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Network Working Group                                      J. Kempf, Ed.
Request for Comments: 3374                                September 2002
Category: Informational


     Problem Description: Reasons For Performing Context Transfers
                 Between Nodes in an IP Access Network

Status of this Memo

   This memo provides information for the Internet community.  It does
   not specify an Internet standard of any kind.  Distribution of this
   memo is unlimited.

Copyright Notice

   Copyright (C) The Internet Society (2002).  All Rights Reserved.

Abstract

   In IP access networks that support host mobility, the routing paths
   between the host and the network may change frequently and rapidly.
   In some cases, the host may establish certain context transfer
   candidate services on subnets that are left behind when the host
   moves.  Examples of such services are Authentication, Authorization,
   and Accounting (AAA), header compression, and Quality of Service
   (QoS).  In order for the host to obtain those services on the new
   subnet, the host must explicitly re-establish the service by
   performing the necessary signaling flows from scratch.  In some
   cases, this process would considerably slow the process of
   establishing the mobile host on the new subnet.  An alternative is to
   transfer information on the existing state associated with these
   services, or context, to the new subnet, a process called "context
   transfer".  This document discusses the desirability of context
   transfer for facilitating seamless IP mobility.
















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RFC 3374           Context Transfer Problem Statement     September 2002


Table of Contents

   1.0   Introduction................................................2
   2.0   Reference Definitions.......................................3
   3.0   Scope of the Context Transfer Problem.......................3
   4.0   The Need for Context Transfer...............................4
   4.1   Fast Context Transfer-candidate Service Re-establishment....4
   4.1.1 Authentication, Authorization, and Accounting (AAA).........4
   4.1.2 Header Compression..........................................5
   4.1.3 Quality of Service (QoS)....................................6
   4.2   Interoperability............................................6
   5.0   Limitations on Context Transfer.............................7
   5.1   Router Compatibility........................................7
   5.2   Requirement to Re-initialize Service from Scratch...........7
   5.3   Suitability for the Particular Service......................7
   5.4   Layer 2 Solutions Better....................................7
   6.0   Performance Considerations..................................8
   7.0   Security Considerations.....................................8
   8.0   Recommendations.............................................9
   9.0   Acknowledgements............................................9
   10.0  References.................................................10
   11.0  Complete List of Authors' Addresses........................12
   12.0  Full Copyright Statement...................................14

1.0 Introduction

   In networks where the hosts are mobile, the routing path through the
   network must often be changed in order to deliver the host's IP
   traffic to the new point of access.  Changing the basic routing path
   is the job of a IP mobility protocol, such as Mobile IPv4 [1] and
   Mobile IPv6 [2].  But the success of real time services such as VoIP
   telephony, video, etc., in a mobile environment depends heavily upon
   the minimization of the impact of this traffic redirection.  In the
   process of establishing the new routing path, the nodes along the new
   path must be prepared to provide similar routing treatment to the IP
   packets as was provided along the old routing path.

   In many cases, the routing treatment of IP packets within a network
   may be regulated by a collection of context transfer-candidate
   services that influence how packets for the host are treated.  For
   example, whether a particular host has the right to obtain any
   routing at all out of the local subnet may depend on whether the host
   negotiated a successful AAA exchange with a network access server at
   some point in the past.  Establishing these services initially
   results in a certain amount of related state within the network and
   requires a perhaps considerable amount of time for the protocol





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RFC 3374           Context Transfer Problem Statement     September 2002


   exchanges.  If the host is required to re-establish those services by
   the same process as it uses to initially establish them, delay-
   sensitive real time traffic may be seriously impacted.

   An alternative is to transfer enough information on the context
   transfer-candidate service state, or context, to the new subnet so
   that the services can be re-established quickly, rather than require
   the mobile host to establish them from scratch.  The transfer of
   service context may be advantageous in minimizing the impact of host
   mobility on, for example, AAA, header compression, QoS, policy, and
   possibly sub-IP protocols and services such as PPP.  Context transfer
   at a minimum can be used to replicate the configuration information
   needed to establish the respective protocols and services.  In
   addition, it may also provide the capability to replicate state
   information, allowing stateful protocols and services at the new node
   to be activated along the new path with less delay and less signaling
   overhead.

   In this document, a case is made for why the Seamoby Working Group
   should investigate context transfer.

2.0 Reference Definitions

   Context

      The information on the current state of a service required to re-
      establish the service on a new subnet without having to perform
      the entire protocol exchange with the mobile host from scratch.

   Context Transfer

      The movement of context from one router or other network entity to
      another as a means of re-establishing specific services on a new
      subnet or collection of subnets.

   Context Transfer Candidate Service

      A service that is a candidate for context transfer.  In this
      document, only services that are concerned with the forwarding
      treatment of packets, such as QoS and security, or involve
      granting or denying the mobile host access to the network, such as
      AAA, are considered to be context transfer-candidate services.

3.0 Scope of the Context Transfer Problem

   The context transfer problem examined in this document is restricted
   to re-establishing services for a mobile host that are, in some
   sense, related to the forwarding treatment of the mobile host's



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RFC 3374           Context Transfer Problem Statement     September 2002


   packets or network access for the mobile host.  It is not concerned
   with actually re-establishing routing information.  Routing changes
   due to mobility are the domain of the IP mobility protocol.  In
   addition, transfer of context related to application-level services,
   such as those associated with the mobile host's HTTP proxy, is also
   not considered in this document, although a generic context transfer
   protocol for transferring the context of services related to
   forwarding treatment or network access may also function for
   application-level services as well.

   An important consideration in whether a service is a candidate for
   context transfer is whether it is possible to obtain a "correct"
   context transfer for the service in a given implementation and
   deployment, that is, one which will result in the same context at the
   new access router as would have resulted had the mobile host
   undergone a protocol exchange with the access router from scratch.
   For some services, the circumstances under which context transfer may
   result in correctness may be very limited [11].

4.0 The Need for Context Transfer

   There are two basic motivations for context transfer:

   1) The primary motivation, as mentioned in the introduction, is the
      need to quickly re-establish context transfer-candidate services
      without requiring the mobile host to explicitly perform all
      protocol flows for those services from scratch.

   2) An additional motivation is to provide an interoperable solution
      that works for any Layer 2 radio access technology.

   These points are discussed in more detail in the following
   subsections.

4.1 Fast Context Transfer-candidate Service Re-establishment

   As mentioned in the introduction, there are a variety of context
   transfer-candidate services that could utilize a context transfer
   solution.  In this section, three representative services are
   examined.  The consequences of not having a context transfer solution
   are examined as a means of motivating the need for such a solution.

4.1.1 Authentication, Authorization, and Accounting (AAA)

   One of the more compelling applications of context transfer is
   facilitating the re-authentication of the mobile host and
   re-establishment of the mobile host's authorization for network
   access in a new subnet by transferring the AAA context from the



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RFC 3374           Context Transfer Problem Statement     September 2002


   mobile host's previous AAA server to another.  This would allow the
   mobile host to continue access in the new subnet without having to
   redo an AAA exchange with the new subnet's AAA server.  Naturally, a
   security association between the AAA servers is necessary so that the
   mobile host's sensitive authentication information can be securely
   transferred.

   In the absence of context transfer, there are two ways that can
   currently be used for AAA:

   1) Layer 2 mechanisms, such as EAP [3] in PPP [4] or 802.1x [5] can
      be used to redo the initial protocol exchange, or possibly to
      update it.  Currently, there is no general Layer 3 mechanism for
      conducting an AAA exchange between a host and an AAA server in the
      network.

   2) If the mobile host is using Mobile IPv4 (but not Mobile IPv6
      currently), the host can use the AAA registration keys [6]
      extension for Mobile IPv4 to establish a security association with
      the new Foreign Agent.

   Since 2) is piggybacked on the Mobile IPv4 signaling, the performance
   is less likely to be an issue, but 2) is not a general solution.  The
   performance of 1) is likely to be considerably less than is necessary
   for maintaining good real time stream performance.

4.1.2 Header Compression

   In [7], protocols are described for efficient compression of IP
   headers to avoid sending large headers over low bandwidth radio
   network links.  Establishing header compression generally requires
   from 1 to 4 exchanges between the last hop router and the mobile host
   with full or partially compressed headers before full compression is
   available.  During this period, the mobile host will experience an
   effective reduction in the application-available bandwidth equivalent
   to the uncompressed header information sent over the air.  Limiting
   the uncompressed traffic required to establish full header
   compression on a new last hop router facilitates maintaining adequate
   application-available bandwidth for real time streams, especially for
   IPv6 where the headers are larger.

   Context transfer can help in this case by allowing the network entity
   performing header compression, usually the last hop router, to
   transfer the header compression context to the new router.  The
   timing of context transfer must be arranged so that the header
   context is transferred from the old router as soon as the mobile host





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RFC 3374           Context Transfer Problem Statement     September 2002


   is no longer receiving packets through the old router, and installed
   on the new router before any packets are delivered to or forwarded
   from the mobile host.

4.1.3 Quality of Service (QoS)

   Significant QoS protocol exchanges between the mobile host and
   routers in the network may be required in order to establish the
   initial QoS treatment for a mobile host's packets.  The exact
   mechanism whereby QoS for a mobile host should be established is
   currently an active topic of investigation in the IETF.  For existing
   QoS approaches (Diffsrv and Intsrv) preliminary studies have
   indicated that the protocol flows necessary to re-establish QoS in a
   new subnet from scratch can be very time consuming for Mobile IP, and
   other mobility protocols may suffer as well.

   A method of transferring the mobile host's QoS context from the old
   network to the new could facilitate faster re-establishment of the
   mobile host's QoS treatment on the new subnet.  However, for QoS
   mechanisms that are end-to-end, transferring context at the last hop
   router may be insufficient to completely re-initialize the mobile
   host's QoS treatment, since some number of additional routers in the
   path between the mobile host and corresponding node may also need to
   be involved.

4.2 Interoperability

   A particular concern for seamless handover is that different Layer 2
   radio protocols may define their own solutions for context transfer.
   There are ongoing efforts within 3GPP [8] and IEEE [9] to define such
   solutions.  These solutions are primarily designed to facilitate the
   transfer of Layer 2-related context over a wired IP network between
   two radio access networks or two radio access points.  However, the
   designs can include extensibility features that would allow Layer 3
   context to be transferred.  Such is the case with [10], for example.

   If Layer 2 protocols were to be widely adopted as an optimization
   measure for Layer 3 context transfer, seamless mobility of a mobile
   host having Layer 2 network interfaces that support multiple radio
   protocols would be difficult to achieve.  Essentially, a gateway or
   translator between Layer 2 protocols would be required, or the mobile
   host would be required to perform a full re-initialization of its
   context transfer-candidate services on the new radio network, if no
   translator were available, in order to hand over a mobile host
   between two access technologies.






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RFC 3374           Context Transfer Problem Statement     September 2002


   A general Layer 3 context transfer solution may also be useful for
   Layer 2 protocols that do not define their own context transfer
   protocol.  Consideration of this issue is outside the scope of the
   Seamoby Working Group, however, since it depends on the details of
   the particular Layer 2 protocol.

5.0 Limitations on Context Transfer

   Context transfer may not always be the best solution for
   re-establishing context transfer-candidate services on a new subnet.
   There are certain limitations on when context transfer may be
   useful. These limitations are discussed in the following subsections.

5.1 Router Compatibility

   Context transfer between two routers is possible only if the
   receiving router supports the same context transfer-candidate
   services as the sending router.  This does not mean that the two
   nodes are identical in their implementation, nor does it even imply
   that they must have identical capabilities.  A router that cannot
   make use of received context should refuse the transfer.  This
   results in a situation no different than a mobile host handover
   without context transfer, and should not be considered an error or
   failure situation.

5.2 Requirement to Re-initialize Service from Scratch

   The primary motivation for context transfer assumes that quickly
   re-establishing the same level of context transfer-candidate service
   on the new subnet is desirable.  And yet, there may be situations
   where either the device or the access network would prefer to
   re-establish or re-negotiate the level of service.  For example, if
   the mobile host crosses administrative domains where the operational
   policies change, negotiation of a different level of service may be
   required.

5.3 Suitability for the Particular Service

   Context transfer assumes that it is faster to establish the service
   by context transfer rather than from scratch.  This may not be true
   for certain types of service, for example, multicast, "push"
   information services.

5.4 Layer 2 Solutions Better

   Context transfer is an enhancement to improve upon the performance of
   a handover for Layer 3 context transfer-candidate services.  Many
   networks provide support for handover at Layer 2, within and between



Kempf                        Informational                      [Page 7]

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