📄 rfc3074.txt
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Network Working Group B. VolzRequest for Comments: 3074 EricssonCategory: Standards Track S. Gonczi Network Engines, Inc. T. Lemon Internet Engines, Inc. R. Stevens Join Systems, Inc. February 2001 DHC Load Balancing AlgorithmStatus of this Memo This document specifies an Internet standards track protocol for the Internet community, and requests discussion and suggestions for improvements. Please refer to the current edition of the "Internet Official Protocol Standards" (STD 1) for the standardization state and status of this protocol. Distribution of this memo is unlimited.Copyright Notice Copyright (C) The Internet Society (2001). All Rights Reserved.Abstract This document proposes a method of algorithmic load balancing. It enables multiple, cooperating servers to decide which one should service a client, without exchanging any information beyond initial configuration. The server selection is based on the servers hashing client Media Access Control (MAC) addresses when multiple Dynamic Host Configuration Protocol (DHCP) servers are available to service DHCP clients. The proposed technique provides for efficient server selection when multiple DHCP servers offer services on a network without requiring any changes to existing DHCP clients. The same method is proposed to select the target server of a forwarding agent such as a Bootstrap Protocol (BOOTP) relay.1. Introduction This protocol was originally devised to support a specific load balancing optimization of the DHCP Failover Protocol [FAILOVR]. The authors later realized that it could be used to optimize the behavior of cooperating DHCP servers and the BOOTP relay agents that forward packets to them. The proposal makes it possible to set up eachVolz, et al. Standards Track [Page 1]RFC 3074 DHC Load Balancing Algorithm February 2001 participating server to accept a preconfigured (approximate) percentage of the client load. This is done using a deterministic hashing algorithm, that could easily be applied to other protocols having similar characteristics.2. Terminology This section discusses both the generic requirements terminology common to many IETF protocol specifications, and also terminology introduced by this document.2.1. Requirements Terminology The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119 [RFC 2119].2.2. Load Balancing Terminology This document introduces the following terms: Service Delay, SD A load balancing parameter, allowing delayed service of a client by a server participating in the load-balancing scheme, instead of ignoring the client. Hash Bucket Assignments, HBA A configuration directive that assigns a set of hash bucket values to a server participating in the load-balancing scheme. Server ID, SID An identifier that can be used to designate one of the participating Servers. In the context of DHCP, the SID is the IP address or DNS name of the server. Service Transaction, ST A set of client-server exchanges that lead to a server providing or denying some service to a client. Example: the DISCOVER/OFFER/ REQUEST/ACK message exchange between a DHCP server and client is a service transaction. Service Transaction ID, STID An attribute of the individual client requests used for load- balancing.Volz, et al. Standards Track [Page 2]RFC 3074 DHC Load Balancing Algorithm February 20013. Background and External Requirements Because DHCP clients use UDP broadcasts to contact DHCP servers, a client DHCPDISCOVER message may be received by more than one server. All servers receiving such a broadcast may respond to the client, letting the client choose which server it will use. When a BOOTP relay agent is used, it typically forwards or rebroadcasts client broadcasts to all configured servers, so a similar inefficiency is present. The optimization described allows a server to be chosen for each such transaction by performing a "serve" / "do not serve" computation. A forwarding agent can perform the same computation to choose a forwarding destination. In either case, the choice of server can be computed, without the participants having to negotiate who is to respond. The approach is probabilistic in nature, because it is nearly impossible to foresee which client will request service next. For short periods of time, the actual percentage of clients served by a given server will likely deviate from the desired percentage. As the number of requests grows, the actual percentage of the load being handled by each server will approximate the configured percentage.4. Overview DHCP servers MUST use the Client Identifier option as the STID if it is present. If no Client Identifier option is present, the hlen field of the DHCP packet MUST be used as the length of the data to be hashed, and the contents of the chaddr MUST be the data to be hashed. At most the first sixteen bytes of the Client Identifier or chaddr are used. The proposal maps the STID into a hash value using the function in section 6. The resulting hash value can then be used to decide who should respond to the request, or who the forwarding target should be. The provided hash function generates hash values 0 to 255, and yields a fairly even hash bucket distribution for random STID-s, and also for STID sequences that have some pattern. Resource allocation is accomplished by assigning a set of specific hash values to each participating server. A server will only service a request if the STID hash of the request matches one of its assigned hash values.Volz, et al. Standards Track [Page 3]RFC 3074 DHC Load Balancing Algorithm February 2001 Any hash buckets not assigned to servers will result in some client ST-s being entirely ignored. (In some scenarios, this may be a desirable outcome.) STID-s need not be unique, but should have sufficient variety to distribute load to each server. HBA-s MAY be transmitted as messages, encapsulated in messages of some other protocol, e.g., e-mail, or DHCP Failover Protocol option. DHCP server implementations may optionally be configurable to handle a case where load balancing is being done but the server that is supposed to respond is not available, or is out of suitable addresses. DHCP server implementations that provide this capability SHOULD set the DS (Delayed Service) configuration parameter to the number of seconds to wait after the client's first request has been sent before responding to a client, where the hash would not normally permit the client to be served. A DHCP server providing this capability SHOULD use the value in the secs field of the client request if its value is not zero. Because some clients may not correctly implement the secs field, a DHCP server MAY keep track of the first instance of a client transaction to which it would not normally respond. If the server receives a request from a client that has the same transaction ID as a previously recorded request, and if the secs field in the second packet is zero, the DHCP server MAY use the elapsed time (seconds) between the first and subsequent client request, instead of the secs field.5. Operation5.1 Configuration The configuration step consists of assigning hash values to available servers. This is accomplished by providing one or more Hash Bucket Assignments (HBA-s). These may come from a configuration file, the Windows NT registry, EEPROM, etc. Alternatively, the hash bucket values could be assigned using some agreed upon algorithm. E.g., "Every odd value is serviced by server A and every even value is serviced by server B".5.2 HBA Intended for a Server When configuring one specific server, an HBA in the form of a simple bit map of 32 octet values SHOULD be used.Volz, et al. Standards Track [Page 4]RFC 3074 DHC Load Balancing Algorithm February 2001 The first octet in the HBA bitmap represents HBA values 0-7, the next byte values 8-15, and so on, with the thirty-second octet representing values 248-255. In each octet, the least significant bit in that octet represents the smallest HBA value in that octet. Each bit of the HBA is associated with one possible hash value. If a bit is set in the map, it means the recipient server MUST service each client request, where the STID yields the corresponding hash value. For example, if a server is configured with an HBA of the following 32 octets: FF FF FF FF FF FF 00 00 ( 0 - 63 ) FF FF FF FF FF FF FF FF ( 64 - 127 ) 00 00 00 00 00 00 00 00 (128 - 191 ) 00 00 00 00 00 00 00 00 (192 - 255 ) then it MUST service any client requests where the STID hashes into the bucket values of 0 through 47 and 64 through 127.5.3 Delayed Service Parameter The Delayed Service parameter is optional. If the parameter is not configured, the HBA sets up a strict Serve/Do not serve policy. If the parameter is configured, the server that is not supposed to serve a specific request (based on the HBA and the STID hash), is allowed to respond, after S seconds have elapsed since the client first attempted to get service. A server MAY use the secs field in the BOOTP header for determining the time since the client has been trying to get service, or it MAY track repeated requests some other way.5.4 HBA Intended for a Forwarder When configuring a forwarding agent, (e.g., BOOTP relay) HBA-s consisting of pairs of Server-ID / Hash Bucket values MAY be used. Here, the Server ID (SID) designates the server responsible for the specified Hash Bucket. The forwarding agent forwards each client request, where the STID yields the specified hash value, to the server designated by the SID.Volz, et al. Standards Track [Page 5]
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