). 4b. If fewer than 3 input characters are available in a final quantum, zero bits are added (on the right) to form an integral number of 6-bit groups. Output character positions which are not required to represent actual input data are set to a 65th reserved, universally representable character ("="). Use of a reserved character for padding allows compensatory processing to be performed by a recipient, allowing the decoded message
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