rfc2152.txt
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Network Working Group D. Goldsmith
Request for Comments: 2152 Apple Computer, Inc.
Obsoletes: RFC 1642 M. Davis
Category: Informational Taligent, Inc.
May 1997
UTF-7
A Mail-Safe Transformation Format of Unicode
Status of this Memo
This memo provides information for the Internet community. This memo
does not specify an Internet standard of any kind. Distribution of
this memo is unlimited.
Abstract
The Unicode Standard, version 2.0, and ISO/IEC 10646-1:1993(E) (as
amended) jointly define a character set (hereafter referred to as
Unicode) which encompasses most of the world's writing systems.
However, Internet mail (STD 11, RFC 822) currently supports only 7-
bit US ASCII as a character set. MIME (RFC 2045 through 2049) extends
Internet mail to support different media types and character sets,
and thus could support Unicode in mail messages. MIME neither defines
Unicode as a permitted character set nor specifies how it would be
encoded, although it does provide for the registration of additional
character sets over time.
This document describes a transformation format of Unicode that
contains only 7-bit ASCII octets and is intended to be readable by
humans in the limiting case that the document consists of characters
from the US-ASCII repertoire. It also specifies how this
transformation format is used in the context of MIME and RFC 1641,
"Using Unicode with MIME".
Motivation
Although other transformation formats of Unicode exist and could
conceivably be used in this context (most notably UTF-8, also known
as UTF-2 or UTF-FSS), they suffer the disadvantage that they use
octets in the range decimal 128 through 255 to encode Unicode
characters outside the US-ASCII range. Thus, in the context of mail,
those octets must themselves be encoded. This requires putting text
through two successive encoding processes, and leads to a significant
expansion of characters outside the US-ASCII range, putting non-
English speakers at a disadvantage. For example, using UTF-8 together
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RFC 2152 UTF-7 May 1997
with the Quoted-Printable content transfer encoding of MIME
represents US-ASCII characters in one octet, but other characters may
require up to nine octets.
Overview
UTF-7 encodes Unicode characters as US-ASCII octets, together with
shift sequences to encode characters outside that range. For this
purpose, one of the characters in the US-ASCII repertoire is reserved
for use as a shift character.
Many mail gateways and systems cannot handle the entire US-ASCII
character set (those based on EBCDIC, for example), and so UTF-7
contains provisions for encoding characters within US-ASCII in a way
that all mail systems can accomodate.
UTF-7 should normally be used only in the context of 7 bit
transports, such as mail. In other contexts, straight Unicode or
UTF-8 is preferred.
See RFC 1641, "Using Unicode with MIME" for the overall specification
on usage of Unicode transformation formats with MIME.
Definitions
First, the definition of Unicode:
The 16 bit character set Unicode is defined by "The Unicode
Standard, Version 2.0". This character set is identical with the
character repertoire and coding of the international standard
ISO/IEC 10646-1:1993(E); Coded Representation Form=UCS-2;
Subset=300; Implementation Level=3, including the first 7
amendments to 10646 plus editorial corrections.
Note. Unicode 2.0 further specifies the use and interaction of
these character codes beyond the ISO standard. However, any valid
10646 sequence is a valid Unicode sequence, and vice versa;
Unicode supplies interpretations of sequences on which the ISO
standard is silent as to interpretation.
Next, some handy definitions of US-ASCII character subsets:
Set D (directly encoded characters) consists of the following
characters (derived from RFC 1521, Appendix B, which no longer
appears in RFC 2045): the upper and lower case letters A through Z
and a through z, the 10 digits 0-9, and the following nine special
characters (note that "+" and "=" are omitted):
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Character ASCII & Unicode Value (decimal)
' 39
( 40
) 41
, 44
- 45
. 46
/ 47
: 58
? 63
Set O (optional direct characters) consists of the following
characters (note that "\" and "~" are omitted):
Character ASCII & Unicode Value (decimal)
! 33
" 34
# 35
$ 36
% 37
& 38
* 42
; 59
< 60
= 61
> 62
@ 64
[ 91
] 93
^ 94
_ 95
' 96
{ 123
| 124
} 125
Rationale. The characters "\" and "~" are omitted because they are
often redefined in variants of ASCII.
Set B (Modified Base 64) is the set of characters in the Base64
alphabet defined in RFC 2045, excluding the pad character "="
(decimal value 61).
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Rationale. The pad character = is excluded because UTF-7 is designed
for use within header fields as set forth in RFC 2047. Since the only
readable encoding in RFC 2047 is "Q" (based on RFC 2045's Quoted-
Printable), the "=" character is not available for use (without a lot
of escape sequences). This was very unfortunate but unavoidable. The
"=" character could otherwise have been used as the UTF-7 escape
character as well (rather than using "+").
Note that all characters in US-ASCII have the same value in Unicode
when zero-extended to 16 bits.
UTF-7 Definition
A UTF-7 stream represents 16-bit Unicode characters using 7-bit US-
ASCII octets as follows:
Rule 1: (direct encoding) Unicode characters in set D above may be
encoded directly as their ASCII equivalents. Unicode characters in
Set O may optionally be encoded directly as their ASCII
equivalents, bearing in mind that many of these characters are
illegal in header fields, or may not pass correctly through some
mail gateways.
Rule 2: (Unicode shifted encoding) Any Unicode character sequence
may be encoded using a sequence of characters in set B, when
preceded by the shift character "+" (US-ASCII character value
decimal 43). The "+" signals that subsequent octets are to be
interpreted as elements of the Modified Base64 alphabet until a
character not in that alphabet is encountered. Such characters
include control characters such as carriage returns and line
feeds; thus, a Unicode shifted sequence always terminates at the
of a line. As a special case, if the sequence terminates with the
character "-" (US-ASCII decimal 45) then that character is
absorbed; other terminating characters are not absorbed and are
processed normally.
Note that if the first character after the shifted sequence is "-"
then an extra "-" must be present to terminate the shifted
sequence so that the actual "-" is not itself absorbed.
Rationale. A terminating character is necessary for cases where
the next character after the Modified Base64 sequence is part of
character set B or is itself the terminating character. It can
also enhance readability by delimiting encoded sequences.
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Also as a special case, the sequence "+-" may be used to encode
the character "+". A "+" character followed immediately by any
character other than members of set B or "-" is an ill-formed
sequence.
Unicode is encoded using Modified Base64 by first converting
Unicode 16-bit quantities to an octet stream (with the most
significant octet first). Surrogate pairs (UTF-16) are converted
by treating each half of the pair as a separate 16 bit quantity
(i.e., no special treatment). Text with an odd number of octets is
ill-formed. ISO 10646 characters outside the range addressable via
surrogate pairs cannot be encoded.
Rationale. ISO/IEC 10646-1:1993(E) specifies that when characters
the UCS-2 form are serialized as octets, that the most significant
octet appear first. This is also in keeping with common network
practice of choosing a canonical format for transmission.
Rationale. The policy for code point allocation within ISO 10646
and Unicode is that the repertoires be kept synchronized. No code
points will be allocated in ISO 10646 outside the range
addressable by surrogate pairs.
Next, the octet stream is encoded by applying the Base64 content
transfer encoding algorithm as defined in RFC 2045, modified to
omit the "=" pad character. Instead, when encoding, zero bits are
added to pad to a Base64 character boundary. When decoding, any
bits at the end of the Modified Base64 sequence that do not
constitute a complete 16-bit Unicode character are discarded. If
such discarded bits are non-zero the sequence is ill-formed.
Rationale. The pad character "=" is not used when encoding
Modified Base64 because of the conflict with its use as an escape
character for the Q content transfer encoding in RFC 2047 header
fields, as mentioned above.
Rule 3: The space (decimal 32), tab (decimal 9), carriage return
(decimal 13), and line feed (decimal 10) characters may be
directly represented by their ASCII equivalents. However, note
that MIME content transfer encodings have rules concerning the use
of such characters. Usage that does not conform to the
restrictions of RFC 822, for example, would have to be encoded
using MIME content transfer encodings other than 7bit or 8bit,
such as quoted-printable, binary, or base64.
Given this set of rules, Unicode characters which may be encoded via
rules 1 or 3 take one octet per character, and other Unicode
characters are encoded on average with 2 2/3 octets per character
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plus one octet to switch into Modified Base64 and an optional octet
to switch out.
Example. The Unicode sequence "A<NOT IDENTICAL TO><ALPHA>."
(hexadecimal 0041,2262,0391,002E) may be encoded as follows:
A+ImIDkQ.
Example. The Unicode sequence "Hi Mom -<WHITE SMILING FACE>-!"
(hexadecimal 0048, 0069, 0020, 004D, 006F, 006D, 0020, 002D, 263A,
002D, 0021) may be encoded as follows:
Hi Mom -+Jjo--!
Example. The Unicode sequence representing the Han characters for
the Japanese word "nihongo" (hexadecimal 65E5,672C,8A9E) may be
encoded as follows:
+ZeVnLIqe-
Use of Character Set UTF-7 Within MIME
Character set UTF-7 is safe for mail transmission and therefore may
be used with any content transfer encoding in MIME (except where line
length and line break restrictions are violated). Specifically, the 7
bit encoding for bodies and the Q encoding for headers are both
acceptable. The MIME character set tag is UTF-7. This signifies any
version of Unicode equal to or greater than 2.0.
Example. Here is a text portion of a MIME message containing the
Unicode sequence "Hi Mom <WHITE SMILING FACE>!" (hexadecimal 0048,
0069, 0020, 004D, 006F, 006D, 0020, 263A, 0021).
Content-Type: text/plain; charset=UTF-7
Hi Mom +Jjo-!
Example. Here is a text portion of a MIME message containing the
Unicode sequence representing the Han characters for the Japanese
word "nihongo" (hexadecimal 65E5,672C,8A9E).
Content-Type: text/plain; charset=UTF-7
+ZeVnLIqe-
Example. Here is a text portion of a MIME message containing the
Unicode sequence "A<NOT IDENTICAL TO><ALPHA>." (hexadecimal
0041,2262,0391,002E).
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Content-Type: text/plain; charset=utf-7
A+ImIDkQ.
Example. Here is a text portion of a MIME message containing the
Unicode sequence "Item 3 is <POUND SIGN>1." (hexadecimal 0049,
0074, 0065, 006D, 0020, 0033, 0020, 0069, 0073, 0020, 00A3, 0031,
002E).
Content-Type: text/plain; charset=UTF-7
Item 3 is +AKM-1.
Note that to achieve the best interoperability with systems that may
not support Unicode or MIME, when preparing text for mail
transmission line breaks should follow Internet conventions. This
means that lines should be short and terminated with the proper SMTP
CRLF sequence. Unicode LINE SEPARATOR (hexadecimal 2028) and
PARAGRAPH SEPARATOR (hexadecimal 2029) should be converted to SMTP
line breaks. Ideally, this would be handled transparently by a
Unicode-aware user agent.
This preparation is not absolutely necessary, since UTF-7 and the
appropriate MIME content transfer encoding can handle text that does
not follow Internet conventions, but readability by systems without
Unicode or MIME will be impaired. See RFC 2045 for a discussion of
mail interoperability issues.
Lines should never be broken in the middle of a UTF-7 shifted
sequence, since such sequences may not cross line breaks. Therefore,
UTF-7 encoding should take place after line breaking. If a line
containing a shifted sequence is too long after encoding, a MIME
content transfer encoding such as Quoted Printable can be used to
encode the text. Another possibility is to perform line breaking and
UTF-7 encoding at the same time, so that lines containing shifted
sequences already conform to length restrictions.
Discussion
In this section we will motivate the introduction of UTF-7 as opposed
to the alternative of using the existing transformation formats of
Unicode (e.g., UTF-8) with MIME's content transfer encodings. Before
discussing this, it will be useful to list some assumptions about
character frequency within typical natural language text strings that
we use to estimate typical storage requirements:
1. Most Western European languages use roughly 7/8 of their letters
from US-ASCII and 1/8 from Latin 1 (ISO-8859-1).
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2. Most non-Roman alphabet-based languages (e.g., Greek) use about
1/6 of their letters from ASCII (since white space is in the 7-bit
area) and the rest from their alphabets.
3. East Asian ideographic-based languages (including Japanese) use
essentially all of their characters from the Han or CJK syllabary
area.
4. Non-directly encoded punctuation characters do not occur
frequently enough to affect the results.
Notice that current 8 bit standards, such as ISO-8859-x, require use
of a content transfer encoding. For comparison with the subsequent
discussion, the costs break down as follows (note that many of these
figures are approximate since they depend on the exact composition of
the text):
8859-x in Base64
Text type Average octets/character
All 1.33
8859-x in Quoted Printable
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