📄 rfc2647.txt
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3.24 Protected network Definition: A network segment or segments to which access is controlled by the DUT/SUT. Discussion: Firewalls are intended to prevent unauthorized access either to or from the protected network. Depending on the configuration specified by the policy and rule set, the DUT/SUT may allow hosts on the protected segment to act as clients for servers on either the DMZ or the unprotected network, or both. Protected networks are often called "internal networks." That term is not used here because firewalls increasingly are deployed within an organization, where all segments are by definition internal. Unit of measurement: not applicable Issues: See also: demilitarized zone (DMZ) unprotected network policy rule set unprotected networkNewman Informational [Page 18]RFC 2647 Firewall Performance Terminology August 19993.25 Proxy Definition: A request for a connection made on behalf of a host. Discussion: Proxy-based firewalls do not allow direct connections between hosts. Instead, two connections are established: one between the client host and the DUT/SUT, and another between the DUT/SUT and server host. As with packet-filtering firewalls, proxy-based devices use a rule set to determine which traffic should be forwarded and which should be rejected. There are two types of proxies: application proxies and circuit proxies. Unit of measurement: not applicable Issues: application See also: application proxy circuit proxy packet filtering stateful packet filtering3.26 Rejected traffic Definition: Packets dropped as a result of the rule set of the DUT/SUT. Discussion: For purposes of benchmarking firewall performance, it is expected that firewalls will reject all traffic not explicitly permitted in the rule set. Dropped packets must not be included in calculating the bit forwarding rate or maximum bit forwarding rate of the DUT/SUT. Unit of measurement: not applicable Issues:Newman Informational [Page 19]RFC 2647 Firewall Performance Terminology August 1999 See also: allowed traffic illegal traffic policy rule set3.27 Rule set Definition: The collection of access control rules that determines which packets the DUT/SUT will forward and which it will reject. Discussion: Rule sets control access to and from the network interfaces of the DUT/SUT. By definition, rule sets do not apply equally to all network interfaces; otherwise there would be no need for the firewall. For benchmarking purposes, a specific rule set is typically applied to each network interface in the DUT/SUT. The tester must describe the complete contents of the rule set of each DUT/SUT. To ensure measurements reflect only traffic forwarded by the DUT/SUT, testers are encouraged to include a rule denying all access except for those packets allowed by the rule set. Unit of measurement: not applicable Issues: See also: allowed traffic demilitarized zone (DMZ) illegal traffic policy protected network rejected traffic unprotected network3.28 Security association Definition: The set of security information relating to a given network connection or set of connections.Newman Informational [Page 20]RFC 2647 Firewall Performance Terminology August 1999 Discussion: This definition covers the relationship between policy and connections. Security associations (SAs) are typically set up during connection establishment, and they may be reiterated or revoked during a connection. For purposes of benchmarking firewall performance, measurements of bit forwarding rate or UOTs per second must be taken after all security associations have been established. Unit of measurement: not applicable See also: connection connection establishment policy rule set3.29 Stateful packet filtering Definition: The process of forwarding or rejecting traffic based on the contents of a state table maintained by a firewall. Discussion: Packet filtering and proxy firewalls are essentially static, in that they always forward or reject packets based on the contents of the rule set. In contrast, devices using stateful packet filtering will only forward packets if they correspond with state information maintained by the device about each connection. For example, a stateful packet filtering device will reject a packet on port 20 (ftp-data) if no connection has been established over the ftp control port (usually port 21). Unit of measurement: not applicable Issues: See also: applicaton proxy packet filtering proxyNewman Informational [Page 21]RFC 2647 Firewall Performance Terminology August 19993.30 Tri-homed Definition: A firewall with three network interfaces. Discussion: Tri-homed firewalls connect three network segments with different network addresses. Typically, these would be protected, DMZ, and unprotected segments. A tri-homed firewall may offer some security advantages over firewalls with two interfaces. An attacker on an unprotected network may compromise hosts on the DMZ but still not reach any hosts on the protected network. Unit of measurement: not applicable Issues: Usually the differentiator between one segment and another is its IP address. However, firewalls may connect different networks of other types, such as ATM or Netware segments. See also: homed3.31 Unit of transfer Definition: A discrete collection of bytes comprising at least one header and optional user data. Discussion: This metric is intended for use in describing steady-state forwarding rate of the DUT/SUT. The unit of transfer (UOT) definition is deliberately left open to interpretation, allowing the broadest possible application. Examples of UOTs include TCP segments, IP packets, Ethernet frames, and ATM cells. While the definition is deliberately broad, its interpretation must not be. The tester must describe what type of UOT will be offered to the DUT/SUT, and must offer these UOTs at a consistent rate. Traffic measurement must begin after all connection establishment routines complete and before any connection completion routine begins. Further, measurements must begin after any security associations (SAs) are established and before any SA is revoked.Newman Informational [Page 22]RFC 2647 Firewall Performance Terminology August 1999 Testers also must compare only like UOTs. It is not appropriate, for example, to compare forwarding rates by offering 1,500-byte Ethernet UOTs to one DUT/SUT and 53-byte ATM cells to another. Unit of measurement: Units of transfer Units of transfer per second Issues: See also: bit forwarding rate connection3.32 Unprotected network Definition: A network segment or segments to which access is not controlled by the DUT/SUT. Discussion: Firewalls are deployed between protected and unprotected segments. The unprotected network is not protected by the DUT/SUT. Note that a DUT/SUT's policy may specify hosts on an unprotected network. For example, a user on a protected network may be permitted to access an FTP server on an unprotected network. But the DUT/SUT cannot control access between hosts on the unprotected network. Unit of measurement: not applicable Issues: See also: demilitarized zone (DMZ) policy protected network rule set3.33 User Definition: A person or process requesting access to resources protected by the DUT/SUT.Newman Informational [Page 23]RFC 2647 Firewall Performance Terminology August 1999 Discussion: "User" is a problematic term in the context of firewall performance testing, for several reasons. First, a user may in fact be a process or processes requesting services through the DUT/SUT. Second, different "user" requests may require radically different amounts of DUT/SUT resources. Third, traffic profiles vary widely from one organization to another, making it difficult to characterize the load offered by a typical user. For these reasons, testers should not attempt to measure DUT/SUT performance in terms of users supported. Instead, testers should describe performance in terms of maximum bit forwarding rate and maximum number of connections sustained. Further, testers should use the term "data source" rather than user to describe traffic generator(s). Unit of measurement: not applicable Issues: See also: data source4. Security Considerations The primary goal of this memo is to describe terms used in benchmarking firewall performance. However, readers should be aware that there is some overlap between performance and security issues. Specifically, the optimal configuration for firewall performance may not be the most secure, and vice-versa. Further, certain forms of attack may degrade performance. One common form of denial-of-service (DoS) attack bombards a firewall with so much rejected traffic that it cannot forward allowed traffic. DoS attacks do not always involve heavy loads; by definition, DoS describes any state in which a firewall is offered rejected traffic that prohibits it from forwarding some or all allowed traffic. Even a small amount of traffic may significantly degrade firewall performance, or stop the firewall altogether. Further, the safeguards in firewalls to guard against such attacks may have a significant negative impact on performance. Since the library of attacks is constantly expanding, no attempt is made here to define specific attacks that may affect performance. Nonetheless, any reasonable performance benchmark should take intoNewman Informational [Page 24]RFC 2647 Firewall Performance Terminology August 1999 consideration safeguards against such attacks. Specifically, the same safeguards should be in place when comparing performance of different firewall implementations.5. References Bradner, S., Ed., "Benchmarking Terminology for Network Interconnection Devices", RFC 1242, July 1991. Bradner, S. and J. McQuaid, "Benchmarking Methodology for Network Interconnect Devices", RFC 2544, March 1999. Mandeville, R., "Benchmarking Terminology for LAN Switching Devices", RFC 2285, February 1998. Rekhter, Y., Moskowitz, B., Karrenberg, D., de Groot, G. and E. Lear, "Address Allocation for Private Internets", BCP 5, RFC 1918, February 1996.6. Acknowledgments The author wishes to thank the IETF Benchmarking Working Group for agreeing to review this document. Several other persons offered valuable contributions and critiques during this project: Ted Doty (Internet Security Systems), Kevin Dubray (Ironbridge Networks), Helen Holzbaur, Dale Lancaster, Robert Mandeville, Brent Melson (NSTL), Steve Platt (NSTL), Marcus Ranum (Network Flight Recorder), Greg Shannon, Christoph Schuba (Sun Microsystems), Rick Siebenaler, and Greg Smith (Check Point Software Technologies).7. Contact Information David Newman Data Communications magazine 3 Park Ave. 31st Floor New York, NY 10016 USA Phone: 212-592-8256 Fax: 212-592-8265 EMail: dnewman@data.comNewman Informational [Page 25]RFC 2647 Firewall Performance Terminology August 19998. Full Copyright Statement Copyright (C) The Internet Society (1999). All Rights Reserved. This document and translations of it may be copied and furnished to others, and derivative works that comment on or otherwise explain it or assist in its implementation may be prepared, copied, published and distributed, in whole or in part, without restriction of any kind, provided that the above copyright notice and this paragraph are included on all such copies and derivative works. However, this document itself may not be modified in any way, such as by removing the copyright notice or references to the Internet Society or other Internet organizations, except as needed for the purpose of developing Internet standards in which case the procedures for copyrights defined in the Internet Standards process must be followed, or as required to translate it into languages other than English. The limited permissions granted above are perpetual and will not be revoked by the Internet Society or its successors or assigns. This document and the information contained herein is provided on an "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Acknowledgement Funding for the RFC Editor function is currently provided by the Internet Society.Newman Informational [Page 26]
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