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7.3. Revocation Requirements Revocation information might be obtained through CRLs, delta CRLs or OCSP responses. Certificate revocation requirements are specified in terms of checks required on the end-entity certificate and CA certificates. Revocation requirements for the end-entity certificate may not be the same as the requirements for the CA certificates. For example, an OCSP response may be needed for the end-entity certificate while CRLs may be sufficient for the CA certificates. The validation policy MUST specify the source of revocation information: - full CRLs (or full Authority Revocation Lists) have to be collected. - OCSP responses, using [OCSP], have to be collected. - delta CRLs and the relevant associated full CRLs (or full Authority Revocation Lists) are to be collected. - any available revocation information has to be collected. - no revocation information need be collected.7.4. End-entity Certificate Specific Requirements The validation policy might require the end-entity certificate to contain specific extensions with specific types or values (it does not matter whether they are critical or non-critical). For example, the validation policy might require an end-entity certificate that contains an electronic mail address (either in the rfc822 subject alt name or in the emailAddress naming attribute in the subject name).8. Path Discovery Policy A path discovery policy is a set of rules against which the discovery of a certification path is performed. A path discovery policy is a subset of a validation policy. A path discovery policy MAY either be a reference to a validation policy or contain only some major elements from a validation policy, such as the trust anchors. Since the DPD client is "PKI aware", it can locally apply additional selection criteria to the certification paths returned by the server. Thus, a simpler policy can be defined and used for path discovery.Pinkas & Housley Informational [Page 11]RFC 3379 DPV and DPD Protocol Requirements September 20028.1. Components for a Path Discovery Policy The path discovery policy includes certification path requirements, revocation requirements, and end-entity certificate specific requirements. These requirements are the same as those specified in sections 7.2, 7.3, and 7.4, respectively.9. Security Considerations A DPV client must trust a DPV server to provide the correct answer. However, this does not mean that all DPV clients will trust the same DPV servers. While a positive answer might be sufficient for one DPV client, that same positive answer will not necessarily convince another DPV client. Other clients may trust their own DPV servers, or they might perform certification path validation themselves. DPV clients operating under an organizational validation policy must ensure that each of the DPV servers they trust is operating under that organizational validation policy. When no policy reference is present in the DPV request, the DPV client ought to verify that the policy selected by the DPV server is appropriate. The revocation status information is obtained for the validation time. In case of a digital signature, it is not necessarily identical to the time when the private key was used. The validation time ought to be adjusted by the DPV client to compensate for: 1) time for the end-entity to realize that its private key has been or could possibly be compromised, and/or 2) time for the end-entity to report the key compromise, and/or 3) time for the revocation authority to process the revocation request from the end-entity, and/or 4) time for the revocation authority to update and distribute the revocation status information.10. Acknowledgments These requirements have been refined after some valuable inputs from Trevor Freeman, Paul Hoffman, Ambarish Malpani, Mike Myers, Tim Polk, and Peter Sylvester.Pinkas & Housley Informational [Page 12]RFC 3379 DPV and DPD Protocol Requirements September 200211. References11.1. Normative References [PKIX-1] Housley, R., Ford, W., Polk, W. and D. Solo, "Internet X.509 Public Key Infrastructure Certificate and CRL Profile", RFC 3280, April 2002. [OCSP] Myers, M., Ankney, R., Malpani, A., Galperin, S. and C. Adams, "X.509 Internet Public Key Infrastructure Online Certificate Status Protocol - OCSP", RFC 2560, June 1999.11.2. Informative References [ES-F] Pinkas, D., Ross, J. and N. Pope, "Electronic Signature Formats for long term electronic signatures", RFC 3126, September 2001. [ES-P] Pinkas, D., Ross, J. and N. Pope, "Electronic Signature Policies", RFC 3125, September 2001. [ESS] Hoffman, P., "Enhanced Security Services for S/MIME", RFC 2634, June 1999. [ISO-X509] ISO/IEC 9594-8/ITU-T Recommendation X.509, "Information Technology - Open Systems Interconnection: The Directory: Authentication Framework," 1997 edition. [FTP&HTTP] Housley, R. and P. Hoffman, "Internet X.509 Public Key Infrastructure. Operational Protocols: FTP and HTTP", RFC 2585, May 1999. [LDAP] Boeyen, S., Howes, T. and P. Richard, "Internet X.509 Public Key Infrastructure Operational Protocols LDAPv2", RFC 2559, April 1999.Pinkas & Housley Informational [Page 13]RFC 3379 DPV and DPD Protocol Requirements September 200212. Authors' Addresses Denis Pinkas Bull Rue Jean-Jaures - BP 68 78340 Les Clayes-sous-Bois FRANCE EMail: Denis.Pinkas@bull.net Russell Housley RSA Laboratories 918 Spring Knoll Drive Herndon, VA 20170 USA EMail: rhousley@rsasecurity.comPinkas & Housley Informational [Page 14]RFC 3379 DPV and DPD Protocol Requirements September 200213. Full Copyright Statement Copyright (C) The Internet Society (2002). All Rights Reserved. This document and translations of it may be copied and furnished to others, and derivative works that comment on or otherwise explain it or assist in its implementation may be prepared, copied, published and distributed, in whole or in part, without restriction of any kind, provided that the above copyright notice and this paragraph are included on all such copies and derivative works. However, this document itself may not be modified in any way, such as by removing the copyright notice or references to the Internet Society or other Internet organizations, except as needed for the purpose of developing Internet standards in which case the procedures for copyrights defined in the Internet Standards process must be followed, or as required to translate it into languages other than English. The limited permissions granted above are perpetual and will not be revoked by the Internet Society or its successors or assigns. This document and the information contained herein is provided on an "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Acknowledgement Funding for the RFC Editor function is currently provided by the Internet Society.Pinkas & Housley Informational [Page 15]
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