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RFC 2647            Firewall Performance Terminology         August 1999


     reason this must always be so. A growing number of firewalls are
     controlling access at the application layer, using user
     identification as the criterion. And firewalls for ATM networks may
     control access based on data link-layer criteria.

   Unit of measurement:
     not applicable

   Issues:

   See also:
     DMZ
     tri-homed
     user

3.17 Goodput

   Definition:
     The number of bits per unit of time forwarded to the correct
     destination interface of the DUT/SUT, minus any bits lost or
     retransmitted.

   Discussion:
     Firewalls are generally insensitive to packet loss in the network.
     As such, measurements of gross bit forwarding rates are not
     meaningful since (in the case of proxy-based and stateful packet
     filtering firewalls) a receiving endpoint directly attached to a
     DUT/SUT would not receive any data dropped by the DUT/SUT.

     The type of traffic lost or retransmitted is protocol-dependent.
     TCP and ATM, for example, request different types  of
     retransmissions.  Testers must observe retransmitted data for the
     protocol in use, and subtract this quantity from measurements of
     gross bit forwarding rate.

   Unit of measurement:
     bits per second

   Issues:
     allowed vs. rejected traffic

   See also:
     allowed traffic
     bit forwarding rate
     rejected traffic






Newman                       Informational                     [Page 14]

RFC 2647            Firewall Performance Terminology         August 1999


3.18 Homed

   Definition:
     The number of logical interfaces a DUT/SUT contains.

   Discussion:
     Firewalls typically contain at least two logical interfaces. In
     network topologies where a DMZ is used, the firewall usually
     contains at least three interfaces and is said to be tri-homed.
     Additional interfaces would make a firewall quad-homed, quint-
     homed, and so on.

     It is theoretically possible for a firewall to contain one physical
     interface and multiple logical interfaces. This configuration is
     discouraged for testing purposes because of the difficulty in
     verifying that no leakage occurs between protected and unprotected
     segments.

   Unit of measurement:
     not applicable

   Issues:

   See also:
     tri-homed

3.19 Illegal traffic

   Definition:
     Packets specified for rejection in the rule set of the DUT/SUT.

   Discussion:
     A buggy or misconfigured firewall might forward packets even though
     its rule set specifies that these packets be dropped. Illegal
     traffic differs from rejected traffic in that it describes all
     traffic specified for rejection by the rule set, while rejected
     traffic specifies only those packets actually dropped by the
     DUT/SUT.

   Unit of measurement:
     not applicable

   Issues:








Newman                       Informational                     [Page 15]

RFC 2647            Firewall Performance Terminology         August 1999


   See also:
     accepted traffic
     policy
     rejected traffic
     rule set

3.20 Logging

   Definition:
     The recording of user requests made to the firewall.

   Discussion:
     Firewalls typically log all requests they handle, both allowed and
     rejected. For many firewall designs, logging requires a significant
     amount of processing overhead, especially when complex rule sets
     are in use.

     The type and amount of data logged varies by implementation.
     Testers may find it desirable to log equivalent data when comparing
     different DUT/SUTs.

     Some systems allow logging to take place on systems other than the
     DUT/SUT.

   Unit of measurement:
     not applicable

   Issues:
     rule sets

   See also:
     allowed traffic
     connection
     rejected traffic

3.21 Network address translation

   Definition:
     A method of mapping one or more private, reserved IP addresses to
     one or more public IP addresses.

   Discussion:
     In the interest of conserving the IPv4 address space, RFC 1918
     proposed the use of certain private (reserved) blocks of IP
     addresses. Connections to public networks are made by use of a
     device that translates one or more RFC 1918 addresses to one or
     more public addresses--a network address translator (NAT).




Newman                       Informational                     [Page 16]

RFC 2647            Firewall Performance Terminology         August 1999


     The use of private addressing also introduces a security benefit in
     that RFC 1918 addresses are not visible to hosts on the public
     Internet.

     Some NAT implementations are computationally intensive, and may
     affect bit forwarding rate.

   Unit of measurement:
     not applicable

   Issues:

   See also:

3.22  Packet filtering

   Definition:
     The process of controlling access by examining packets based on the
     content of packet headers.

   Discussion:
     Packet-filtering devices forward or deny packets based on
     information in each packet's header, such as IP address or TCP port
     number. A packet-filtering firewall uses a rule set to determine
     which traffic should be forwarded and which should be blocked.

   Unit of measurement:
     not applicable

   Issues:
     static vs. stateful packet filtering

   See also:
     application proxy
     circuit proxy
     proxy
     rule set
     stateful packet filtering

3.23 Policy

   Definition:
     A document defining acceptable access to protected, DMZ, and
     unprotected networks.







Newman                       Informational                     [Page 17]

RFC 2647            Firewall Performance Terminology         August 1999


   Discussion:
     Security policies generally do not spell out specific
     configurations for firewalls; rather, they set general guidelines
     for what is and is not acceptable network access.

     The actual mechanism for controlling access is usually the rule set
     implemented in the DUT/SUT.

   Unit of measurement:
     not applicable

   Issues:

   See also:
     rule set

3.24 Protected network

   Definition:
     A network segment or segments to which access is controlled by the
     DUT/SUT.

   Discussion:
     Firewalls are intended to prevent unauthorized access either to or
     from the protected network. Depending on the configuration
     specified by the policy and rule set, the DUT/SUT may allow hosts
     on the protected segment to act as clients for servers on either
     the DMZ or the unprotected network, or both.

     Protected networks are often called "internal networks." That term
     is not used here because firewalls increasingly are deployed within
     an organization, where all segments are by definition internal.

   Unit of measurement:

   not applicable

   Issues:

   See also:
     demilitarized zone (DMZ)
     unprotected network
     policy
     rule set
     unprotected network






Newman                       Informational                     [Page 18]

RFC 2647            Firewall Performance Terminology         August 1999


3.25 Proxy

   Definition:
     A request for a connection made on behalf of a host.

   Discussion:
     Proxy-based firewalls do not allow direct connections between
     hosts.  Instead, two connections are established: one between the
     client host and the DUT/SUT, and another between the DUT/SUT and
     server host.

     As with packet-filtering firewalls, proxy-based devices use a rule
     set to determine which traffic should be forwarded and which should
     be rejected.

     There are two types of proxies: application proxies and circuit
     proxies.

   Unit of measurement:
     not applicable

   Issues:
     application

   See also:
     application proxy
     circuit proxy
     packet filtering
     stateful packet filtering

3.26 Rejected traffic

   Definition:
     Packets dropped as a result of the rule set of the DUT/SUT.

   Discussion:
     For purposes of benchmarking firewall performance, it is expected
     that firewalls will reject all traffic not explicitly permitted in
     the rule set. Dropped packets must not be included in calculating
     the bit forwarding rate or maximum bit forwarding rate of the
     DUT/SUT.

   Unit of measurement:
     not applicable

   Issues:





Newman                       Informational                     [Page 19]

RFC 2647            Firewall Performance Terminology         August 1999


   See also:
     allowed traffic
     illegal traffic
     policy
     rule set

3.27 Rule set

   Definition:
     The collection of access control rules that determines which
     packets the DUT/SUT will forward and which it will reject.

   Discussion:
     Rule sets control access to and from the network interfaces of the

     DUT/SUT. By definition, rule sets do not apply equally to all
     network interfaces; otherwise there would be no need for the
     firewall. For benchmarking purposes, a specific rule set is
     typically applied to each network interface in the DUT/SUT.

     The tester must describe the complete contents of the rule set of
     each DUT/SUT.

     To ensure measurements reflect only traffic forwarded by the
     DUT/SUT, testers are encouraged to include a rule denying all

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