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RFC 3089        SOCKS-based IPv6/IPv4 Gateway Mechanism       April 2001


4. Multiple Chained Relay Mechanism (Advanced usage)

   The SOCKS-based gateway mechanism has the flexibility to support
   multiple chained relay topologies.  With the mechanism, IPv4 and IPv6
   mixed various communication topologies are accomplished.

   Figure 2 shows the structure of the multiple chained relay mechanism.

        Client C       Gateway G1       Gateway G2    Destination D
     +-----------+     (Server 1)       (Server 2)
     |Application|
     +===========+  +-------------+  +-------------+  +-----------+
     |*SOCKS Lib*|  |  *Gateway1* |  |  *Gateway2* |  |Application|
     +===========+  +=====---=====+  +=====---=====+  +-----------+
     | Socket DNS|  | Socket  DNS |  | Socket  DNS |  | Socket DNS|
     +-----------+  +-------------+  +-------------+  +-----------+
     | [ IPv X ] |  |[IPvX]|(IPvY)|  |(IPvY)|{IPvZ}|  | { IPv Z } |
     +-----------+  +-------------+  +-------------+  +-----------+
     |Network I/F|  | Network I/F |  | Network I/F |  |Network I/F|
     +-----+-----+  +---+-----+---+  +---+-----+---+  +-----+-----+
           |            |     |          |     |            |
           +============+     +==========+     +------------+
             socksified        socksified          normal
             connection        connection        connection
            (ctrl)+data       (ctrl)+data         data only

                  Fig. 2 Multiple Chained Relay Mechanism

   In this figure, the source node (Client C) initiates the
   communication with the destination (Destination D).  Underneath, the
   connection is replaced with three connections, and they are relayed
   at the two relay servers (Gateway G1 and G2).  The *Gateway* includes
   the same type of functions of *Socks Lib*.  By enabling the *Socks
   Lib* functions at the *Gateway1* on the first relay server (Gateway
   G1), the multiple chained relay topology is accomplished.

   There is no limitation on the number of relay operations between the
   source node and the final destination node.  It is possible to have
   more than two intermediate relay servers.  To simplify the
   explanation, a twice-relayed topology is shown here.

   Since the multiple chained relay is more complex than one-time relay
   and causes complexity, it is recommended that the multiple chained
   relay communication should be used only when it is necessary for some
   reason (e.g., usable protocols or topologies are limited by routers
   etc.).





Kitamura                     Informational                      [Page 7]

RFC 3089        SOCKS-based IPv6/IPv4 Gateway Mechanism       April 2001


5. Applicability statement

   The SOCKS-based gateway mechanism requests socksification of
   applications (install *Socks Lib*) to accomplish heterogeneous
   communications.  It is not necessary to modify (change source codes
   and recompile them, etc.) the applications, because typical
   socksification is done by changing the linking order of dynamic link
   libraries (specifically, by linking the SOCKS dynamic link library
   before the dynamic link libraries for normal socket and DNS name
   resolving APIs).

   The mechanism does not request modification of the DNS system,
   because the DNS name resolving procedure at the Client C is delegated
   to the dual stack node Gateway G.

   Other than the socksification, the SOCKS-based gateway mechanism has
   the following three types of constraints.

   1. Essential constraints:

      Constraints are caused by the address length difference between
      IPv4 and IPv6.

      Functions that request an IP address as one of the return values
      (e.g., getpeername() and getsockname() etc.) can not provide the
      correct IP address as a return value.  However, a suitable port
      value can be provided, because IPv4 and IPv6 use the same size
      port space and an appropriate port information is transferred by
      the SOCKS protocol.

   2. Constraints of the SOCKS mechanism:

      Since the current SOCKS system can not socksify all of the tricky
      applications in which extraordinary manners are used to create
      connections, the SOCKS-based gateway mechanism can not be applied
      to them.

   3. Constraints to deal with the fake address:

      The fake address must be dealt with as a temporary value at the
      application.  It is used as a key value in the mapping table for
      the "DNS name resolving delegation" feature.  When the application
      is finished and the mapping table disappears, the fake address
      information must be also released.

      Even if it is recorded permanently (e.g., recorded as a bookmark),
      serious problems will not occur.  The recorded fake address
      information will merely become useless, because fake address



Kitamura                     Informational                      [Page 8]

RFC 3089        SOCKS-based IPv6/IPv4 Gateway Mechanism       April 2001


      information is taken from a reserved special IP address space that
      is never used in real communications (e.g., 0.0.0.x) and such a
      information is useless for the normal communication applications.
      Furthermore, such cases will be rare because most applications
      usually record FQDN information (not fake IP address information)
      to the bookmark, etc.

5.1 Native SOCKS mechanism considerations

   The characteristics of the SOCKS-based IPv6/IPv4 gateway mechanism
   are inherited from those of the native SOCKS mechanism.  Therefore,
   consideration issues of the native SOCKS mechanism are discussed in
   this section.

   The SOCKSv5 protocol is composed of three commands (CONNECT, BIND and
   UDP ASSOCIATE).  All of three commands can be applied in the SOCKS-
   based IPv6/IPv4 gateway mechanism.

   This document is described with assuming the usage of the CONNECT
   command mainly, because the CONNECT command is the main and most
   frequently used command in the SOCKS mechanism.  Since the CONNECT
   command does not have clear week points, we can use it freely without
   considerations.

   The other (BIND and UDP ASSOCIATE) commands have the following weak
   points.  So, we have to consider these points when we use the BIND or
   UDP ASSOCIATE commands in the mechanism.

   The BIND command is basically designed to support reverse-channel
   rendezvous of the FTP type applications.  So, general usages of the
   BIND command may cause problems.

   The UDP ASSOCIATE command is basically designed for simple UDP
   applications (e.g., archie).  It is not general enough to support a
   large class of applications that use both TCP and UDP.
















Kitamura                     Informational                      [Page 9]

RFC 3089        SOCKS-based IPv6/IPv4 Gateway Mechanism       April 2001


6. Security Considerations

   Since the SOCKS-based IPv6/IPv4 gateway mechanism is based on SOCKSv5
   protocol, the security feature of the mechanism matches that of
   SOCKSv5.  It is described in the Security Considerations section of
   the SOCKS Protocol Version 5 [SOCKSv5].

   The mechanism is based on relaying two "terminated" connections at
   the "application layer".  The end-to-end security is maintained at
   each of the relayed connections (i.e., between Client C and Gateway
   G, and between Gateway G and Destination D).  The mechanism does not
   provide total end-to-end security relay between the original source
   (Client C) and the final destination (Destination D).






































Kitamura                     Informational                     [Page 10]

RFC 3089        SOCKS-based IPv6/IPv4 Gateway Mechanism       April 2001


Appendix A. Implementations

   Currently, there are two independent implementations of the SOCKS-
   based IPv6/IPv4 gateway mechanism.  Both of them are open to the
   public.

   One is NEC's implementation.  Its source codes are available at the
   following URL.

            http://www.socks.nec.com/

   The other is Fujitsu Lab.'s implementation, which is called
   "SOCKS64".  Its source codes are available at the following URL.

            ftp://ftp.kame.net/pub/kame/misc/socks64-...

References

   [SOCKSv5]    Leech, M., Ganis, M., Lee, Y., Kuris, R., Koblas, D. and
                L. Jones, "SOCKS Protocol V5", RFC 1928, April 1996.

   [TRANSMECH]  Gilligan, R. and E. Nordmark, "Transition Mechanisms for
                IPv6 Hosts and Routers", RFC 2893, August 2000.

   [IPv6]       Deering, S. and R. Hinden, "Internet Protocol, Version 6
                (IPv6) Specification", RFC 2460, December 1998.

   [INET99]     H. Kitamura, "Entering the IPv6 communication world by
                the SOCKS-based IPv6/IPv4 Translator", in Proceedings of
                INET99, July 1999.

Author's Address

   Hiroshi Kitamura
   NEC Corporation
   Development Laboratories
   (Igarashi Building 4F) 11-5, Shibaura 2-Chome,
   Minato-Ku, Tokyo 108-8557, JAPAN

   Phone: +81 (3) 5476-1071
   Fax:   +81 (3) 5476-1005
   EMail: kitamura@da.jp.nec.com









Kitamura                     Informational                     [Page 11]

RFC 3089        SOCKS-based IPv6/IPv4 Gateway Mechanism       April 2001


Full Copyright Statement

   Copyright (C) The Internet Society (2001).  All Rights Reserved.

   This document and translations of it may be copied and furnished to
   others, and derivative works that comment on or otherwise explain it
   or assist in its implementation may be prepared, copied, published
   and distributed, in whole or in part, without restriction of any
   kind, provided that the above copyright notice and this paragraph are
   included on all such copies and derivative works.  However, this
   document itself may not be modified in any way, such as by removing
   the copyright notice or references to the Internet Society or other
   Internet organizations, except as needed for the purpose of
   developing Internet standards in which case the procedures for
   copyrights defined in the Internet Standards process must be
   followed, or as required to translate it into languages other than
   English.

   The limited permissions granted above are perpetual and will not be
   revoked by the Internet Society or its successors or assigns.

   This document and the information contained herein is provided on an
   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

   Funding for the RFC Editor function is currently provided by the
   Internet Society.



















Kitamura                     Informational                     [Page 12]


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